0000769993-17-000511.txt : 20170509 0000769993-17-000511.hdr.sgml : 20170509 20170509113721 ACCESSION NUMBER: 0000769993-17-000511 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO. LLC CENTRAL INDEX KEY: 0000769993 IRS NUMBER: 135108880 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04222 FILM NUMBER: 17825269 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS & CO DATE OF NAME CHANGE: 19931102 MA-I/A 1 primary_doc.xml MA-I/A 0000769993 XXXXXXXX Chad Christensen 8017415676 Chad.christensen@GS.COM HyunAh.Moon@ny.email.gs.com jess.morrison@gs.com N N RITU NMN KALRA 002935805 N 1 0000769993 GOLDMAN SACHS & CO 04-02-2007 N We had technical difficulties when attempting to submit the Form MA application. LOCATED SUPERVISED 04-02-2007 200 WEST STREET C/O GOLDMAN SACHS & CO NEW YORK NY 10282 04-2007 GOLDMAN, SACHS & CO. NEW YORK NY 10282 Y Y VICE PRESIDENT 07-2006 03-2007 BANK OF AMERICA NEW YORK NY 10007 N Y DERIVATIVES MARKETING 02-2005 06-2006 HARTFORD COURANT HARTFORD CT 06115 N N JOURNALIST 12-2004 02-2005 FORBES INC. NEW YORK NY 10011 N N JOURNALIST (INTERN) 12-2004 12-2004 NEW YORK UNIVERSITY NEW YORK NY 10012 N N STUDENT 09-2004 12-2004 FORBES INC. NEW YORK NY 10011 N N JOURNALIST (INTERN) 06-2004 09-2004 REUTERS NEW YORK NY 10005 N N JOURNALIST (INTERN) 09-2003 06-2004 NEW YORK UNIVERSITY NEW YORK NY 10012 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-08-2017 Ashahi Pompey Chief Compliance Officer