Vice President

0000897101-26-000165.txt : 20260513 0000897101-26-000165.hdr.sgml : 20260513 20260513083829 ACCESSION NUMBER: 0000897101-26-000165 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20260331 FILED AS OF DATE: 20260513 DATE AS OF CHANGE: 20260513 EFFECTIVENESS DATE: 20260513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 ORGANIZATION NAME: EIN: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 26971116 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000769317 XXXXXXXX 03-31-2026 03-31-2026 false SIT INVESTMENT ASSOCIATES INC

3300 IDS Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 000105725 801-16350 N Paul E. Rasmussen Vice President 612-332-3223 /s/ Paul E. Rasmussen Minneapolis MN 05-13-2026 1 501 4926237 1 0001053046 028-19972 000108271 801-55201 SIT FIXED INCOME ADVISORS II LLC /ADV INFORMATION TABLE 2 infotable.xml AAR CORP COMMON 000361105 933 8525 SH SOLE 1 8525 0 0 ABBOTT LABORATORIES COMMON 002824100 17851 173866 SH SOLE 1 173866 0 0 ABBVIE INC COMMON 00287Y109 9829 45194 SH SOLE 1 45194 0 0 ACCENTURE PLC CL A COMMON G1151C101 12409 62580 SH SOLE 1 62580 0 0 ADDUS HOMECARE CORP COMMON 006739106 2910 31075 SH SOLE 1 31075 0 0 ADYEN NV-ADR DEPOSITARY RECEI 00783V104 2026 203225 SH SOLE 1 203225 0 0 AEROVIRONMENT INC COMMON 008073108 4180 22833 SH SOLE 1 22833 0 0 AFLAC INC COMMON 001055102 461 4200 SH SOLE 1 4200 0 0 AGILENT TECHNOLOGIES INC COMMON 00846U101 7472 65552 SH SOLE 1 65552 0 0 AIR LEASE CORP COMMON 00912X302 3847 59245 SH SOLE 1 59245 0 0 AIR PRODUCTS & CHEMICALS INC COMMON 009158106 34 116 SH SOLE 1 116 0 0 AIRBNB INC COMMON 009066101 1963 15545 SH SOLE 1 15545 0 0 ALASKA AIR GROUP INC COMMON 011659109 1415 38475 SH 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COMMON 79466L302 10543 56478 SH SOLE 1 56478 0 0 SAMSARA, INC. 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858586100 270 5400 SH SOLE 1 5400 0 0 STERIS PLC COMMON G8473T100 1577 7130 SH SOLE 1 7130 0 0 STIFEL FINANCIAL CORP COMMON 860630102 3017 40813 SH SOLE 1 40813 0 0 STRATEGIC EDUCATION INC COMMON 86272C103 75 900 SH SOLE 1 900 0 0 STRYKER CORP COMMON 863667101 12867 39157 SH SOLE 1 39157 0 0 SUPERNUS PHARMACEUTICALS INC COMMON 868459108 3558 68825 SH SOLE 1 68825 0 0 SYNOPSYS INC COMMON 871607107 1920 4842 SH SOLE 1 4842 0 0 SYSCO CORP COMMON 871829107 82 1150 SH SOLE 1 1150 0 0 T ROWE PRICE GROUP INC COMMON 74144T108 214 2375 SH SOLE 1 2375 0 0 TAIWAN SEMICONDUCTOR ADR DEPOSITARY RECEI 874039100 6974 20637 SH SOLE 1 20637 