Vice President

0000897101-24-000177.txt : 20240514 0000897101-24-000177.hdr.sgml : 20240514 20240514070013 ACCESSION NUMBER: 0000897101-24-000177 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240514 DATE AS OF CHANGE: 20240514 EFFECTIVENESS DATE: 20240514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 ORGANIZATION NAME: IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 24941408 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000769317 XXXXXXXX 03-31-2024 03-31-2024 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 000105725 801-16350 N Paul E. Rasmussen Vice President 612-332-3223 /s/ Paul E. Rasmussen Minneapolis MN 05-14-2024 1 523 4349441 1 0001053046 028-19972 000108271 801-55201 SIT FIXED INCOME ADVISORS II LLC /ADV INFORMATION TABLE 2 infotable.xml AFLAC INC COMMON 001055102 361 4200 SH SOLE 1 4200 0 0 AGCO CORP COMMON 001084102 2200 17885 SH SOLE 1 17885 0 0 AZZ INC COMMON 002474104 2866 37075 SH SOLE 1 37075 0 0 ABBOTT LABORATORIES COMMON 002824100 20998 184744 SH SOLE 1 184744 0 0 ADDUS HOMECARE CORP COMMON 006739106 3274 31680 SH SOLE 1 31680 0 0 AEROVIRONMENT INC COMMON 008073108 3164 20643 SH SOLE 1 20643 0 0 AIR PRODUCTS & CHEMICALS INC COMMON 009158106 28 116 SH SOLE 1 116 0 0 ALASKA AIR GROUP INC COMMON 011659109 1654 38475 SH SOLE 1 38475 0 0 ALBEMARLE CORP COMMON 012653101 203 1541 SH SOLE 1 1541 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 2807 8560 SH SOLE 1 8560 0 0 ALLIANZ SE ADR DEPOSITARY RECEI 018820100 6311 210847 SH SOLE 1 210847 0 0 ALTAIR ENGINEERING INC-A COMMON 021369103 5138 59643 SH SOLE 1 59643 0 0 AMAZON.COM INC COMMON 023135106 36680 203346 SH SOLE 1 203346 0 0 AMEREN CORP COMMON 023608102 20 268 SH SOLE 1 268 0 0 AMERICAN INTERNATIONAL GROUP I COMMON 026874784 8467 108314 SH SOLE 1 108314 0 0 AMETEK INC COMMON 031100100 2684 14675 SH SOLE 1 14675 0 0 AMGEN INC COMMON 031162100 306 1075 SH SOLE 1 1075 0 0 ANALOG DEVICES INC COMMON 032654105 3176 16056 SH SOLE 1 16056 0 0 APPLE INC COMMON 037833100 97661 569520 SH SOLE 1 569520 0 0 APPLIED MATERIALS INC COMMON 038222105 40304 195433 SH SOLE 1 195433 0 0 ARISTA NETWORKS INC COMMON 040413106 19151 66044 SH SOLE 1 66044 0 0 ASTRAZENECA PLC ADR DEPOSITARY RECEI 046353108 17773 262325 SH SOLE 1 262325 0 0 ATLASSIAN CORP PLC COMMON 049468101 10008 51294 SH SOLE 1 51294 0 0 AUTODESK INC COMMON 052769106 9045 34732 SH SOLE 1 34732 0 0 AVERY DENNISON CORP COMMON 053611109 207 925 SH SOLE 1 925 0 0 BAIDU INC ADR