Vice President

0000897101-23-000488.txt : 20231113 0000897101-23-000488.hdr.sgml : 20231113 20231113083537 ACCESSION NUMBER: 0000897101-23-000488 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 231395446 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000769317 XXXXXXXX 09-30-2023 09-30-2023 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 000105725 801-16350 N Paul E. Rasmussen Vice President 612-332-3223 /s/ Paul E. Rasmussen Minneapolis MN 11-13-2023 1 532 3644270 1 0001053046 028-19972 000108271 801-55201 SIT FIXED INCOME ADVISORS II LLC /ADV INFORMATION TABLE 2 infotable.xml AFLAC INC COMMON 001055102 322 4200 SH SOLE 1 4200 0 0 AGCO CORP COMMON 001084102 2243 18960 SH SOLE 1 18960 0 0 AZZ INC COMMON 002474104 1690 37075 SH SOLE 1 37075 0 0 ABBOTT LABORATORIES COMMON 002824100 20382 210444 SH SOLE 1 210444 0 0 ADDUS HOMECARE CORP COMMON 006739106 2624 30805 SH SOLE 1 30805 0 0 AIR PRODUCTS & CHEMICALS INC COMMON 009158106 10251 36171 SH SOLE 1 36171 0 0 ALASKA AIR GROUP INC COMMON 011659109 1427 38475 SH SOLE 1 38475 0 0 ALBEMARLE CORP COMMON 012653101 297 1744 SH SOLE 1 1744 0 0 ALEXANDRIA REAL ESTATE EQUITIE REIT 015271109 44 435 SH SOLE 1 435 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 2614 8560 SH SOLE 1 8560 0 0 ALLIANZ SE ADR DEPOSITARY RECEI 018820100 5033 211657 SH SOLE 1 211657 0 0 ALTAIR ENGINEERING INC-A COMMON 021369103 3742 59808 SH SOLE 1 59808 0 0 AMAZON.COM INC COMMON 023135106 21145 166337 SH SOLE 1 166337 0 0 AMEREN CORP COMMON 023608102 277 3703 SH SOLE 1 3703 0 0 AMERICAN FINANCIAL GROUP INC COMMON 025932104 278 2490 SH SOLE 1 2490 0 0 AMERICAN INTERNATIONAL GROUP I COMMON 026874784 9352 154324 SH SOLE 1 154324 0 0 AMETEK INC COMMON 031100100 2168 14675 SH SOLE 1 14675 0 0 AMGEN INC COMMON 031162100 271 1010 SH SOLE 1 1010 0 0 ANALOG DEVICES INC COMMON 032654105 8242 47071 SH SOLE 1 47071 0 0 APPLE INC COMMON 037833100 106032 619312 SH SOLE 1 619312 0 0 APPLIED MATERIALS INC COMMON 038222105 32100 231855 SH SOLE 1 231855 0 0 ARISTA NETWORKS INC COMMON 040413106 13331 72479 SH SOLE 1 72479 0 0 ASTRAZENECA PLC ADR DEPOSITARY RECEI 046353108 19046 281250 SH SOLE 1 281250 0 0 ATLASSIAN CORP PLC COMMON 049468101 11325 56199 SH SOLE 1 56199 0 0 AUTODESK INC COMMON 052769106 7186 34732 SH SOLE 1 34732 0 0 AVERY DENNISON CORP COMMON 053611109 185 1015 SH SOLE 1 1015 0 0 BAIDU INC ADR DEPOSITARY RECEI 056752108 1058 7875 SH SOLE 1 7875 0 0 BANK OF AMERICA CORP 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20187 SH SOLE 1 20187 0 0 SALESFORCE INC COMMON 79466L302 13141 64803 SH SOLE 1 64803 0 0 SEA LTD-ADR DEPOSITARY RECEI 81141R100 111 2525 SH SOLE 1 2525 