0000769993-15-000984.txt : 20151102 0000769993-15-000984.hdr.sgml : 20151102 20151102174126 ACCESSION NUMBER: 0000769993-15-000984 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20151102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO CENTRAL INDEX KEY: 0000769993 IRS NUMBER: 135108880 STATE OF INCORPORATION: NY FISCAL YEAR END: 1127 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04222 FILM NUMBER: 151191676 BUSINESS ADDRESS: STREET 1: 200 WEST STREET STREET 2: C/O GOLDMAN SACHS & CO CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 MA-I 1 primary_doc.xml MA-I 0000769993 XXXXXXXX GRETCHEN SILVER 8018844008 GRETCHEN.SILVER@GS.COM HYUNAH.MOON@GS.COM N N MICHAEL PETER SUTTON 005912869 N 1 0000769993 GOLDMAN SACHS & CO 07-01-2013 N 867-01181 LOCATED SUPERVISED 07-01-2013 200 WEST STREET C/O GOLDMAN SACHS & CO NEW YORK NY 10282 07-2013 GOLDMAN, SACHS & CO. NEW YORK NY 10282 Y Y ANALYST 09-2009 05-2013 FORDHAM UNIVERSITY - NEW YORK BRONX NY 10458 N N STUDENT 09-2005 06-2009 CHAMINADE HIGH SCHOOL MINEOLA NY 11501 N N STUDENT 09-1999 06-2005 ST. JOSEPHS SCHOOL GARDEN CITY NY 11530 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-02-2015 ASAHI POMPEY CHIEF COMPLIANCE OFFICER