-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Auq0YfJVG+iDGSqCVEOwipCGn18qO7/rGUU8b7PVjPBueQpBujJcONtCGYMRZGq5 UAjAo75pcQFmOM6Dds/+4g== 0001181431-04-016821.txt : 20040322 0001181431-04-016821.hdr.sgml : 20040322 20040322144217 ACCESSION NUMBER: 0001181431-04-016821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040318 FILED AS OF DATE: 20040322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARTZ CAROL CENTRAL INDEX KEY: 0001197640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14338 FILM NUMBER: 04682137 BUSINESS ADDRESS: STREET 1: AUTODESK, INC. STREET 2: 111 MC INNIS PARKWAY CITY: SAN RAFAEL STATE: CA ZIP: 94903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTODESK INC CENTRAL INDEX KEY: 0000769397 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942819853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 4155075000 MAIL ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 4 1 rrd37240.xml FORM 4 X0201 4 2004-03-18 0 0000769397 AUTODESK INC ADSK 0001197640 BARTZ CAROL 111 MCINNIS PARKWAY SAN RAFAEL CA 94903 1 1 0 0 Chairman, President and CEO Common Stock 2004-03-22 4 M 0 20000 11.5625 A 519942 D Common Stock 2004-03-22 4 S 0 10000 28.23 D 509942 D Common Stock 2004-03-22 4 S 0 5000 28.31 D 504942 D Common Stock 2004-03-22 4 S 0 5000 28.25 D 499942 D Incentive Stock Option(right to buy) 28.80 2004-03-18 4 A 0 3472 0 A 2008-03-18 2014-03-18 Common Stock 3472 3472 D Non-Qualified Stock Option (right to buy) 28.80 2004-03-18 4 A 0 496528 0 A 2005-03-18 2014-03-18 Common Stock 496528 496528 D Non-Qualified Stock Option (right to buy) 11.5625 2004-03-22 4 M 0 20000 0 D 2001-09-11 2006-09-11 Common Stock 20000 632698 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2002, as amended. The option vests over a 4-year period beginning on 03/18/2004 at the rate of 0 on each of the first, second and third anniversaries, and 3472 on the fourth anniversary. The option vests over a 4-year period beginning on 03/18/2004 at the rate of 125,000 on each of the first, second and third anniversaries, and 121,528 on the fourth anniversary. The option vests over a 5-year period beginning on 09/11/1996 at the rate of 199998 on the first, second and third anniversaires, and 191352 on the fourth and fifth anniversaires. Nancy R. Thiel, Attorney-in-fact for Carol Bartz 2004-03-22 -----END PRIVACY-ENHANCED MESSAGE-----