0 0 SENSIENT TECHNOLOGIES CORP COMMON 81725T100 339 5800 SH SOLE 1 5800 0 0 SERES THERAPEUTICS INC COMMON 81750R102 814 342200 SH SOLE 1 342200 0 0 SERVICENOW INC COMMON 81762P102 5738 10265 SH SOLE 1 10265 0 0 SILK ROAD MEDICAL INC COMMON 82710M100 425 28351 SH SOLE 1 28351 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 9797 99374 SH SOLE 1 99374 0 0 SONOS INC COMMON 83570H108 18 1370 SH SOLE 1 1370 0 0 SOUTHERN COPPER CORP COMMON 84265V105 294 3900 SH SOLE 1 3900 0 0 STRATEGIC EDUCATION INC COMMON 86272C103 124 1650 SH SOLE 1 1650 0 0 SYNOVUS FINANCIAL CORP COMMON 87161C501 147 5281 SH SOLE 1 5281 0 0 TFI INTL INC COMMON 87241L109 3409 26550 SH SOLE 1 26550 0 0 TARGA RESOURCES CORP COMMON 87612G101 1378 16075 SH SOLE 1 16075 0 0 TC ENERGY CORP COMMON 87807B107 245 7119 SH SOLE 1 7119 0 0 TENET HEALTHCARE CORP COMMON 88033G407 6701 101700 SH SOLE 1 101700 0 0 TESLA MTRS INC COMMON 88160R101 1556 6220 SH SOLE 1 6220 0 0 TETRALOGIC PHARMACEUTICALS COR COMMON 88165U109 0 3913 SH SOLE 1 3913 0 0 TEXAS PACIFIC LAND CORPOR COMMON 88262P102 1395 765 SH SOLE 1 765 0 0 TREX CO INC COMMON 89531P105 3926 63710 SH SOLE 1 63710 0 0 TRIP COM GROUP LTD ADR DEPOSITARY RECEI 89677Q107 294 8400 SH SOLE 1 8400 0 0 TRUIST FINANCIAL CORP COMMON 89832Q109 4 125 SH SOLE 1 125 0 0 TWIST BIOSCIENCE CORP COMMON 90184D100 414 20450 SH SOLE 1 20450 0 0 UBER TECHNOLOGIES INC COMMON 90353T100 861 18725 SH SOLE 1 18725 0 0 ULTA BEAUTY INC COMMON 90384S303 7446 18640 SH SOLE 1 18640 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 43540 86356 SH SOLE 1 86356 0 0 VAIL RESORTS INC COMMON 91879Q109 3843 17320 SH SOLE 1 17320 0 0 VERICEL CORP COMMON 92346J108 785 23425 SH SOLE 1 23425 0 0 VISA INC COMMON 92826C839 22167 96373 SH SOLE 1 96373 0 0 WEC ENERGY GROUP INC COMMON 92939U106 3406 42290 SH SOLE 1 42290 0 0 WASTE CONNECTIONS INC COMMON 94106B101 8124 60492 SH SOLE 1 60492 0 0 WASTE MANAGEMENT INC COMMON 94106L109 12753 83657 SH SOLE 1 83657 0 0 YETI HOLDINGS INC COMMON 98585X104 6900 143090 SH SOLE 1 143090 0 0 ZIMMER BIOMET HOLDINGS INC COMMON 98956P102 9470 84392 SH SOLE 1 84392 0 0 ZOETIS INC COMMON 98978V103 183 1052 SH SOLE 1 1052 0 0 ZURN WATER SOLUTIONS CORP COMMON 98983L108 639 22800 SH SOLE 1 22800 0 0 AMCOR PLC COMMON G0250X107 37 4000 SH SOLE 1 4000 0 0 AON PLC COMMON G0403H108 18 54 SH SOLE 1 54 0 0 ARCH CAPITAL GROUP LTD COMMON G0450A105 246 3080 SH SOLE 1 3080 0 0 AXIS CAPITAL HOLDINGS LTD COMMON G0692U109 2338 41475 SH SOLE 1 41475 0 0 ACCENTURE PLC CL A COMMON G1151C101 26988 87876 SH SOLE 1 87876 0 0 COCA-COLA EUROPACIFIC PARTNERS COMMON G25839104 3830 61300 SH SOLE 1 61300 0 0 EATON CORP PLC COMMON G29183103 