0000769993-14-000475.txt : 20141208 0000769993-14-000475.hdr.sgml : 20141208 20141208173244 ACCESSION NUMBER: 0000769993-14-000475 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO CENTRAL INDEX KEY: 0000769993 IRS NUMBER: 135108880 STATE OF INCORPORATION: NY FISCAL YEAR END: 1127 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04222 FILM NUMBER: 141273362 BUSINESS ADDRESS: STREET 1: 200 WEST STREET STREET 2: C/O GOLDMAN SACHS & CO CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 MA-I 1 primary_doc.xml MA-I 0000769993 XXXXXXXX GRETCHEN SILVER 8018844008 GRETCHEN.SILVER@GS.COM N JEFFREY MATTHEW SCRUGGS 001907047 N 1 0000769993 GOLDMAN SACHS & CO 07-14-2008 N We had technical difficulties when attempting to submit the Form MA application. LOCATED SUPERVISED 07-14-2008 200 WEST STREET C/O GOLDMAN SACHS & CO NEW YORK NY 10282 JEFF MATTHEW SCRUGGS 07-2008 GOLDMAN, SACHS & CO. NEW YORK NY 10282 Y Y MANAGING DIRECTOR 01-2006 07-2008 UBS SECURITIES LLC STAMFORD CT 06901 Y Y MANAGING DIRECTOR 07-1991 01-2006 UBS FINANCIAL SERVICES INC. NEW YORK NY 10171 Y Y MANAGING DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-31-2014 ELIZABETH JANELLE FORD CHIEF COMPLIANCE OFFICER