0000769993-14-000475.txt : 20141208
0000769993-14-000475.hdr.sgml : 20141208
20141208173244
ACCESSION NUMBER: 0000769993-14-000475
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS & CO
CENTRAL INDEX KEY: 0000769993
IRS NUMBER: 135108880
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1127
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04222
FILM NUMBER: 141273362
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
STREET 2: C/O GOLDMAN SACHS & CO
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
MA-I
1
primary_doc.xml
MA-I
0000769993
XXXXXXXX
GRETCHEN SILVER
8018844008
GRETCHEN.SILVER@GS.COM
N
JEFFREY
MATTHEW
SCRUGGS
001907047
N
1
0000769993
GOLDMAN SACHS & CO
07-14-2008
N
We had technical difficulties when attempting to submit the Form MA application.
LOCATED
SUPERVISED
07-14-2008
200 WEST STREET
C/O GOLDMAN SACHS & CO
NEW YORK
NY
10282
JEFF
MATTHEW
SCRUGGS
07-2008
GOLDMAN, SACHS & CO.
NEW YORK
NY
10282
Y
Y
MANAGING DIRECTOR
01-2006
07-2008
UBS SECURITIES LLC
STAMFORD
CT
06901
Y
Y
MANAGING DIRECTOR
07-1991
01-2006
UBS FINANCIAL SERVICES INC.
NEW YORK
NY
10171
Y
Y
MANAGING DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-31-2014
ELIZABETH JANELLE FORD
CHIEF COMPLIANCE OFFICER