8199 38442 SH SOLE 1 38442 0 0 ESSENT GROUP LTD COMMON G3198U102 173 3650 SH SOLE 1 3650 0 0 EVEREST GROUP LTD COMMON G3223R108 9423 25354 SH SOLE 1 25354 0 0 GENPACT LTD COMMON G3922B107 2334 64470 SH SOLE 1 64470 0 0 JAZZ PHARMACEUTICALS PLC COMMON G50871105 738 5700 SH SOLE 1 5700 0 0 LINDE PLC COMMON G54950103 8651 23233 SH SOLE 1 23233 0 0 MEDTRONIC PLC COMMON G5960L103 8547 109075 SH SOLE 1 109075 0 0 APTIV PLC COMMON G6095L109 7174 72763 SH SOLE 1 72763 0 0 PENTAIR LTD COMMON G7S00T104 180 2775 SH SOLE 1 2775 0 0 STERIS PLC COMMON G8473T100 2646 12060 SH SOLE 1 12060 0 0 TECHNIPFMC PLC COMMON G87110105 2471 121500 SH SOLE 1 121500 0 0 TRANE TECHNOLOGIES PLC COMMON G8994E103 1863 9180 SH SOLE 1 9180 0 0 GOLAR LNG LTD COMMON G9456A100 1969 81150 SH SOLE 1 81150 0 0 CHUBB LTD COMMON H1467J104 29584 142107 SH SOLE 1 142107 0 0 GARMIN LTD COMMON H2906T109 6833 64949 SH SOLE 1 64949 0 0 LOGITECH INTERNATIONAL SA COMMON H50430232 3632 52683 SH SOLE 1 52683 0 0 ON HOLDING AG COMMON H5919C104 967 34750 SH SOLE 1 34750 0 0 TE CONNECTIVITY LTD COMMON H84989104 10275 83176 SH SOLE 1 83176 0 0 GLOBANT SA COMMON L44385109 5916 29900 SH SOLE 1 29900 0 0 SPOTIFY TECHNOLOGY S A COMMON L8681T102 780 5045 SH SOLE 1 5045 0 0 INMODE LTD COMMON M5425M103 3894 127825 SH SOLE 1 127825 0 0 STRATASYS LTD COMMON M85548101 1198 88000 SH SOLE 1 88000 0 0 ASML HOLDING NV NY REG SHRS N07059210 5436 9234 SH SOLE 1 9234 0 0 STELLANTIS NV COMMON N82405106 1321 69075 SH SOLE 1 69075 0 0 FLEX LTD COMMON Y2573F102 108 4000 SH SOLE 1 4000 0 0 ABERDEEN INC CREDIT STRATEGIES ACP 003057106 12463 1832854 SH SOLE 1 0 1832854 0 APOLLO SR FLOATING RATE FD AFT AFT 037636107 2487 185072 SH SOLE 1 0 185072 0 APOLLO TACTICAL INCOME FD AIF AIF 037638103 73 5436 SH SOLE 1 0 5436 0 BLACKROCK MUNICIPAL INC QUALIT BYM 092479104 260 26416 SH SOLE 1 0 26416 0 BLACKROCK CREDIT ALLOCATION IN BTZ 092508100 58541 6047576 SH SOLE 1 0 6047576 0 CLEARBRIDGE ENERGY MLP FD CEM CEM 184692200 2787 79100 SH SOLE 1 0 79100 0 CUSHING MLP & INF TOTAL RETURN SRV 231631300 36 1000 SH SOLE 1 0 1000 0 CUSHING NEXGEN INFRASTRUCTURE NXG 231647207 983 26211 SH SOLE 1 0 26211 0 DWS MUNICIPAL INCOME TRUST KTF KTF 233368109 29768 3866008 SH SOLE 1 0 3866008 0 DOUBLELINE OPP CREDIT FD DBL DBL 258623107 40531 2779900 SH SOLE 1 0 2779900 0 EATON VANCE FLOATING-RATE INC EFT 278279104 419 34043 SH SOLE 1 0 34043 0 FLAHERTY & CRUMRINE PFD INC PF PFD 338480106 70 7622 SH SOLE 1 0 7622 0 JOHN HANCOCK INCOME SECURITIES JHS 410123103 25141 2450429 SH SOLE 1 0 2450429 0 KAYNE ANDERSON MLP INVESTMENT KYN 486606106 496 58975 SH SOLE 1 0 58975 0 MFS CHARTER INCOME TRUST MCR MCR 552727109 