0000769993-14-000477.txt : 20141208 0000769993-14-000477.hdr.sgml : 20141208 20141208173232 ACCESSION NUMBER: 0000769993-14-000477 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO CENTRAL INDEX KEY: 0000769993 IRS NUMBER: 135108880 STATE OF INCORPORATION: NY FISCAL YEAR END: 1127 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04222 FILM NUMBER: 141273360 BUSINESS ADDRESS: STREET 1: 200 WEST STREET STREET 2: C/O GOLDMAN SACHS & CO CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 MA-I 1 primary_doc.xml MA-I 0000769993 XXXXXXXX GRETCHEN SILVER 8018844008 GRETCHEN.SILVER@GS.COM N DAVID MICHAEL SIEGEL 005720564 N 1 0000769993 GOLDMAN SACHS & CO 07-18-2011 N We had technical difficulties when attempting to submit the Form MA application. LOCATED SUPERVISED 07-18-2011 200 WEST STREET C/O GOLDMAN SACHS & CO NEW YORK NY 10282 07-2011 GOLDMAN, SACHS & CO. NEW YORK NY 10282 Y Y ANALYST 05-2011 05-2011 WELLS FARGO SECURITIES ALBANY NY 12205 N Y INTERN 08-2010 05-2011 SUNY - ALBANY ALBANY NY 12222 N N STUDENT 06-2010 08-2010 MORGAN STANLEY NEW YORK NY 10036 N Y SUMMER ANALYST 09-2009 06-2010 WELLS FARGO SECURITIES ALBANY NY 12205 N Y INTERN 08-2007 09-2009 SUNY - ALBANY ALBANY NY 12222 N N STUDENT 09-2003 06-2007 HERBERT H. LEHMAN HIGH SCHOOL BRONX NY 10461 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-31-2014 ELIZABETH JANELLE FORD CHIEF COMPLIANCE OFFICER