-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gx2OBYQ30K3zLpIWMEuVCgTYxDV7ovlsPwXHWIsMvZ5w3SU8G+SiBZj3wMqS5GdM VZSyWFiWMesje1g4BLuIXA== 0000007694-05-000145.txt : 20050611 0000007694-05-000145.hdr.sgml : 20050611 20050603172842 ACCESSION NUMBER: 0000007694-05-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050601 FILED AS OF DATE: 20050603 DATE AS OF CHANGE: 20050603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND INC CENTRAL INDEX KEY: 0000007694 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 610122250 STATE OF INCORPORATION: KY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 E. RIVERCENTER BOULEVARD CITY: COVINGTON STATE: KY ZIP: 41012 BUSINESS PHONE: 6068153333 MAIL ADDRESS: STREET 1: 50 E. RIVERCENTER BOULEVARD CITY: COVINGTON STATE: KY ZIP: 41012 FORMER COMPANY: FORMER CONFORMED NAME: ASHLAND OIL INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ASHLAND OIL & REFINING CO DATE OF NAME CHANGE: 19700806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBRIEN JAMES J /KY CENTRAL INDEX KEY: 0001023582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02918 FILM NUMBER: 05878576 BUSINESS ADDRESS: STREET 1: PO BOX 14000 CITY: LEXINGTON STATE: KY ZIP: 40512 BUSINESS PHONE: 6063294784 MAIL ADDRESS: STREET 1: C/O ASHLAND INC STREET 2: 1000 ASHLAND DRIVE PO BOX 391 CITY: RUSSELL STATE: KY ZIP: 41169 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-06-01 0 0000007694 ASHLAND INC ASH 0001023582 OBRIEN JAMES J /KY C/O ASHLAND INC 1000 ASHLAND DRIVE PO BOX 391 RUSSELL KY 41169 0 1 0 0 Chief Executive Officer Common Stock 2005-06-01 4 M 0 10000 39 A 15340 D Common Stock 2005-06-01 4 M 0 10000 53.375 A 25340 D Common Stock 2005-06-01 4 M 0 25000 36.38 A 50340 D Common Stock 2005-06-01 4 M 0 97500 28.13 A 147840 D Common Stock 2005-06-01 4 M 0 62000 34 A 209840 D Common Stock 2005-06-01 4 M 0 60000 36.625 A 269840 D Common Stock 2005-06-01 4 M 0 10000 48 A 279840 D Common Stock 2005-06-01 4 S 0 224500 68.835 D 55340 D Common Stock 2005-06-01 4 S 0 50000 68.645 D 5340 D Common Stock 2005-06-02 4 M 0 38000 34 A 43340 D Common Stock 2005-06-02 4 S 0 38000 68.48 D 5340 D Common Stock 3192 I LESOP Common Stock 875 I 401(K) Stock Options (Right to buy) 28.13 2005-06-01 4 M 0 97500 0 D 2003-09-19 2012-10-19 Common Stock 97500 32500 D Stock Options (Right to buy) 34 2005-06-01 4 M 0 62000 0 D 2004-09-18 2013-10-18 Common Stock 62000 138000 D Stock Options 34 2005-06-02 4 M 0 38000 0 D 2004-09-18 2013-10-18 Common Stock 38000 100000 D Stock Options (Right to buy) 36.38 2005-06-01 4 M 0 25000 0 D 2002-09-20 2011-10-20 Common Stock 25000 0 D Stock Options (Right to buy) 36.625 2005-06-01 4 M 0 60000 0 D 2000-09-16 2009-10-16 Common Stock 60000 0 D Stock Options (Right to buy) 39 2005-06-01 4 M 0 10000 0 D 1997-09-19 2006-10-19 Common Stock 10000 0 D Stock Options (Right to buy) 48 2005-06-01 4 M 0 10000 0 D 1999-09-17 2008-10-17 Common Stock 10000 0 D Stock Options (Right to buy) 53.375 2005-06-01 4 M 0 10000 0 D 1998-09-18 2007-10-18 Common Stock 10000 0 D Common Stock Units 0 2005-06-01 4 I 0 8306 68.91 A Common Stock 8306 101622 D Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of 5-31-05. Based on Employee Savings Plan information as of 5-31-05, the latest date for which such information is reasonably available. Employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's Amended and Restated Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. The employee stock option includes a tax withholding feature pursuant to the plan. Employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's 1997 Stock Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. The employee stock option includes a tax withholding feature pursuant to the plan. Employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's 1993 Stock Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. The employee stock option includes a tax withholding feature pursuant to the plan. Intraplan transfer in Ashland's 1995 Deferred Compensation Plan. Jami K. Suver, Attorney-in-Fact 2005-06-03 EX-24 2 powerobrien.txt POWER OF ATTORNEY POWER OF ATTORNEY The undersigned hereby appoints each of David L. Hausrath, Linda L. Foss, and Jami K. Suver, signing singly, his or her true and lawful attorney-in-fact to: (1) apply for and obtain on behalf of the undersigned the necessary access codes to file Forms 3, 4, 5 and 144, pursuant to Section 16(a) of the Securities Exchange Act of 1934 and Rule 144 of the Securities Act of 1933, respectively, electronically via the EDGAR system pursuant to Regulation S-T and the rules thereunder, and (2) act in a filing agent capacity to perform any and all acts for and on behalf of the undersigned which may be necessary to complete the filing of any such Form 3, 4, 5 and 144 with the U.S. Securities and Exchange Commission and any other authority in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder. The undersigned hereby grants to each attorney-in-fact the full power and authority, for me and on my behalf, to perform all acts necessary and proper to be done in the exercise of the rights and powers hereby granted. The undersigned acknowledges that the foregoing individuals are acting under this Power of Attorney at the request of the undersigned, and are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 or Rule 144 of the Securities Act of 1933. Each attorney-in-fact shall be authorized to act under this Power of Attorney only so long as such attorney-in-fact is an employee of Ashland Inc., or until such time as this Power of Attorney has been revoked, annulled or set aside. IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney as of this 4th day of November, 2004. /s/James J. O'Brien -----END PRIVACY-ENHANCED MESSAGE-----