DEPOSITARY RECEI 056752108 629 5975 SH SOLE 1 5975 0 0 BANK OF AMERICA CORP COMMON 060505104 1110 29271 SH SOLE 1 29271 0 0 BANK OF NEW YORK MELLON CORP COMMON 064058100 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TETRALOGIC PHARMACEUTICALS COR COMMON 88165U109 0 3913 SH SOLE 1 3913 0 0 TEXAS PACIFIC LAND CORPOR COMMON 88262P102 1328 2295 SH SOLE 1 2295 0 0 TREX CO INC COMMON 89531P105 6355 63710 SH SOLE 1 63710 0 0 TRIP COM GROUP LTD ADR DEPOSITARY RECEI 89677Q107 317 7225 SH SOLE 1 7225 0 0 TRUIST FINANCIAL CORP COMMON 89832Q109 5 125 SH SOLE 1 125 0 0 UBER TECHNOLOGIES INC COMMON 90353T100 1195 15527 SH SOLE 1 15527 0 0 ULTA BEAUTY INC COMMON 90384S303 9280 17747 SH SOLE 1 17747 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 41336 83557 SH SOLE 1 83557 0 0 VAIL RESORTS INC COMMON 91879Q109 3859 17320 SH SOLE 1 17320 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 8138 193950 SH SOLE 1 193950 0 0 VERICEL CORP COMMON 92346J108 2163 41578 SH SOLE 1 41578 0 0 VISA INC COMMON 92826C839 24712 88549 SH SOLE 1 88549 0 0 WEC ENERGY GROUP INC COMMON 92939U106 3077 37475 SH SOLE 1 37475 0 0 WASTE CONNECTIONS INC COMMON 94106B101 10705 62232 SH SOLE 1 62232 0 0 WASTE MANAGEMENT INC COMMON 94106L109 12058 56570 SH SOLE 1 56570 0 0 WELLTOWER INC COMMON 95040Q104 205 2195 SH SOLE 1 2195 0 0 XYLEM INC COMMON 98419M100 629 4868 SH SOLE 1 4868 0 0 YETI HOLDINGS INC COMMON 98585X104 3729 96740 SH SOLE 1 96740 0 0 ZIMMER BIOMET HOLDINGS INC COMMON 98956P102 11067 83857 SH SOLE 1 83857 0 0 ZOETIS INC COMMON 98978V103 383 2262 SH SOLE 1 2262 0 0 ZURN WATER SOLUTIONS CORP COMMON 98983L108 763 22800 SH SOLE 1 22800 0 0 AMCOR PLC COMMON G0250X107 38 4000 SH SOLE 1 4000 0 0 AON PLC COMMON G0403H108 18 54 SH SOLE 1 54 0 0 ARCH CAPITAL GROUP LTD COMMON G0450A105 186 2015 SH SOLE 1 2015 0 0 AXIS CAPITAL HOLDINGS LTD COMMON G0692U109 8423 129550 SH SOLE 1 129550 0 0 ACCENTURE PLC CL A COMMON G1151C101 30194 87112 SH SOLE 1 87112 0 0 CRH PLC COMMON G25508105 2003 23225 SH SOLE 1 23225 0 0 COCA-COLA EUROPACIFIC PARTNERS COMMON G25839104 4288 61300 SH SOLE 1 61300 0 0 EATON CORP PLC COMMON G29183103 10063 32182 SH SOLE 1 32182 0 0 ESTABLISHMENT LABS HLDGS COMMON G31249108 277 5450 SH SOLE 1 5450 0 0 ESSENT GROUP LTD COMMON G3198U102 211 3550 SH SOLE 1 3550 0 0 EVEREST GROUP LTD COMMON G3223R108 8295 20867 SH SOLE 1 20867 0 0 JANUS HENDERSON GROUP PLC COMMON G4474Y214 197 5975 SH SOLE 1 5975 0 0 LINDE PLC COMMON G54950103 10036 21614 