0 0 TAKE-TWO INTERACTIVE SOFTWARE COMMON 874054109 6305 31923 SH SOLE 1 31923 0 0 TARGA RESOURCES CORP COMMON 87612G101 1993 7950 SH SOLE 1 7950 0 0 TARGET CORP COMMON 87612E106 1417 11689 SH SOLE 1 11689 0 0 TCW COMPOUNDERS ETF EXCHANGE TRADED 29287L601 264 9600 SH SOLE 1 9600 0 0 TE CONNECTIVITY PLC COMMON G87052109 13748 65774 SH SOLE 1 65774 0 0 TECHNIPFMC PLC COMMON G87110105 7921 114575 SH SOLE 1 114575 0 0 TENET HEALTHCARE CORP COMMON 88033G407 2608 13820 SH SOLE 1 13820 0 0 TESLA INC COMMON 88160R101 1461 3930 SH SOLE 1 3930 0 0 TETRALOGIC PHARMACEUTICALS COR COMMON 88165U109 0 3913 SH SOLE 1 3913 0 0 TFI INTERNATIONAL INC COMMON 87241L109 2405 22135 SH SOLE 1 22135 0 0 TG THERAPEUTICS INC COMMON 88322Q108 680 20480 SH SOLE 1 20480 0 0 THERMO FISHER SCIENTIFIC INC COMMON 883556102 12271 24965 SH SOLE 1 24965 0 0 THOMSON REUTERS CORP COMMON 884903808 758 8425 SH SOLE 1 8425 0 0 TJX COS INC/THE COMMON 872540109 23911 149724 SH SOLE 1 149724 0 0 TOAST INC COMMON 888787108 1045 39420 SH SOLE 1 39420 0 0 TOWER SEMICONDUCTOR LTD COMMON M87915274 565 3222 SH SOLE 1 3222 0 0 TRANE TECHNOLOGIES PLC COMMON G8994E103 1994 4785 SH SOLE 1 4785 0 0 TRANSDIGM GROUP INC COMMON 893641100 2393 2065 SH SOLE 1 2065 0 0 TRANSMEDICS GROUP INC COMMON 89377M109 1330 13380 SH SOLE 1 13380 0 0 TRAVELERS COS INC/THE COMMON 89417E109 66 226 SH SOLE 1 226 0 0 TREX CO INC COMMON 89531P105 2386 65520 SH SOLE 1 65520 0 0 TRIP COM GROUP LTD ADR DEPOSITARY RECEI 89677Q107 446 8950 SH SOLE 1 8950 0 0 TRUIST FINANCIAL CORP COMMON 89832Q109 6 125 SH SOLE 1 125 0 0 UBER TECHNOLOGIES INC COMMON 90353T100 2395 33290 SH SOLE 1 33290 0 0 UFP TECHNOLOGIES INC COMMON 902673102 599 3095 SH SOLE 1 3095 0 0 ULTA BEAUTY INC COMMON 90384S303 10019 19167 SH SOLE 1 19167 0 0 UNION PACIFIC CORP COMMON 907818108 10555 43506 SH SOLE 1 43506 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 27913 103156 SH SOLE 1 103156 0 0 US BANCORP COMMON 902973304 3730 71725 SH SOLE 1 71725 0 0 VANGUARD FTSE DEV MKTS ETF EXCHANGE TRADED 921943858 382 5955 SH SOLE 1 5955 0 0 VANGUARD SMALL CAP ETF EXCHANGE TRADED 922908751 302 1154 SH SOLE 1 1154 0 0 VERICEL CORP COMMON 92346J108 2679 83280 SH SOLE 1 83280 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 3780 75300 SH SOLE 1 75300 0 0 VERTIV HOLDINGS CO-A COMMON 92537N108 13377 53385 SH SOLE 1 53385 0 0 VISA INC COMMON 92826C839 23679 78346 SH SOLE 1 78346 0 0 VISTANCE NETWORKS INC COMMON 20337X109 154 8450 SH SOLE 1 8450 0 0 VISTRA CORP COMMON 92840M102 