0000769993-18-000517.txt : 20181105 0000769993-18-000517.hdr.sgml : 20181105 20181105110736 ACCESSION NUMBER: 0000769993-18-000517 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FORTINO,STEPHEN,GRAY, FILED AS OF DATE: 20181031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO. LLC CENTRAL INDEX KEY: 0000769993 IRS NUMBER: 135108880 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04222 FILM NUMBER: 181159189 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS & CO DATE OF NAME CHANGE: 19931102 MA-I 1 primary_doc.xml MA-I 0000769993 XXXXXXXX CHAD CHRISTENSEN 801-741-5676 CHAD.CHRISTENSEN@GS.COM HYUNAH.MOON@GS.COM N N STEPHEN GRAY FORTINO 005249919 N 1 0000769993 GOLDMAN SACHS & CO. LLC 06-04-2018 N 867-01181 SUPERVISED 06-04-2018 200 WEST STREET NEW YORK NY 10282 06-2018 Goldman Sachs & Co. LLC CHICAGO IL 60606 Y Y VICE PRESIDENT 09-2006 05-2018 MORGAN STANLEY & CO. LLC CHICAGO IL 60605 N Y EXECUTIVE DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-30-2018 ASAHI POMPEY CHIEF COMPLIANCE OFFICER