SH SOLE 1 21614 0 0 MEDTRONIC PLC COMMON G5960L103 7570 86865 SH SOLE 1 86865 0 0 APTIV PLC COMMON G6095L109 3305 41494 SH SOLE 1 41494 0 0 PENTAIR LTD COMMON G7S00T104 206 2410 SH SOLE 1 2410 0 0 STERIS PLC COMMON G8473T100 2658 11825 SH SOLE 1 11825 0 0 TECHNIPFMC PLC COMMON G87110105 3141 125100 SH SOLE 1 125100 0 0 TRANE TECHNOLOGIES PLC COMMON G8994E103 1593 5305 SH SOLE 1 5305 0 0 GOLAR LNG LTD COMMON G9456A100 1395 57975 SH SOLE 1 57975 0 0 CHUBB LTD COMMON H1467J104 31366 121042 SH SOLE 1 121042 0 0 GARMIN LTD COMMON H2906T109 7903 53084 SH SOLE 1 53084 0 0 LOGITECH INTERNATIONAL SA COMMON H50430232 2651 29658 SH SOLE 1 29658 0 0 ON HOLDING AG COMMON H5919C104 1229 34750 SH SOLE 1 34750 0 0 TE CONNECTIVITY LTD COMMON H84989104 12996 89478 SH SOLE 1 89478 0 0 GLOBANT SA COMMON L44385109 8398 41595 SH SOLE 1 41595 0 0 SPOTIFY TECHNOLOGY S A COMMON L8681T102 1450 5495 SH SOLE 1 5495 0 0 INMODE LTD COMMON M5425M103 1814 83925 SH SOLE 1 83925 0 0 STRATASYS LTD COMMON M85548101 1082 93121 SH SOLE 1 93121 0 0 ASML HOLDING NV NY REG SHRS N07059210 8637 8900 SH SOLE 1 8900 0 0 STELLANTIS NV COMMON N82405106 1955 69075 SH SOLE 1 69075 0 0 FLEX LTD COMMON Y2573F102 114 4000 SH SOLE 1 4000 0 0 ABERDEEN INC CREDIT STRATEGIES COMMON 003057106 625 92216 SH SOLE 1 0 92216 0 ADAMS DIVERSIFIED EQUITY ADX COMMON 006212104 6103 312629 SH SOLE 1 0 312629 0 BLACKROCK MUNICIPAL INC QUALIT COMMON 092479104 306 26416 SH SOLE 1 0 26416 0 BLACKROCK CREDIT ALLOCATION IN COMMON 092508100 57085 5339999 SH SOLE 1 0 5339999 0 CLEARBRIDGE MLP AND MIDSTREAM COMMON 184692200 10355 226198 SH SOLE 1 0 226198 0 CUSHING MLP & INF TOTAL RETURN COMMON 231631300 978 23728 SH SOLE 1 0 23728 0 CUSHING NEXGEN INFRASTRUCTURE COMMON 231647207 1238 31851 SH SOLE 1 0 31851 0 DWS MUNICIPAL INCOME TRUST KTF COMMON 233368109 51622 5716673 SH SOLE 1 0 5716673 0 DOUBLELINE OPP CREDIT FD DBL COMMON 258623107 42646 2765600 SH SOLE 1 0 2765600 0 FLAHERTY & CRUMRINE TOTAL RETU COMMON 338479108 711 45969 SH SOLE 1 0 45969 0 FLAHERTY & CRUMRINE PFD INC PF COMMON 338480106 3089 291167 SH SOLE 1 0 291167 0 JOHN HANCOCK INCOME SECURITIES COMMON 410123103 29238 2615245 SH SOLE 1 0 2615245 0 JOHN HANCOCK INVESTORS TR JHI COMMON 410142103 2144 162520 SH SOLE 1 0 162520 0 KAYNE ANDERSON ENERGY INFRASTR COMMON 486606106 800 79967 SH SOLE 1 0 79967 0 MFS CHARTER INCOME TRUST MCR COMMON 552727109 9335 1472430 SH SOLE 1 0 1472430 0 MFS MULTIMARKET INCOME TRUST M COMMON 552737108 153 