0000769993-18-000517.txt : 20181105
0000769993-18-000517.hdr.sgml : 20181105
20181105110736
ACCESSION NUMBER: 0000769993-18-000517
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FORTINO,STEPHEN,GRAY,
FILED AS OF DATE: 20181031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS & CO. LLC
CENTRAL INDEX KEY: 0000769993
IRS NUMBER: 135108880
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04222
FILM NUMBER: 181159189
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS & CO
DATE OF NAME CHANGE: 19931102
MA-I
1
primary_doc.xml
MA-I
0000769993
XXXXXXXX
CHAD CHRISTENSEN
801-741-5676
CHAD.CHRISTENSEN@GS.COM
HYUNAH.MOON@GS.COM
N
N
STEPHEN
GRAY
FORTINO
005249919
N
1
0000769993
GOLDMAN SACHS & CO. LLC
06-04-2018
N
867-01181
SUPERVISED
06-04-2018
200 WEST STREET
NEW YORK
NY
10282
06-2018
Goldman Sachs & Co. LLC
CHICAGO
IL
60606
Y
Y
VICE PRESIDENT
09-2006
05-2018
MORGAN STANLEY & CO. LLC
CHICAGO
IL
60605
N
Y
EXECUTIVE DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-30-2018
ASAHI POMPEY
CHIEF COMPLIANCE OFFICER