2871 19100 SH SOLE 1 19100 0 0 WALMART INC COMMON 931142103 132 1062 SH SOLE 1 1062 0 0 WASTE CONNECTIONS INC COMMON 94106B101 11234 69156 SH SOLE 1 69156 0 0 WASTE MANAGEMENT INC COMMON 94106L109 10875 47325 SH SOLE 1 47325 0 0 WEC ENERGY GROUP INC COMMON 92939U106 2545 21980 SH SOLE 1 21980 0 0 WELLTOWER INC REIT 95040Q104 175 885 SH SOLE 1 885 0 0 WESTERN ALLIANCE BANCORP COMMON 957638109 909 12825 SH SOLE 1 12825 0 0 WILLIAMS COS INC/THE COMMON 969457100 28346 389469 SH SOLE 1 389469 0 0 XYLEM INC COMMON 98419M100 6719 56225 SH SOLE 1 56225 0 0 YETI HOLDINGS INC COMMON 98585X104 1719 46985 SH SOLE 1 46985 0 0 ZIMMER BIOMET HOLDINGS INC COMMON 98956P102 81 900 SH SOLE 1 900 0 0 ZOETIS INC COMMON 98978V103 203 1717 SH SOLE 1 1717 0 0 ZURN ELKAY WATER SOLUTIONS COR COMMON 98983L108 1569 35000 SH SOLE 1 35000 0 0 ABERDEEN INC CREDIT STRATEGIES COMMON 003057106 16087 3154332 SH SOLE 1 0 3154332 0 ADVENT CLAYMORE CV SEC AND INC COMMON 00764C109 23813 2133776 SH SOLE 1 0 2133776 0 ALLIANCEBERNSTEIN HOLDING LP COMMON 01881G106 1505 40200 SH SOLE 1 0 40200 0 ALLIANCEBERNSTEIN NATIONAL MUN COMMON 01864U106 7234 676737 SH SOLE 1 0 676737 0 ALLSPRING GLOBAL DIVD OPP FD E COMMON 94987C103 942 161501 SH SOLE 1 0 161501 0 ALLSPRING INCOME OPPORTUNITIES COMMON 94987B105 11243 1735083 SH SOLE 1 0 1735083 0 ALLSPRING MULTI-SECTOR INC FD COMMON 94987D101 25859 2870006 SH SOLE 1 0 2870006 0 ANGEL OAK FINANCIAL STRAT INC COMMON 03464A100 138639 10873638 SH SOLE 1 0 10873638 0 ARES DYNAMIC CRED ALLOC FD AR COMMON 04014F102 3635 298905 SH SOLE 1 0 298905 0 BANCROFT FUND LTD BCV COMMON 059695106 5496 255169 SH SOLE 1 0 255169 0 BLACKROCK CORE BOND TRUST BHK COMMON 09249E101 99470 10859206 SH SOLE 1 0 10859206 0 BLACKROCK CORP HIGH YIELD FD H COMMON 09255P107 44537 5227321 SH SOLE 1 0 5227321 0 BLACKROCK CREDIT ALLOCATION IN COMMON 092508100 70113 6941861 SH SOLE 1 0 6941861 0 BLACKROCK INCOME TR INC BKT COMMON 09247F209 52006 4920132 SH SOLE 1 0 4920132 0 BLACKROCK LTD DURATION IN BLW COMMON 09249W101 315 25000 SH SOLE 1 0 25000 0 BLACKROCK MULTI SECTOR INC TR COMMON 09258A107 58607 4681047 SH SOLE 1 0 4681047 0 BLACKROCK MUNIASSETS FD I MUA COMMON 09254J102 4155 391622 SH SOLE 1 0 391622 0 BLACKROCK MUNIHOLDING MHD COMMON 09253N104 12014 1065038 SH SOLE 1 0 1065038 0 BLACKROCK MUNIHOLDINGS CA MUC COMMON 09254L107 1351 129918 SH SOLE 1 0 129918 0 BLACKROCK MUNIHOLDINGS NJ QUAL COMMON 09254X101 430 37182 SH SOLE 1 0 37182 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254V105 