0000769993-17-000762.txt : 20171201 0000769993-17-000762.hdr.sgml : 20171201 20171201152022 ACCESSION NUMBER: 0000769993-17-000762 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO. LLC CENTRAL INDEX KEY: 0000769993 IRS NUMBER: 135108880 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04222 FILM NUMBER: 171234042 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS & CO DATE OF NAME CHANGE: 19931102 MA-I/A 1 primary_doc.xml MA-I/A 0000769993 XXXXXXXX CHAD CHRISTENSEN 8017415676 CHAD.CHRISTENSEN@NY.EMAIL.GS.COM hunter.holman@gs.com N N BENJAMIN BUTTERWORTH HERBST 005393359 N 1 0000769993 GOLDMAN SACHS & CO 02-16-2016 N 867-01181 LOCATED SUPERVISED 02-16-2016 200 WEST STREET C/O GOLDMAN SACHS & CO NEW YORK NY 10282 02-2016 GOLDMAN, SACHS & CO. NEW YORK NY 10282 Y Y ASSOCIATE 09-2011 01-2016 JP MORGAN SECURITIES LLC NEW YORK NY 10179 Y Y PUBLIC FINANCE ANALYST 06-2008 07-2011 EXPLORE CHARTER SCHOOL BROOKLYN NY 11226 N N CLASSROOM TEACHER 08-2004 06-2008 COLBY COLLEGE WATERVILLE ME 04901 N N STUDENT Y 10-2017 Brooklyn Rise Charter School N/A (School is still being formed) Brooklyn NY 11220 N N Charter School Member of the Board of Directors 10 Duties include providing high-level guidance on financial matters for the board. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-01-2017 ASAHI POMPEY Chief Compliance Officer