-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TQ578ZQqxUqrojgLMTjgwbOBj509sG9KbjeCy8jYgLj0I94W+ThhCNE0T98uERPK HdWp/7+BYMSM/5jmvrqnGw== 0000769993-07-001104.txt : 20071211 0000769993-07-001104.hdr.sgml : 20071211 20071211191915 ACCESSION NUMBER: 0000769993-07-001104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071207 FILED AS OF DATE: 20071211 DATE AS OF CHANGE: 20071211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Horsehead Holding Corp CENTRAL INDEX KEY: 0001385544 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY SMELTING & REFINING OF NONFERROUS METALS [3330] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 300 frankfort RD CITY: MONACA STATE: PA ZIP: 15061 MAIL ADDRESS: STREET 1: 300 frankfort RD CITY: MONACA STATE: PA ZIP: 15061 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO CENTRAL INDEX KEY: 0000769993 STATE OF INCORPORATION: NY FISCAL YEAR END: 1127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33658 FILM NUMBER: 071300117 BUSINESS ADDRESS: STREET 1: 85 BROAD ST STREET 2: C/O GOLDMAN SACHS & CO CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC/ CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33658 FILM NUMBER: 071300118 BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 4 1 zinc420071207gsg_ex.xml X0202 4 2007-12-07 1 0001385544 Horsehead Holding Corp ZINC 0000886982 GOLDMAN SACHS GROUP INC/ 85 BROAD ST NEW YORK NY 10004 0 0 1 0 0000769993 GOLDMAN SACHS & CO 85 BROAD STREET NEW YORK NY 10004 0 0 1 0 Common Stock 2007-12-07 4 S 0 2307692 17.20 D 2051971 I See footnotes Common Stock 2007-12-07 4 S 0 3102 17.5 D 2048869 I See footnotes Common Stock 2007-12-07 4 S 0 1000 17.52 D 2047869 I See footnotes Common Stock 2007-12-07 4 S 0 2400 17.55 D 2045469 I See footnotes Common Stock 2007-12-07 4 S 0 1498 17.6 D 2043971 I See footnotes Common Stock 2007-12-07 4 S 0 500 17.7 D 2043471 I See footnotes Common Stock 2007-12-07 4 S 0 4000 17.75 D 2039471 I See footnotes Common Stock 2007-12-07 4 S 0 2500 17.8 D 2036971 I See footnotes Common Stock 2007-12-07 4 S 0 10000 18 D 2026971 I See footnotes This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. On December 7, 2007, Goldman Sachs sold (the "Fund Shares") 2,307,692 shares of common stock, $0.01 par value per share ("Common Stock") of Horsehead Holding Corp. (the "Company") to Goldman Sachs Investment Partners Master Fund, L.P. ("GSIP"), a separate business unit within the Goldman organization. The price paid by GSIP to Goldman Sachs was $17.20 per share, which was the closing price of the Common Stock on the Nasdaq National Market on December 6, 2007. The securities reported herein may be deemed to have been beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any to the Company. As of December 7, 2007, Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 2,026,971 shares of Common Stock. On December 7, 2007, as a result of the sales reported herein, the Reporting Persons ceased to be the beneficial owners of more than 10% of the Common Stock of the Company. /s/ Andrea Louro DeMar, Attorney-in-fact 2007-12-11 /s/ Andrea Louro DeMar, Attorney-in-fact 2007-12-11 -----END PRIVACY-ENHANCED MESSAGE-----