681 57339 SH SOLE 1 0 57339 0 BLACKROCK MUNIYIELD NY QUALITY COMMON 09255E102 500 52086 SH SOLE 1 0 52086 0 BLACKROCK MUNIYIELD PA QUALITY COMMON 09255G107 1819 164957 SH SOLE 1 0 164957 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254F100 12195 1110686 SH SOLE 1 0 1110686 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254E103 28380 2700296 SH SOLE 1 0 2700296 0 BLACKROCK TAXABLE MUNI BOND TR COMMON 09248X100 120690 7463822 SH SOLE 1 0 7463822 0 BLACKROCK UTILS INFRA & PWR BU COMMON 09248D112 0 800 SH SOLE 1 0 800 0 BLACKSTONE GSO SR FLOATING RAT COMMON 09256U105 7230 558299 SH SOLE 1 0 558299 0 BLACKSTONE LNG SHRT CRED INC F COMMON 09257D102 6977 640105 SH SOLE 1 0 640105 0 BLACKSTONE STRAT CR 2027 TERM COMMON 09257R101 30697 2753133 SH SOLE 1 0 2753133 0 BLCKRCK UTIL INFRA & PWR OPP B COMMON 09248D104 2773 105107 SH SOLE 1 0 105107 0 BLUEROCK PVT REAL ESTATE FD B COMMON 09631P102 4734 285000 SH SOLE 1 0 285000 0 BNY MELLON HIGH YIELD STRATEGI COMMON 09660L105 11213 4595423 SH SOLE 1 0 4595423 0 BNY MELLON MUNI BND INFRA DMB COMMON 09662W109 6799 645093 SH SOLE 1 0 645093 0 BNY MELLON STRATEGIC MUNI BOND COMMON 09662E109 12680 2109800 SH SOLE 1 0 2109800 0 BNYM STRATEGIC MUNICIPALS INC COMMON 05588W108 12070 1918882 SH SOLE 1 0 1918882 0 BROOKFIELD REAL ASSETS INC FD COMMON 112830104 36718 2855236 SH SOLE 1 0 2855236 0 CALAMOS LNG/SHRT EQ & DYN CPZ COMMON 12812C106 13284 978911 SH SOLE 1 0 978911 0 CLEARBRIDGE ENERGY MIDSTREAM O COMMON 18469P209 28221 534295 SH SOLE 1 0 534295 0 CLOUGH GLOBAL DIV & INC FD GLV COMMON 18913Y103 1607 271443 SH SOLE 1 0 271443 0 CLOUGH GLOBAL EQUITY FD GLQ COMMON 18914C100 15847 2104530 SH SOLE 1 0 2104530 0 CLOUGH GLOBAL OPP FD GLO COMMON 18914E106 17335 3112158 SH SOLE 1 0 3112158 0 COHEN & STEERS INFRASTRUCTURE COMMON 19248A109 31865 1231248 SH SOLE 1 0 1231248 0 CORNERSTONE STRATEGIC VALUE FD COMMON 21924B302 1151 158042 SH SOLE 1 0 158042 0 CORNERSTONE TOTAL RETURN FD CR COMMON 21924U300 39976 5751900 SH SOLE 1 0 5751900 0 CREDIT SUISSE HIGH YIELD CREDI COMMON 22544F103 288 151465 SH SOLE 1 0 151465 0 CUSHING NEXGEN INFRASTRUCTURE COMMON 231647207 1093 19902 SH SOLE 1 0 19902 0 DELAWARE INVESTMENTS NATL MUNI COMMON 24610T108 1000 100445 SH SOLE 1 0 100445 0 DOUBLELINE INCOME SOLUTIO DSL COMMON 258622109 694 64067 SH SOLE 1 0 64067 0 DOUBLELINE OPP CREDIT FD DBL COMMON 258623107 45324 3104408 SH SOLE 1 0 3104408 0 DOUBLELINE YIELD OPP FD DLY COMMON 25862D105 14255 1024038 SH SOLE 1 0 1024038 0 DTF TAX-FREE