13F-NT 1 ntco401.txt NOTICE FILING OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended December 31, 2001 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Goldman, Sachs & Co -------------------------------------------------------------------------------- Name of Institutional Investment Manager 85 Broad St. New York NY 10004 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-687 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Hans L. Reich Vice President, Director of Compliance (212) 902-4093 -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ Hans L. Reich ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) New York NY, February 14, 2002 ------------------------------------------ (Place and Date of Signing) Report Type: [ ] 13F HOLDINGS REPORT. [ x ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for This Manager No. 13F File Number Name 1. 28-04981 Goldman Sachs Group, Inc. (The)