32990 SH SOLE 1 0 32990 0 MFS GOVERNMENT MARKETS INCOME COMMON 552939100 23924 7476197 SH SOLE 1 0 7476197 0 MILLER HOWARD HIGH INC EQ HIE COMMON 600379101 25793 2325806 SH SOLE 1 0 2325806 0 NATIONAL RURAL UTILS COOP COMMON 637432105 496 20000 SH SOLE 1 0 20000 0 NEW AMERICA HIGH INC FD HYB COMMON 641876800 5874 806834 SH SOLE 1 0 806834 0 NUVEEN NY AMT-FREE MUNICIPAL I COMMON 670656107 14035 1291192 SH SOLE 1 0 1291192 0 NUVEEN AMT-FREE QUALITY MUNI I COMMON 670657105 46873 4234205 SH SOLE 1 0 4234205 0 NUVEEN MN QUALITY MUNI INC FD COMMON 670734102 1489 132458 SH SOLE 1 0 132458 0 NUVEEN MORTGAGE & INCOME FD JL COMMON 670735109 29164 1642107 SH SOLE 1 0 1642107 0 NUVEEN MULTI ASSET INCOME NMA COMMON 670750108 18118 1456430 SH SOLE 1 0 1456430 0 NUVEEN PA QUALITY MUNI INC FD COMMON 670972108 23812 2014586 SH SOLE 1 0 2014586 0 PIONEER DIVERSIFIED HIGH INC F COMMON 723653101 5548 467232 SH SOLE 1 0 467232 0 PIONEER MUNI HIGH INC OPP MIO COMMON 723760104 24023 2124007 SH SOLE 1 0 2124007 0 PIONEER MUNICIPAL HIGH INC MAV COMMON 723762100 8690 1066282 SH SOLE 1 0 1066282 0 PIONEER MUNI HIGH INCOME TRUST COMMON 723763108 16039 1814364 SH SOLE 1 0 1814364 0 PUTNAM MANAGED MUNI PMM COMMON 746823103 74 12400 SH SOLE 1 0 12400 0 PUTNAM PREMIER INCOME TRUST PP COMMON 746853100 71941 20437805 SH SOLE 1 0 20437805 0 PUTNAM MASTER INTERMEDIATE INC COMMON 746909100 70102 21906987 SH SOLE 1 0 21906987 0 TCW STRATEGIC INCOME FD TSI COMMON 872340104 35918 7467312 SH SOLE 1 0 7467312 0 WESTERN ASSET PREMIER BOND FUN COMMON 957664105 12096 1136829 SH SOLE 1 0 1136829 0 WESTERN ASSET INTERMEDIATE MUN COMMON 958435109 9706 1225495 SH SOLE 1 0 1225495 0 BLACKROCK CA MUNICIPAL INCOME COMMON 09248E102 12694 1073934 SH SOLE 1 0 1073934 0 BLACKROCK MUNIYIELD NY QUALITY COMMON 09255E102 326 31000 SH SOLE 1 0 31000 0 MFS HIGH YIELD MUNI TR CMU COMMON 59318E102 273 81893 SH SOLE 1 0 81893 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254E103 3945 344273 SH SOLE 1 0 344273 0 FIRST TR MORTGAGE INCOME FD FM COMMON 33734E103 27695 2274727 SH SOLE 1 0 2274727 0 INVESCO ADVANTAGE MUNI INC TRU COMMON 46132E103 10173 1196862 SH SOLE 1 0 1196862 0 NUVEEN MA PREMIUM INCOME MUNIC COMMON 67061E104 179 16424 SH SOLE 1 0 16424 0 BLACKROCK HLTH SCI TRM TR BMEZ COMMON 09260E105 27253 1662810 SH SOLE 1 0 1662810 0 CLOUGH GLOBAL OPP FD GLO COMMON 18914E106 8661 1704947 SH SOLE 1 0 1704947 0 FLAHERTY & CRUMRINE PFD INC P COMMON 33848E106 142 16772 SH SOLE 1 0 16772 