INCOME INC DTF COMMON 23334J107 10574 923460 SH SOLE 1 0 923460 0 DWS MUNICIPAL INCOME TRUST KTF COMMON 233368109 90030 9893384 SH SOLE 1 0 9893384 0 EATON VANCE LIMITED DURATION I COMMON 27828H105 74364 7869208 SH SOLE 1 0 7869208 0 EATON VANCE MUNICIPAL BOND FUN COMMON 27827X101 257 26344 SH SOLE 1 0 26344 0 EATON VANCE SENIOR FLOATING-RA COMMON 27828Q105 3015 286091 SH SOLE 1 0 286091 0 EATON VANCE SHORT DUR DIVERSIF COMMON 27828V104 8150 762365 SH SOLE 1 0 762365 0 EATON VANCE SR INCOME TR EVF COMMON 27826S103 3978 797107 SH SOLE 1 0 797107 0 ELLSWORTH GROWTH AND INCOME FD COMMON 289074106 10404 933053 SH SOLE 1 0 933053 0 FEDERATED PREMIER MUNI INC FD COMMON 31423P108 382 34937 SH SOLE 1 0 34937 0 FIRST TR HIGH YIELD OPP 2027 F COMMON 33741Q107 37646 2782412 SH SOLE 1 0 2782412 0 FIRST TR INTER DUR PFD & FPF COMMON 33718W103 21398 1213727 SH SOLE 1 0 1213727 0 FIRST TR MORTGAGE INCOME FD FM COMMON 33734E103 26872 2283135 SH SOLE 1 0 2283135 0 FIRST TRUST SENIOR FLOATING RA COMMON 33733U108 828 85914 SH SOLE 1 0 85914 0 FLAHERTY & CRUMRINE DYN P DFP COMMON 33848W106 11672 581566 SH SOLE 1 0 581566 0 FLAHERTY & CRUMRINE PFD INC P COMMON 33848E106 13744 1520306 SH SOLE 1 0 1520306 0 FLAHERTY & CRUMRINE PFD INC PF COMMON 338480106 14760 1320217 SH SOLE 1 0 1320217 0 FLAHERTY & CRUMRINE PFD SEC IN COMMON 338478100 11180 721724 SH SOLE 1 0 721724 0 FLAHERTY & CRUMRINE TOTAL RETU COMMON 338479108 19575 1179220 SH SOLE 1 0 1179220 0 FRANKLIN LIMITED DURATION INCO COMMON 35472T101 55 9381 SH SOLE 1 0 9381 0 FS CREDIT OPPORTUNITIES FD FS COMMON 30290Y101 19807 3883721 SH SOLE 1 0 3883721 0 FS SPECIALTY LENDING FUND FSSL COMMON 644323107 30142 2409441 SH SOLE 1 0 2409441 0 GABELLI DIVD & INCOME TR GDV COMMON 36242H104 17203 638803 SH SOLE 1 0 638803 0 GABELLI EQUITY TR INC GAB-R COMMON 362397226 4 500462 SH SOLE 1 0 500462 0 GABELLI HLTH CARE & WELLNESSRX COMMON 36246K103 10847 1198562 SH SOLE 1 0 1198562 0 GENERAL AMERICAN INVESTORS CO COMMON 368802104 14539 248659 SH SOLE 1 0 248659 0 GUGGENHEIM TAXABLE MUNI MANAGE COMMON 401664107 9771 673853 SH SOLE 1 0 673853 0 INVESCO ADVANTAGE MUNI INC TRU COMMON 46132E103 2722 314308 SH SOLE 1 0 314308 0 INVESCO BOND FUND VBF COMMON 46132L107 16036 1069082 SH SOLE 1 0 1069082 0 INVESCO MUNICIPAL OPPORTUNITY COMMON 46132C107 5934 623992 SH SOLE 1 0 623992 0 INVESCO MUNICIPAL TRUST VKQ COMMON 46131J103 6913 726179 SH SOLE 1 0 726179 0 INVESCO PA VALUE MUNI INC TR V COMMON 46132K109 144 13620 SH SOLE 1 0 13620 0 INVESCO