7231 1236068 SH SOLE 1 0 1236068 0 MFS MULTIMARKET INCOME TRUST M MMT 552737108 141 32990 SH SOLE 1 0 32990 0 MFS GOVERNMENT MARKETS INCOME MGF 552939100 18037 5894525 SH SOLE 1 0 5894525 0 MILLER HOWARD HIGH INC EQ HIE HIE 600379101 16593 1672701 SH SOLE 1 0 1672701 0 NEW AMERICA HIGH INC FD HYB HYB 641876800 2600 401246 SH SOLE 1 0 401246 0 NUVEEN NY AMT-FREE MUNICIPAL I NRK 670656107 564 59720 SH SOLE 1 0 59720 0 NUVEEN AMT-FREE QUALITY MUNI I NEA 670657105 39192 4048740 SH SOLE 1 0 4048740 0 NUVEEN MN QUALITY MUNI INC FD NMS 670734102 1291 132458 SH SOLE 1 0 132458 0 NUVEEN MORTGAGE & INCOME FD JL JLS 670735109 23996 1511098 SH SOLE 1 0 1511098 0 NUVEEN MULTI ASSET INCOME NMA NMAI 670750108 14619 1314659 SH SOLE 1 0 1314659 0 NUVEEN PA QUALITY MUNI INC FD NQP 670972108 10931 1074864 SH SOLE 1 0 1074864 0 PIONEER DIVERSIFIED HIGH INC F HNW 723653101 3860 377650 SH SOLE 1 0 377650 0 PIONEER MUNI HIGH INC OPP MIO MIO 723760104 10947 1146306 SH SOLE 1 0 1146306 0 PIONEER MUNICIPAL HIGH INC MAV MAV 723762100 125 18592 SH SOLE 1 0 18592 0 PIONEER MUNI HIGH INCOME TRUST MHI 723763108 145 20000 SH SOLE 1 0 20000 0 PUTNAM PREMIER INCOME TRUST PP PPT 746853100 61641 18400367 SH SOLE 1 0 18400367 0 PUTNAM MASTER INTERMEDIATE INC PIM 746909100 60063 19888530 SH SOLE 1 0 19888530 0 TCW STRATEGIC INCOME FD TSI TSI 872340104 27678 6043335 SH SOLE 1 0 6043335 0 VANGUARD TOTAL STOCK MKT ETF ETF 922908769 11 50 SH SOLE 1 0 50 0 WESTERN ASSET PREMIER BOND FUN WEA 957664105 14151 1402460 SH SOLE 1 0 1402460 0 WESTERN ASSET INTERMEDIATE MUN SBI 958435109 4342 606361 SH SOLE 1 0 606361 0 BLACKROCK CORE BOND TRUST BHK BHK 09249E101 13683 1376579 SH SOLE 1 0 1376579 0 BLACKROCK CA MUNICIPAL INCOME BFZ 09248E102 5416 526309 SH SOLE 1 0 526309 0 BLACKROCK MUNIYIELD NY QUALITY MYN 09255E102 275 31000 SH SOLE 1 0 31000 0 MFS HIGH YIELD MUNI TR CMU CMU 59318E102 582 185941 SH SOLE 1 0 185941 0 BLACKROCK MUNIYIELD QUALITY FD MYI 09254E103 2382 249435 SH SOLE 1 0 249435 0 FIRST TR MORTGAGE INCOME FD FM FMY 33734E103 23245 2082027 SH SOLE 1 0 2082027 0 INVESCO ADVANTAGE MUNI INC TRU VKI 46132E103 10348 1396556 SH SOLE 1 0 1396556 0 NUVEEN MA PREMIUM INCOME MUNIC NMT 67061E104 156 16424 SH SOLE 1 0 16424 0 CLOUGH GLOBAL OPP FD GLO GLO 18914E106 3640 821579 SH SOLE 1 0 821579 0 KAYNE ANDERSON MIDSTREAM/ENERG KMF 48661E108 4339 609403 SH SOLE 1 0 609403 0 BNY MELLON STRATEGIC MUNI BOND DSM 09662E109 2516 506177 SH SOLE 1 0 506177 0 FIRST TR HIGH INC LONG/SHORT F FSD 33738E109 5914 551672 SH SOLE 1 0 551672 0 ABERDEEN STD GLBL INFR INC FD ASGI 00326W106 3709 230347 SH SOLE 1 0 230347 0 ALLIANCEBERNSTEIN HOLDING LP MLP 01881G106 1220 40200 