0 BNY MELLON STRATEGIC MUNI BOND COMMON 09662E109 3090 527262 SH SOLE 1 0 527262 0 FIRST TR HIGH INC LONG/SHORT F COMMON 33738E109 10440 875076 SH SOLE 1 0 875076 0 ALLIANCEBERNSTEIN HOLDING LP COMMON 01881G106 1397 40200 SH SOLE 1 0 40200 0 ANGEL OAK FINANCIAL STRAT INC COMMON 03464A100 28953 2318059 SH SOLE 1 0 2318059 0 ARES DYNAMIC CRED ALLOC FD AR COMMON 04014F102 2910 204499 SH SOLE 1 0 204499 0 ATLANTICUS HOLDINGS CORP COMMON 04914Y300 412 18000 SH SOLE 1 0 18000 0 B. RILEY FINANCIAL INC (PFD) COMMON 05580M827 762 40000 SH SOLE 1 0 40000 0 BNY MELLON ALCENTRA GLOBAL CRE COMMON 05588N108 11173 1297641 SH SOLE 1 0 1297641 0 BNYM STRATEGIC MUNICIPALS INC COMMON 05588W108 310 50776 SH SOLE 1 0 50776 0 BNYM MUNI INCOME INC DMF COMMON 05589T104 7219 1056968 SH SOLE 1 0 1056968 0 BARINGS GLOBAL SHORT DUR HI YL COMMON 06760L100 10555 738130 SH SOLE 1 0 738130 0 BLACKROCK INCOME TR INC BKT COMMON 09247F209 30421 2556371 SH SOLE 1 0 2556371 0 BLACKROCK NY MUNI INCOME BNY COMMON 09248L106 37 3473 SH SOLE 1 0 3473 0 BLACKROCK TAXABLE MUNI BOND TR COMMON 09248X100 55050 3369057 SH SOLE 1 0 3369057 0 BLACKROCK MUNICIPAL INCOME TRU COMMON 09249N101 2340 215436 SH SOLE 1 0 215436 0 BLACKROCK LONG-TERM MUNI ADVAN COMMON 09250B103 1291 129260 SH SOLE 1 0 129260 0 BLACKROCK MUNIHOLDING MHD COMMON 09253N104 4551 376767 SH SOLE 1 0 376767 0 BLACKROCK MUNIVEST MVT COMMON 09253T101 2489 228140 SH SOLE 1 0 228140 0 BLACKROCK MUNIYIELD FD MYD COMMON 09253W104 2969 268436 SH SOLE 1 0 268436 0 BLACKROCK MUNICIPAL INCOME FD COMMON 09253X102 31054 2574932 SH SOLE 1 0 2574932 0 BLACKROCK MUNIHOLDINGS QUALITY COMMON 09254C107 3938 386883 SH SOLE 1 0 386883 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254F100 971 79294 SH SOLE 1 0 79294 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254G108 3336 317409 SH SOLE 1 0 317409 0 BLACKROCK MUNIHOLDINGS CA MUC COMMON 09254L107 28942 2628728 SH SOLE 1 0 2628728 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254V105 5901 512648 SH SOLE 1 0 512648 0 BLACKROCK MUNIHOLDINGS NJ QUAL COMMON 09254X101 574 49382 SH SOLE 1 0 49382 0 BLACKROCK MUNIHOLDINGS NY QUAL COMMON 09255C106 162 15300 SH SOLE 1 0 15300 0 BLACKROCK MUNIYIELD PA QUALITY COMMON 09255G107 5305 438090 SH SOLE 1 0 438090 0 BLACKROCK ENHANCED GOVERNMENT COMMON 09255K108 17039 1795508 SH SOLE 1 0 1795508 0 BLACKSTONE LNG SHRT CRED INC F COMMON 09257D102 11060 898444 SH SOLE 1 0 898444 0 BLACKSTONE STRAT CR 2027 TERM COMMON 09257R101 