-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jbnwc9YbVI3KXDJUZVbvduWC11gWrvKTKB1BQGRkaTy35YuRxy2fByDekWsGY5IT 3nFpNxy8zp8d+L/kV7fOCg== 0000950150-02-000205.txt : 20020415 0000950150-02-000205.hdr.sgml : 20020415 ACCESSION NUMBER: 0000950150-02-000205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020228 FILED AS OF DATE: 20020311 COMPANY DATA: COMPANY CONFORMED NAME: NIPPON TELEGRAPH & TELEPHONE CORP CENTRAL INDEX KEY: 0000769594 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] OWNER IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 19-2 NISHI-SHINJUKU 3-CHOME STREET 2: SHINJUKU-KU CITY: TOKYO 163-19 JAPAN STATE: M0 ZIP: 00000 MAIL ADDRESS: STREET 1: C/O 101 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10178 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AT&T WIRELESS SERVICES INC CENTRAL INDEX KEY: 0001138234 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 911379052 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16567 FILM NUMBER: 02572100 BUSINESS ADDRESS: STREET 1: 7277 164TH AVENUE NE BUILDING 1 CITY: REDMOND STATE: WA ZIP: 98052 BUSINESS PHONE: 4255806000 MAIL ADDRESS: STREET 1: 7277 164TH AVENUE NE STREET 2: BUILDING 1 CITY: REDMOND STATE: VA ZIP: 98052 4 1 a79825e4.txt FORM 4 - ------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------ FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL - ------ ------------------------------ STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 [ ] Check this box if no Expires: December 31, 2001 longer subject to Filed pursuant to Section 16(a) of the Securities Estimated average burden Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the hours per response.........0.5 or Form 5 obligations Public Utility Holding Company Act of 1935 ------------------------------ may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Nippon Telegraph and Telephone Corporation AT&T Wireless Services, Inc. (AWE) to Issuer (Check all applicable) - -------------------------------------------- --------------------------------------------- Director X 10% Owner (Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for ---- --- 3-1 Otemachi 2-chome Number of Reporting Month/Year Officer Other (specify - -------------------------------------------- Person, if an entity February 2002 ----(give title --- below) (Street) (Voluntary) ------------------- below) Chiyoda-ku, Tokyo 100-8116 JAPAN 5. If Amendment, - -------------------------------------------- Date of Original ------------------------------------- (City) (State) (Zip) (Month/Year) N/A 7. Individual or Joint/Group Filing ------------------- (Check Applicable Line) Form filed by One ---- Reporting Person X Form filed by More Than ---- One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action action or Disposed of (D) Securities Form: Indirect Date Code (Instr. 3, 4 and 5) Beneficially Direct Beneficial (Instr. 8) Owned at (D) or Ownership (Month/ End of Month Indirect (Instr. 4) Day/ --------------------------------------- (Instr. 3 and 4) (I) Year) Code V Amount (A) or Price (Instr. 4) (D) - ------------------------------------------------------------------------------------------------------------------------------------ AT&T Wireless Services, Inc. 2/15/02 P 26,320,602 A $14.28 432,990,446 I *** Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ AT&T Wireless Services, Inc. 2/28/02 P 413,955 A $14.28 432,990,446 I *** Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ *** By Nippon Telegraph and Telephone Corporation's approximate 64% ownership in NTT DoCoMo, Inc. and DCM Capital USA (UK) Limited. These shares are directly beneficially owned by DCM Capital USA (UK) Limited. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). Page 1 of 4 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED (Over) TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OM CONTROL NUMBER. SEC 1474 (3-99)
FORM 4 (continued) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Expiration Securities Deriv- Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative Deriv- Day/ 8) or Disposed (Month/Day/ Secur- ative Year) of (D) (Instr. Year) ity Security 3, 4, and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Warrants to acquire shares $35.00 1/22/01 1/22/06 AT&T 41,748,273 of AT&T Wireless Services, Wireless Inc. Common Stock Services, Inc. Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of derivative Form of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - -------------------------------------------------------------------------- 41,748,273 I *** - -------------------------------------------------------------------------- - -------------------------------------------------------------------------- - -------------------------------------------------------------------------- - -------------------------------------------------------------------------- - -------------------------------------------------------------------------- - -------------------------------------------------------------------------- Explanation of Responses: *** By Nippon Telegraph and Telephone Corporation's approximate 64% ownership in NTT DoCoMo, Inc. and DCM Capital USA (UK) Limited. These shares are directly beneficially owned by DCM Capital USA (UK) Limited. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ KANJI KOIDE 3/11/02 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ------- **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are Page 2 of 4 not required to respond unless the form displays a currently valid OMB Number.
Joint Filer Information Name: NTT DoCoMo, Inc. Address: Sanno Park Tower 11-1, Nagata-cho 2-chome Chiyoda-ku Tokyo, Japan 100-6150 Designated Filer: Nippon Telegraph and Telephone Corporation Issuer and Ticker Symbol: AT&T Wireless Services, Inc. (AWE) Statement for Month/Year: February 2002 Signature: NTT DOCOMO, INC. By: /s/ YOSHINORI UDA ---------------------------------- Name: Yoshinori Uda Title: Senior Executive Vice President Page 3 of 4 Joint Filer Information Name: DCM Capital USA (UK) Limited Address: 1st Floor, 14-18 City Road Cardiff CF24 3DL England Designated Filer: Nippon Telegraph and Telephone Corporation Issuer and Ticker Symbol: AT&T Wireless Services, Inc. (AWE) Statement for Month/Year: February 2002 Signature: DCM CAPITAL USA (UK) LIMITED By: /s/ MASAO UMEZU ----------------------------------------- Name: Masao Umezu Title: Director Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----