QUALITY MUNICIPAL INCO COMMON 46133G107 6329 657913 SH SOLE 1 0 657913 0 INVESCO SENIOR INCOME TR VVR COMMON 46131H107 996 309238 SH SOLE 1 0 309238 0 INVESCO TRUST FOR INV GRADE MU COMMON 46131M106 6607 669430 SH SOLE 1 0 669430 0 JOHN HANCOCK INCOME SECURITIES COMMON 410123103 34940 3193796 SH SOLE 1 0 3193796 0 JOHN HANCOCK INVESTORS TR JHI COMMON 410142103 8061 624372 SH SOLE 1 0 624372 0 KKR INCOME OPPORTUNITIES FD KI COMMON 48249T106 883 80300 SH SOLE 1 0 80300 0 LIBERTY ALL STAR EQUITY FUND U COMMON 530158104 1271 229021 SH SOLE 1 0 229021 0 LMP CAPITAL & INCOME FD INC SC COMMON 50208A102 41503 2779833 SH SOLE 1 0 2779833 0 MEXICO FUND INC MXF COMMON 592835102 1040 49669 SH SOLE 1 0 49669 0 MFS CHARTER INCOME TRUST MCR COMMON 552727109 24834 4097943 SH SOLE 1 0 4097943 0 MFS GOVERNMENT MARKETS INCOME COMMON 552939100 26842 9130038 SH SOLE 1 0 9130038 0 MFS HIGH INCOME MUNICIPAL TRUS COMMON 59318D104 2349 633241 SH SOLE 1 0 633241 0 MFS INTERMEDIATE HIGH INCOME F COMMON 59318T109 2587 1597150 SH SOLE 1 0 1597150 0 MFS INTERMEDIATE INCOME TRUST COMMON 55273C107 76432 30450876 SH SOLE 1 0 30450876 0 MFS MULTIMARKET INCOME TRUST M COMMON 552737108 3767 815330 SH SOLE 1 0 815330 0 NEUBERGER BERMAN HI YLD STRATE COMMON 64128C106 1978 305274 SH SOLE 1 0 305274 0 NEUBERGER BERMAN INTERMEDIATE COMMON 64124P101 1147 113046 SH SOLE 1 0 113046 0 NEUBERGER HIGH YIELD ST NHS-R COMMON 64128C130 2 280274 SH SOLE 1 0 280274 0 NEUBERGER NEXT GEN CONN FD NB COMMON 64133Q108 2971 230874 SH SOLE 1 0 230874 0 NEUBERGER REAL ESTATE SEC INC COMMON 64190A103 14132 4975986 SH SOLE 1 0 4975986 0 NEW GERMANY FD INC GF COMMON 644465106 1698 166188 SH SOLE 1 0 166188 0 NUVEEN AMT-FREE MUNI CREDIT IN COMMON 67071L106 2147 174156 SH SOLE 1 0 174156 0 NUVEEN AMT-FREE QUALITY MUNI I COMMON 670657105 4624 411729 SH SOLE 1 0 411729 0 NUVEEN BUILD AMERICA BOND FD N COMMON 67074C103 59410 3793715 SH SOLE 1 0 3793715 0 NUVEEN CORE PLUS IMPACT FUND N COMMON 67080D103 3907 383375 SH SOLE 1 0 383375 0 NUVEEN CREDIT STRATEGIES INC F COMMON 67073D102 6344 1302640 SH SOLE 1 0 1302640 0 NUVEEN FLOATING RATE INC FD JF COMMON 67072T108 34888 4639416 SH SOLE 1 0 4639416 0 NUVEEN GLOBAL HIGH INCOME FD J COMMON 67075G103 35546 2908822 SH SOLE 1 0 2908822 0 NUVEEN MN QUALITY MUNI INC FD COMMON 670734102 873 71621 SH SOLE 1 0 71621 0 NUVEEN MORTGAGE & INCOME FD JL COMMON 670735109 17409 960255 SH SOLE 1 0 960255 0 NUVEEN MULTI-MARKET INC FD JMM COMMON 67075J107 33541 5694517 SH SOLE 1 0 5694517 0 