5004 420475 SH SOLE 1 0 420475 0 BLACKROCK INNOV & GRW TRM TR B COMMON 09260Q108 41790 5133914 SH SOLE 1 0 5133914 0 BLACKROCK CAP ALLOCATION BCAT COMMON 09260U109 11247 675085 SH SOLE 1 0 675085 0 BLACKROCK ESG CAPITAL ALLOC TR COMMON 09262F100 38846 2237701 SH SOLE 1 0 2237701 0 BNY MELLON HIGH YIELD STRATEGI COMMON 09660L105 5794 2394183 SH SOLE 1 0 2394183 0 CALAMOS LNG/SHRT EQ & DYN CPZ COMMON 12812C106 9858 638883 SH SOLE 1 0 638883 0 CLEARBRIDGE ENERGY MIDSTREAM O COMMON 18469P209 36395 896205 SH SOLE 1 0 896205 0 CLEARBRIDGE MLP AND MIDSTREAM COMMON 18469Q207 11328 273104 SH SOLE 1 0 273104 0 CLOUGH GLOBAL EQUITY FD GLQ COMMON 18914C100 6664 1023613 SH SOLE 1 0 1023613 0 COHEN & STEERS LTD DUR PFD & I COMMON 19248C105 295 14695 SH SOLE 1 0 14695 0 COHEN & STEERS TAX ADVANTAGE P COMMON 19249X108 5921 301948 SH SOLE 1 0 301948 0 CORNERSTONE STRATEGIC VALUE FD COMMON 21924B302 41489 5517205 SH SOLE 1 0 5517205 0 CREDIT SUISSE HIGH YIELD BOND COMMON 22544F103 9433 4669835 SH SOLE 1 0 4669835 0 DWS STRATEGIC MUNI INCOME KSM COMMON 23342Q101 8242 921930 SH SOLE 1 0 921930 0 BEXIL INVESTMENT TRUST BXSY COMMON 25538A204 1043 80477 SH SOLE 1 0 80477 0 EATON VANCE CA MUNICIPAL INCOM COMMON 27826F101 3987 375756 SH SOLE 1 0 375756 0 EATON VANCE MUNICIPAL BOND FUN COMMON 27827X101 27845 2690366 SH SOLE 1 0 2690366 0 EATON VANCE NEW YORK MUNI ENX COMMON 27827Y109 20626 2124221 SH SOLE 1 0 2124221 0 EATON VANCE CA MUNICIPAL BOND COMMON 27828A100 27301 2888942 SH SOLE 1 0 2888942 0 EATON VANCE LIMITED DURATION I COMMON 27828H105 49580 5085176 SH SOLE 1 0 5085176 0 EATON VANCE SHORT DUR DIVERSIF COMMON 27828V104 13258 1255531 SH SOLE 1 0 1255531 0 FS CREDIT OPPORTUNITIES FD FS COMMON 30290Y101 22132 3732262 SH SOLE 1 0 3732262 0 FEDERATED PREMIER MUNI INC FD COMMON 31423P108 1010 91201 SH SOLE 1 0 91201 0 FIRST TR INTER DUR PFD & FPF COMMON 33718W103 1603 89458 SH SOLE 1 0 89458 0 FIRST TRUST SENIOR FLOATING RA COMMON 33733U108 1276 123301 SH SOLE 1 0 123301 0 FIRST TRUST ENERGY INC AND GRO COMMON 33738G104 52 3200 SH SOLE 1 0 3200 0 FIRST TRUST MLP AND ENERGY INC COMMON 33739B104 175 18143 SH SOLE 1 0 18143 0 FIRST TRUST NEW OPPORTUNITIES COMMON 33739M100 768 100308 SH SOLE 1 0 100308 0 FIRST TR HIGH YIELD OPP 2027 F COMMON 33741Q107 922 63436 SH SOLE 1 0 63436 0 FRANKLIN LIMITED DURATION INCO COMMON 35472T101 12141 1936287 SH SOLE 1 0 1936287 0 JOHN HANCOCK TAX-ADV GLB SHARE COMMON 41013P749 1542 294649 SH SOLE 1 0 294649 0 