3 1 a75425e3.txt FORM 3 1 -------- ------------------------------ FORM 3 OMB APPROVAL -------- ------------------------------ OMB Number: 3236-0104 Expires: December 31, 2001 Estimated average burden hours per response ...... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event Requiring 4. Issuer Name and Ticker or 6. If Amendment, Date Nippon Telegraph and Telephone Corporation Statement Trading Symbol of Original ---------------------------------------- (Month/Day/Year) AT&T Wireless Services, Inc.(AWE) Month/Day/Year) (Last) (First) (Middle) 7/9/01 ---------------------------------- 3-1 Otemachi 2-chome -------------------------- 5. Relationship of Reporting ---------------------- ---------------------------------------- 3. IRS Identification Person(s) to Issuer 7. Individual or Joint/ (Street) Number of Reporting (Check all applicable) Group Filing (Check Chiyoda-ku Tokyo 100-8116, JAPAN Person, if an Entity Director X 10% Owner Applicable Line) --------------------------------------- (Voluntary) ----- ----- Form filed by (City) (State) (Zip) Officer Other ----- One Reporting -------------------------- ----- (give ----- (specify Person title below) below) X Form filed by ----- More than One ---------------------------------- Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 4) (Instr. 5) ------------------------------------------------------------------------------------------------------------------------------------ AT&T Wireless Services, Inc. Common Stock 406,255,889 I By Nippon Telegraph and Telephone Corporation's approximate 67% ownership in NTT DoCoMo, Inc. and DCM Capital USA (UK) Limited ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ *If the form is filed by more than one Reporting Person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Potential persons who are to respond to the collection of Information contained in this Form are not required to respond unless the form displays a currently valid OMB control number. Page 1 of 4 SEC 1473 (3-99)
2
FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) Exercisable and Securities Underlying sion or ship Beneficial Ownership Expiration Date Derivative Security Exercise Form of (Instr. 5) (Month/Day/ (Instr. 4) Price of Deriv- Year) Deriv- ative ative Security: Security ------------------------------------------------- Direct Date Expira- Amount or (D) or Exercis- tion Title Number Indirect (I) able Date of Shares (Instr. 5) ------------------------------------------------------------------------------------------------------------------------------------ Warrants to acquire shares 1/01 1/06 AT&T Wireless 41,748,273 $35 I By Nippon Telegraph of AT&T Wireless Services, Services, Inc. and Telephone Inc. Common Stock Common Stock Corporation's approximate 67% ownership in NTT DoCoMo, Inc. and DCM Capital USA (UK) Limited ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: These shares are directly beneficially owned by DCM Capital USA (UK) Limited. /s/ KANJI KOIDE 8/24/01 **Intentional misstatements or omissions of facts constitute Federal Criminal -------------------------- ---------------- Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Name: Kanji Koide Date Senior Vice President Note: File three copies of this Form, one of which must be manually signed. on behalf of Nippon If space is insufficient, See Instruction 6 for procedure. Telegraph and Telephone Corporation Page 2 of 4 Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently value OMB Number.
3 Joint Filer Information Name: NTT DoCoMo, Inc. Address: Sanno Park Tower 11-1, Nagata-cho 2-chome Chiyoda-ku Tokyo, Japan 100-6150 Designated Filer: Nippon Telegraph and Telephone Corporation Issuer and Ticker Symbol: AT&T Wireless Services, Inc. (AWE) Date of Event Requiring Statement: Signature: NTT DOCOMO, INC. By: /s/ YOSHINORI UDA -------------------------------- Name: Yoshinori Uda Title: Senior Executive Vice President Page 3 of 4 4 Joint Filer Information Name: DCM Capital USA (UK) Limited Address: 1st Floor, 14-18 City Road Cardiff CF24 3DL England Designated Filer: Nippon Telegraph and Telephone Corporation Issuer and Ticker Symbol: AT&T Wireless Services, Inc. (AWE) Date of Event Requiring Statement: Signature: DCM CAPITAL USA (UK) LIMITED By: /s/ M. UMEZU -------------------------------- Name: Masao Umezu Title: Director Page 4 of 4