NUVEEN MUNICIPAL CREDIT INC FD COMMON 67070X101 468 38400 SH SOLE 1 0 38400 0 NUVEEN NJ QUALITY MUNI INC FD COMMON 67069Y102 3264 265380 SH SOLE 1 0 265380 0 NUVEEN NY AMT-FREE MUNICIPAL I COMMON 670656107 2511 245974 SH SOLE 1 0 245974 0 NUVEEN PA QUALITY MUNI INC FD COMMON 670972108 35995 3017202 SH SOLE 1 0 3017202 0 NUVEEN QUALITY MUNICIPAL INC F COMMON 67066V101 2666 231852 SH SOLE 1 0 231852 0 NUVEEN REAL ASSET INC & GRW JR COMMON 67074Y105 53708 4366526 SH SOLE 1 0 4366526 0 NUVEEN VAR RT PREF & INC NPFD COMMON 67080R102 44017 2425184 SH SOLE 1 0 2425184 0 PGIM SHORT DUR HI YLD SDHY COMMON 69355J104 14087 879353 SH SOLE 1 0 879353 0 PIMCO CA MUNICIPAL INCOME FUND COMMON 72200N106 3577 416952 SH SOLE 1 0 416952 0 PIMCO DYNAMIC INCOME OPPORT PD COMMON 69355M107 782 60514 SH SOLE 1 0 60514 0 PIMCO INCOME STRATEGY FUND II COMMON 72201J104 157 22834 SH SOLE 1 0 22834 0 PIMCO MUNI INCOME FUND II PML COMMON 72200W106 75 9851 SH SOLE 1 0 9851 0 PIMCO NY MUNI INC II FND PNI COMMON 72200Y102 372 54374 SH SOLE 1 0 54374 0 PUTNAM MASTER INTERMEDIATE INC COMMON 746909100 74266 22711260 SH SOLE 1 0 22711260 0 PUTNAM PREMIER INCOME TRUST PP COMMON 746853100 100038 28179805 SH SOLE 1 0 28179805 0 RIVERNORTH CAP AND INCM FD RS COMMON 76882B108 1439 98891 SH SOLE 1 0 98891 0 RIVERNORTH DOUBLELINE STR OPP COMMON 76882G107 4064 529888 SH SOLE 1 0 529888 0 RIVERNORTH OPPRTUNITIES FD RIV COMMON 76881Y109 27728 2498022 SH SOLE 1 0 2498022 0 TCW STRATEGIC INCOME FD TSI COMMON 872340104 85091 18951319 SH SOLE 1 0 18951319 0 VIRTUS DIVD, INT & PREM STRATE COMMON 92840R101 5935 470641 SH SOLE 1 0 470641 0 VIRTUS GLOBAL MULTI-SECTOR INC COMMON 92829B101 14105 1911304 SH SOLE 1 0 1911304 0 WESTERN ASSET DIVERSIFIED INC COMMON 95790K109 2883 214483 SH SOLE 1 0 214483 0 WESTERN ASSET GLOBAL HIGH INC COMMON 95766B109 17648 2991187 SH SOLE 1 0 2991187 0 WESTERN ASSET HIGH INC FD II I COMMON 95766J102 318 79965 SH SOLE 1 0 79965 0 WESTERN ASSET HIGH INC OPP FD COMMON 95766K109 10209 2812278 SH SOLE 1 0 2812278 0 WESTERN ASSET INTERMEDIATE MUN COMMON 958435109 214 27928 SH SOLE 1 0 27928 0 WESTERN ASSET INV GRA DEF OPP COMMON 95790A101 13770 855799 SH SOLE 1 0 855799 0 WESTERN ASSET INV GRADE INC FD COMMON 95766T100 13966 1154680 SH SOLE 1 0 1154680 0 WESTERN ASSET MORTGAGE DEFINED COMMON 95790B109 971 90282 SH SOLE 1 0 90282 0 WESTERN ASSET PREMIER BOND FUN COMMON 957664105 9633 910502 SH SOLE 1 0 910502 0 XAI OCTAGN FLT RAT & ALT TR X COMMON 98400T304 11390 662994 SH SOLE 1 0 662994 0