INSIGHT SELECT INCOME FD INSI COMMON 45781W109 41648 2525647 SH SOLE 1 0 2525647 0 INVESCO DYNAMIC CREDIT OPP FD COMMON 46091B207 13924 1255534 SH SOLE 1 0 1255534 0 INVESCO HIGH INCOME TR II VLT COMMON 46131F101 3328 310152 SH SOLE 1 0 310152 0 INVESCO MUNICIPAL TRUST VKQ COMMON 46131J103 18085 1864408 SH SOLE 1 0 1864408 0 INVESCO TRUST FOR INV GRADE MU COMMON 46131M106 23904 2424344 SH SOLE 1 0 2424344 0 INVESCO TR FOR INV GRADE NY MU COMMON 46131T101 17344 1613361 SH SOLE 1 0 1613361 0 INVESCO MUNICIPAL OPPORTUNITY COMMON 46132C107 27007 2775643 SH SOLE 1 0 2775643 0 INVESCO PA VALUE MUNI INC TR V COMMON 46132K109 24190 2360040 SH SOLE 1 0 2360040 0 INVESCO BOND FUND VBF COMMON 46132L107 11571 739378 SH SOLE 1 0 739378 0 INVESCO VALUE MUNICIPAL INCOME COMMON 46132P108 2192 182679 SH SOLE 1 0 182679 0 INVESCO QUALITY MUNICIPAL INCO COMMON 46133G107 7625 787733 SH SOLE 1 0 787733 0 INVESCO HIGH INC 2024 TARGET T COMMON 46136K105 2841 378009 SH SOLE 1 0 378009 0 MFS INTERMEDIATE INCOME TRUST COMMON 55273C107 58459 21977184 SH SOLE 1 0 21977184 0 MAINSTAY DEFINEDTERM MUNI O MM COMMON 56064K100 11672 713869 SH SOLE 1 0 713869 0 MFS HIGH INCOME MUNICIPAL TRUS COMMON 59318D104 1342 369588 SH SOLE 1 0 369588 0 MFS INTERMEDIATE HIGH INCOME F COMMON 59318T109 1078 625186 SH SOLE 1 0 625186 0 NEUBERGER BERMAN INTERMEDIATE COMMON 64124P101 10831 1034497 SH SOLE 1 0 1034497 0 NEUBERGER BERMAN MLP INCOME FD COMMON 64129H104 6 800 SH SOLE 1 0 800 0 NUVEEN QUALITY MUNICIPAL INC F COMMON 67066V101 36255 3163647 SH SOLE 1 0 3163647 0 NUVEEN CA DIVIDEND ADV MUNI NA COMMON 67066Y105 2031 184327 SH SOLE 1 0 184327 0 NUVEEN NJ QUALITY MUNI INC FD COMMON 67069Y102 25959 2148885 SH SOLE 1 0 2148885 0 NUVEEN MUNICIPAL CREDIT INC FD COMMON 67070X101 14632 1195425 SH SOLE 1 0 1195425 0 NUVEEN AMT-FREE MUNI CREDIT IN COMMON 67071L106 29107 2395598 SH SOLE 1 0 2395598 0 NUVEEN FLOATING RATE INC FD JF COMMON 67072T108 7189 823503 SH SOLE 1 0 823503 0 NUVEEN PREFERRED INCOME OPPORT COMMON 67073B106 47301 6578667 SH SOLE 1 0 6578667 0 NUVEEN CREDIT STRATEGIES INC F COMMON 67073D102 139 25000 SH SOLE 1 0 25000 0 NUVEEN BUILD AMERICA BOND FD N COMMON 67074C103 46304 3022481 SH SOLE 1 0 3022481 0 NUVEEN REAL ASSET INC & GRW JR COMMON 67074Y105 6472 545722 SH SOLE 1 0 545722 0 NUVEEN PFD & INCOME TERM FD JP COMMON 67075A106 10952 569228 SH SOLE 1 0 569228 0 NUVEEN MULTI-MARKET INC FD JMM COMMON 67075J107 32706 5370521 SH SOLE 1 0 5370521 0 NUVEEN CORE PLUS