SH SOLE 1 0 40200 0 ANGEL OAK FINANCIAL STRAT INC FINS 03464A100 7977 662548 SH SOLE 1 0 662548 0 ARES DYNAMIC CRED ALLOC FD AR ARDC 04014F102 6292 487785 SH SOLE 1 0 487785 0 BNY MELLON ALCENTRA GLOBAL CRE DCF 05588N108 5893 759391 SH SOLE 1 0 759391 0 BNYM STRATEGIC MUNICIPALS INC LEO 05588W108 271 50776 SH SOLE 1 0 50776 0 BARINGS GLOBAL SHORT DUR HI YL BGH 06760L100 9153 720674 SH SOLE 1 0 720674 0 BLACKROCK INCOME TR INC BKT BKT 09247F209 33213 2918509 SH SOLE 1 0 2918509 0 BLACKROCK NY MUNI INCOME BNY BNY 09248L106 32 3473 SH SOLE 1 0 3473 0 BLACKROCK TAXABLE MUNI BOND TR BBN 09248X100 32640 2153064 SH SOLE 1 0 2153064 0 BLACKROCK MUNICIPAL INCOME TRU BLE 09249N101 315 34460 SH SOLE 1 0 34460 0 BLACKROCK LONG-TERM MUNI ADVAN BTA 09250B103 1169 130360 SH SOLE 1 0 130360 0 BLACKROCK MUNIHOLDINGS FD MHD MHD 09253N104 2725 264332 SH SOLE 1 0 264332 0 BLACKROCK MUNIYIELD FD MYD MYD 09253W104 522 56898 SH SOLE 1 0 56898 0 BLACKROCK MUNICIPAL INCOME FD MUI 09253X102 7189 708322 SH SOLE 1 0 708322 0 BLACKROCK MUNIHOLDINGS QUALITY MUE 09254C107 2251 256399 SH SOLE 1 0 256399 0 BLACKROCK MUNIYIELD QUALITY FD MQY 09254F100 1166 113996 SH SOLE 1 0 113996 0 BLACKROCK MUNIYIELD QUALITY FD MQT 09254G108 1945 216404 SH SOLE 1 0 216404 0 BLACKROCK MUNIHOLDINGS CA MUC MUC 09254L107 8699 909913 SH SOLE 1 0 909913 0 BLACKROCK MUNIYIELD MI QUALITY MIY 09254V105 2448 246495 SH SOLE 1 0 246495 0 BLACKROCK MUNIHOLDINGS NJ QUAL MUJ 09254X101 595 58820 SH SOLE 1 0 58820 0 BLACKROCK MUNIHOLDINGS NY QUAL MHN 09255C106 140 15300 SH SOLE 1 0 15300 0 BLACKROCK MUNIYIELD PA QUALITY MPA 09255G107 2737 263942 SH SOLE 1 0 263942 0 BLACKROCK ENHANCED GOVERNMENT EGF 09255K108 15392 1561711 SH SOLE 1 0 1561711 0 BLACKROCK CORP HIGH YIELD FD H HYT 09255P107 19449 2253677 SH SOLE 1 0 2253677 0 BLACKSTONE GSO SR FLOATING RAT BSL 09256U105 1084 81838 SH SOLE 1 0 81838 0 BLACKSTONE LNG SHRT CRED INC F BGX 09257D102 10009 859163 SH SOLE 1 0 859163 0 BLACKSTONE STRAT CR 2027 TERM BGB 09257R101 15361 1397757 SH SOLE 1 0 1397757 0 BLACKROCK CAP ALLOCATION BCAT BCAT 09260U109 344 23773 SH SOLE 1 0 23773 0 BLACKROCK ESG CAPITAL ALLOC TR ECAT 09262F100 28886 1953046 SH SOLE 1 0 1953046 0 BNY MELLON HIGH YIELD STRATEGI DHF 09660L105 4102 1917000 SH SOLE 1 0 1917000 0 CBRE GBL REAL ESTATE INC IGR IGR 12504G100 37144 8254184 SH SOLE 1 0 8254184 0 CALAMOS LNG/SHRT EQ & DYN CPZ CPZ 12812C106 12255 828609 SH SOLE 1 0 828609 0 CLEARBRIDGE ENERGY MLP OPP FD EMO 18469P209 21457 676880 SH SOLE 1 0 676880 0 CLEARBRIDGE ENERGY MLP TOTAL R CTR 18469Q207 3595 112111 SH SOLE 1 0 112111 0 CLOUGH GLOBAL EQUITY FD GLQ GLQ 18914C100 2494 455056 SH SOLE 1 0 455056 0 