0000769993-14-000438.txt : 20141208 0000769993-14-000438.hdr.sgml : 20141208 20141208172748 ACCESSION NUMBER: 0000769993-14-000438 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO CENTRAL INDEX KEY: 0000769993 IRS NUMBER: 135108880 STATE OF INCORPORATION: NY FISCAL YEAR END: 1127 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04222 FILM NUMBER: 141273292 BUSINESS ADDRESS: STREET 1: 200 WEST STREET STREET 2: C/O GOLDMAN SACHS & CO CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 MA-I 1 primary_doc.xml MA-I 0000769993 XXXXXXXX GRETCHEN SILVER 8018844008 GRETCHEN.SILVER@GS.COM N RYAN ERIC FREEL 002757304 N 1 0000769993 GOLDMAN SACHS & CO 08-05-2013 N We had technical difficulties when attempting to submit the Form MA application. LOCATED SUPERVISED 08-05-2013 71 S WACKER DR CHICAGO IL 60606 08-2013 GOLDMAN, SACHS & CO. CHICAGO IL 60606 Y Y VICE PRESIDENT 07-2006 08-2013 CITIGROUP GLOBAL MARKETS INC. CHICAGO IL 60606 N N BANKER 06-2006 06-2006 UBS FINANCIAL SERVICES INC. CHICAGO IL 60606 N N BANKER 01-2006 06-2006 UBS SECURITIES LLC STAMFORD CT 06901 N N BANKER 03-2001 01-2006 UBS FINANCIAL SERVICES INC. CHICAGO IL 60606 N N BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-30-2014 ELIZABETH JANELLE FORD CHIEF COMPLIANCE OFFICER