-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WcQPs8pM/3sSwkt+zhqKPcyMoFL39nq9JtSkqgkh/JAtpk06CBQ3OoTqL7L9foTN Vk+aKbdJ3odGeBo9Co3sBw== 0000769993-03-000580.txt : 20031017 0000769993-03-000580.hdr.sgml : 20031017 20031017175058 ACCESSION NUMBER: 0000769993-03-000580 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031015 FILED AS OF DATE: 20031017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RECKSON ASSOCIATES REALTY CORP CENTRAL INDEX KEY: 0000930548 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 113233650 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 BROADHOLLOW RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 6316946900 MAIL ADDRESS: STREET 1: 225 BROADHOLLOW RD CITY: MELVILLE STATE: NY ZIP: 11747 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO CENTRAL INDEX KEY: 0000769993 STATE OF INCORPORATION: NY FISCAL YEAR END: 1127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13762 FILM NUMBER: 03946813 BUSINESS ADDRESS: STREET 1: 85 BROAD ST STREET 2: C/O GOLDMAN SACHS & CO CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC/ CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13762 FILM NUMBER: 03946814 BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS INTERNATIONAL CENTRAL INDEX KEY: 0000908777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13762 FILM NUMBER: 03946815 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 FORMER NAME: FORMER CONFORMED NAME: GOLDMAN SACHS INTERNATIONAL LTD DATE OF NAME CHANGE: 19940315 4 1 ra4031015gag_ex.xml X0201 4 2003-10-15 1 0000930548 RECKSON ASSOCIATES REALTY CORP RA 0000886982 GOLDMAN SACHS GROUP INC/ 85 BROAD ST NEW YORK NY 10004 0 0 0 1 Former 10% Owner 0000769993 GOLDMAN SACHS & CO 85 BROAD ST C/O GOLDMAN SACHS & CO NEW YORK NY 10004 0 0 0 1 Former 10% Owner 0000908777 GOLDMAN SACHS INTERNATIONAL 85 BROAD STREET NEW YORK NY 10004 0 0 0 1 Former 10% Owner Class A Common Stock 2003-10-15 4 P 0 950000 23.52 A 51666 I See Footnotes Class B Common Stock 2003-10-15 4 S 0 950000 23.6528 D Class A Common Stock 950000 839300 I See Footnotes The securities reported herein as purchased and sold were purchased and sold and were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company (as defined below). Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. As of October 15, 2003, the Reporting Persons ceased to be the owners of more than 10% of the shares of the Class B Common Stock (as defined below) reported to be outstanding in the Company's (as defined below) Quarterly Report on Form 10-Q for the period ended June 30, 2003, and are therefore no longer subject to Section 16. Goldman Sachs beneficially owns directly and The Goldman Sachs Group, Inc. ("GS Group") may be deemed to beneficially own indirectly 41,483 shares of Class A Common Stock of Reckson Associates Realty Corp. ("Class A Common Stock"), which reflects exempt acquisitions and dispositions for a net decrease of 2,757 shares of Class A Common Stock, in connection with basket transactions, and 839,300 shares of Class B Common Stock of Reckson Associates Realty Corp. ("Class B Common Stock"). Goldman Sachs also has open short positions of 839,403 shares of Class A Common Stock, which includes exempt closing of a net position of 1,621 shares of Class A Common Stock in connection with basket transactions, in addition to the transaction reported on Table I of this Form 4. The Reporting Persons, other than Goldman Sachs and GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. Goldman Sachs International ("GSI") beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,183 shares of Class A Common Stock, which reflects exempt acquisitions and dispositions for a net increase of 2,409 shares of Class A Common Stock in connection with basket transactions. GSI also has open short positions of 661 shares of Class A Common Stock. GSI is an indirect wholly-owned subsidiary of GS Group. The Reporting Persons, other than GSI and GS Group, disclaim beneficial ownership of the securities owned by GSI. The shares of Class B Common Stock are exchangeable at any time, at the option of the holder, into an equal number of shares of Class A Common Stock, subject to customary antidilution adjustments. Reckson Associates Realty Corp. (the "Company"), at its option, may redeem any or all of the Class B Common Stock in exchange for an equal number of shares of the Company's Class A Common stock at any time following November 23, 2003 at which time the Company anticipates that it will exercise its option to redeem all of its Class B Common Stock outstanding. s/ Roger S. Begelman, Attorney-in-fact 2003-10-17 s/ Roger S. Begelman, Attorney-in-fact 2003-10-17 s/ Roger S. Begelman, Attorney-in-fact 2003-10-17 -----END PRIVACY-ENHANCED MESSAGE-----