COHEN & STEERS LTD DUR PFD & I LDP 19248C105 1061 62179 SH SOLE 1 0 62179 0 COHEN & STEERS TAX ADVANTAGE P PTA 19249X108 8231 471131 SH SOLE 1 0 471131 0 CORNERSTONE STRATEGIC VALUE FD CLM 21924B302 87136 10824345 SH SOLE 1 0 10824345 0 CORNERSTONE TOTAL RETURN FD CR CRF 21924U300 7274 910371 SH SOLE 1 0 910371 0 CREDIT SUISSE HIGH YIELD BOND DHY 22544F103 10868 5780840 SH SOLE 1 0 5780840 0 DTF TAX-FREE INCOME INC DTF DTF 23334J107 2295 215101 SH SOLE 1 0 215101 0 DWS STRATEGIC MUNI INCOME KSM KSM 23342Q101 2511 333527 SH SOLE 1 0 333527 0 DIVIDEND AND INCOME FUND DNI DNI 25538A204 870 80477 SH SOLE 1 0 80477 0 DOUBLELINE YIELD OPP FD DLY DLY 25862D105 1957 132859 SH SOLE 1 0 132859 0 EATON VANCE CA MUNICIPAL INCOM CEV 27826F101 651 71117 SH SOLE 1 0 71117 0 EATON VANCE MUNICIPAL BOND FUN EIM 27827X101 14613 1630934 SH SOLE 1 0 1630934 0 EATON VANCE NEW YORK MUNI ENX ENX 27827Y109 10855 1309408 SH SOLE 1 0 1309408 0 EATON VANCE CA MUNICIPAL BOND EVM 27828A100 10768 1326085 SH SOLE 1 0 1326085 0 EATON VANCE LIMITED DURATION I EVV 27828H105 44129 4881539 SH SOLE 1 0 4881539 0 EATON VANCE SENIOR FLOATING-RA EFR 27828Q105 577 47685 SH SOLE 1 0 47685 0 EATON VANCE SHORT DUR DIVERSIF EVG 27828V104 11951 1152437 SH SOLE 1 0 1152437 0 EATON VANCE T/M BUY-WRITE OP E ETV 27828Y108 3872 323464 SH SOLE 1 0 323464 0 FS CREDIT OPPORTUNITIES FD FS FSCO 30290Y101 11590 2138314 SH SOLE 1 0 2138314 0 FEDERATED PREMIER MUNI INC FD FMN 31423P108 302 31475 SH SOLE 1 0 31475 0 FIRST TRUST SENIOR FLOATING RA FCT 33733U108 633 63287 SH SOLE 1 0 63287 0 FIRST TRUST ENERGY INC AND GRO FEN 33738G104 174 13200 SH SOLE 1 0 13200 0 FIRST TRUST MLP AND ENERGY INC FEI 33739B104 144 18143 SH SOLE 1 0 18143 0 FIRST TRUST NEW OPPORTUNITIES FPL 33739M100 135 21500 SH SOLE 1 0 21500 0 FIRST TR DYNAMIC EUROPE EQ INC FDEU 33740D107 8653 697783 SH SOLE 1 0 697783 0 FIRST TR HIGH YIELD OPP 2027 F FTHY 33741Q107 9286 697124 SH SOLE 1 0 697124 0 FRANKLIN LIMITED DURATION INCO FTF 35472T101 12317 2022532 SH SOLE 1 0 2022532 0 INSIGHT SELECT INCOME FD INSI INSI 45781W109 33167 2206750 SH SOLE 1 0 2206750 0 INVESCO DYNAMIC CREDIT OPP FD XAXCX 46091B207 17940 1591831 SH SOLE 1 0 1591831 0 INVESCO HIGH INCOME TR II VLT VLT 46131F101 3238 325762 SH SOLE 1 0 325762 0 INVESCO MUNICIPAL TRUST VKQ VKQ 46131J103 17022 2040972 SH SOLE 1 0 2040972 0 INVESCO TRUST FOR INV GRADE MU VGM 46131M106 23124 2720418 SH SOLE 1 0 2720418 0 INVESCO TR FOR INV GRADE NY MU VTN 46131T101 3751 411783 SH SOLE 1 0 411783 0 INVESCO MUNICIPAL OPPORTUNITY VMO 46132C107 11926 1449066 SH SOLE 1 0 1449066 0 INVESCO PA VALUE MUNI INC TR V VPV 46132K109 12631 1411288 SH SOLE 1 0 1411288 