IMPACT FUND N COMMON 67080D103 15394 1487350 SH SOLE 1 0 1487350 0 NUVEEN VAR RT PREF & INC NPFD COMMON 67080R102 21608 1206484 SH SOLE 1 0 1206484 0 PGIM SHORT DURATION HI YLD FD COMMON 69346H100 9234 710832 SH SOLE 1 0 710832 0 PGIM GLOBAL SHORT DURATION HIG COMMON 69346J106 11332 947495 SH SOLE 1 0 947495 0 PIMCO DYNAMIC INCOME STRGY PDX COMMON 69346N107 20864 983674 SH SOLE 1 0 983674 0 PGIM SHORT DUR HI YLD SDHY COMMON 69355J104 3294 214181 SH SOLE 1 0 214181 0 PIMCO CA MUNICIPAL INCOME FUND COMMON 72200M108 1192 206595 SH SOLE 1 0 206595 0 PIMCO MUNICIPAL INCOME FUND II COMMON 72201A103 503 67350 SH SOLE 1 0 67350 0 PIONEER HIGH INCOME FUND PHT COMMON 72369H106 6497 848221 SH SOLE 1 0 848221 0 PIONEER FLOATING RATE TR PHD COMMON 72369J102 910 94008 SH SOLE 1 0 94008 0 PRINCIPAL REAL ESTATE INC PGZ COMMON 74255X104 598 57921 SH SOLE 1 0 57921 0 RIVERNORTH CAP AND INCM FD RS COMMON 76882B108 9935 626410 SH SOLE 1 0 626410 0 RIVERNORTH DOUBLELINE STR OPP COMMON 76882G107 1252 145283 SH SOLE 1 0 145283 0 TORTOISE ENERGY INFRASTRUCTURE COMMON 89147L886 607 19627 SH SOLE 1 0 19627 0 TORTOISE MIDSTREAM ENERGY FD N COMMON 89148B200 675 17603 SH SOLE 1 0 17603 0 VIRTUS GLOBAL MULTI-SECTOR INC COMMON 92829B101 11921 1556288 SH SOLE 1 0 1556288 0 VIRTUS TOTAL RETURN FUND INC Z COMMON 92835W107 20926 3756981 SH SOLE 1 0 3756981 0 VIRTUS CONVERTIBLE & INC CBH COMMON 92838R105 1886 214175 SH SOLE 1 0 214175 0 VOYA INFR INDUSTRIALS & MATERI COMMON 92912X101 3349 318357 SH SOLE 1 0 318357 0 ALLSPRING INCOME OPPORTUNITIES COMMON 94987B105 7562 1138895 SH SOLE 1 0 1138895 0 WELLS FARGO MULTI-SECTOR INC F COMMON 94987D101 190 20343 SH SOLE 1 0 20343 0 WESTERN ASSET GLOBAL HIGH INC COMMON 95766B109 1377 196723 SH SOLE 1 0 196723 0 WESTERN ASSET HIGH INC OPP FD COMMON 95766K109 3472 890137 SH SOLE 1 0 890137 0 WESTERN ASSET MANAGED MUNICIPA COMMON 95766M105 123 11729 SH SOLE 1 0 11729 0 WA INFLATION - LINKED INCOME F COMMON 95766Q106 71 8776 SH SOLE 1 0 8776 0 WA INFLATION-LINKED OPP & INC COMMON 95766R104 7995 926368 SH SOLE 1 0 926368 0 WESTERN ASSET HGH YLD DFN FD H COMMON 95768B107 17948 1500654 SH SOLE 1 0 1500654 0 WESTERN ASSET INV GRA DEF OPP COMMON 95790A101 15643 904735 SH SOLE 1 0 904735 0 WESTERN ASSET MORTGAGE DEFINED COMMON 95790B109 2322 198264 SH SOLE 1 0 198264 0 WA GLOBAL CORPORATE DEFINED OP COMMON 95790C107 14329 1148191 SH SOLE 1 0 1148191 0 WESTERN ASSET DIVERSIFIED INC COMMON 95790K109 5102 353059 SH SOLE 1 0 353059 0