0000769993-15-000944.txt : 20150922 0000769993-15-000944.hdr.sgml : 20150922 20150922183000 ACCESSION NUMBER: 0000769993-15-000944 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150922 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO CENTRAL INDEX KEY: 0000769993 IRS NUMBER: 135108880 STATE OF INCORPORATION: NY FISCAL YEAR END: 1127 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04222 FILM NUMBER: 151120058 BUSINESS ADDRESS: STREET 1: 200 WEST STREET STREET 2: C/O GOLDMAN SACHS & CO CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 MA-I 1 primary_doc.xml MA-I 0000769993 XXXXXXXX GRETCHEN SILVER 8018844008 GRETCHEN.SILVER@NY.EMAIL.GS.COM HYUNAH.MOON@NY.EMAIL.GS.COM N N DANIEL MARTIN BRACHO 006212186 N 1 0000769993 GOLDMAN SACHS & CO 07-14-2015 N 867-01181 LOCATED SUPERVISED 07-14-2015 200 WEST STREET C/O GOLDMAN SACHS & CO NEW YORK NY 10282 07-2015 GOLDMAN SACHS & CO NEW YORK NY 10282 Y Y ANALYST 08-2011 05-2015 CORNELL UNIVERSITY ITHACA NY 14853 N N STUDENT 09-2007 06-2011 MAMARONECK HIGH SCHOOL MAMARONECK NY 10543 N N STUDENT 09-2004 06-2007 HOMMOCKS MIDDLE SCHOOL LARCHMONT NY 10538 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-22-2015 ASAHI POMPEY CHIEF COMPLIANCE OFFICER