0 INVESCO BOND FUND VBF VBF 46132L107 15386 1063287 SH SOLE 1 0 1063287 0 INVESCO VALUE MUNICIPAL INCOME IIM 46132P108 2408 231586 SH SOLE 1 0 231586 0 INVESCO QUALITY MUNICIPAL INCO IQI 46133G107 6529 778152 SH SOLE 1 0 778152 0 INVESCO HIGH INC 2024 TARGET T IHTA 46136K105 4022 579513 SH SOLE 1 0 579513 0 KKR INCOME OPPORTUNITIES FD KI KIO 48249T106 11757 983047 SH SOLE 1 0 983047 0 MFS INTERMEDIATE INCOME TRUST MIN 55273C107 56173 20959974 SH SOLE 1 0 20959974 0 MFS HIGH INCOME MUNICIPAL TRUS CXE 59318D104 717 229734 SH SOLE 1 0 229734 0 MFS INTERMEDIATE HIGH INCOME F CIF 59318T109 735 467840 SH SOLE 1 0 467840 0 NEUBERGER BERMN CA INT MUN NBW NBW 64123C101 4208 429836 SH SOLE 1 0 429836 0 NEUBERGER BERMAN NY MUNI NBO NBO 64124K102 1555 177500 SH SOLE 1 0 177500 0 NEUBERGER BERMAN MLP INCOME FD NML 64129H104 6 800 SH SOLE 1 0 800 0 NUVEEN QUALITY MUNICIPAL INC F NAD 67066V101 34358 3388368 SH SOLE 1 0 3388368 0 NUVEEN CA DIVIDEND ADV MUNI NA NAC 67066Y105 448 46452 SH SOLE 1 0 46452 0 NUVEEN NJ QUALITY MUNI INC FD NXJ 67069Y102 14738 1392989 SH SOLE 1 0 1392989 0 NUVEEN MUNICIPAL CREDIT INC FD NZF 67070X101 20290 1945309 SH SOLE 1 0 1945309 0 NUVEEN AMT-FREE MUNI CREDIT IN NVG 67071L106 27370 2654675 SH SOLE 1 0 2654675 0 NUVEEN PREFERRED & INCOME SEC JPS 67072C105 34423 5579076 SH SOLE 1 0 5579076 0 NUVEEN FLOATING RATE INC FD JF JFR 67072T108 8781 1069602 SH SOLE 1 0 1069602 0 NUVEEN CREDIT STRATEGIES INC F JQC 67073D102 1109 219237 SH SOLE 1 0 219237 0 NUVEEN BUILD AMERICA BOND FD N NBB 67074C103 27695 1906034 SH SOLE 1 0 1906034 0 NUVEEN REAL ASSET INC & GRW JR JRI 67074Y105 3134 295083 SH SOLE 1 0 295083 0 NUVEEN PFD & INCOME TERM FD JP JPI 67075A106 6614 385211 SH SOLE 1 0 385211 0 NUVEEN GLOBAL HIGH INCOME FD J JGH 67075G103 8719 762155 SH SOLE 1 0 762155 0 NUVEEN MULTI-MARKET INC FD JMM JMM 67075J107 25490 4543607 SH SOLE 1 0 4543607 0 NUVEEN PFD INCOME 2022 TERM FD JPT 67075T105 2638 168009 SH SOLE 1 0 168009 0 NUVEEN CORPORATE INCOME 2023 J JHAA 67079F101 1308 137060 SH SOLE 1 0 137060 0 NUVEEN CORE PLUS IMPACT FUND N NPCT 67080D103 6957 759552 SH SOLE 1 0 759552 0 NUVEEN VAR RT PREF & INC NPFD NPFD 67080R102 13005 829959 SH SOLE 1 0 829959 0 PGIM SHORT DURATION HI YLD FD ISD 69346H100 8895 755054 SH SOLE 1 0 755054 0 PGIM GLOBAL SHORT DURATION HIG GHY 69346J106 10312 956591 SH SOLE 1 0 956591 0 PIMCO ENRGY & TACT CRDT NRGX NRGX 69346N107 909 45858 SH SOLE 1 0 45858 0 PGIM SHORT DUR HI YLD SDHY SDHY 69355J104 10911 752969 SH SOLE 1 0 752969 0 PIMCO CA MUNICIPAL INCOME FUND PCK 72200M108 82 16352 SH SOLE 1 0 16352 0 PIMCO CA MUNICIPAL INCOME FUND PCQ 72200N106 107 12800 SH SOLE 1 0 12800 0 PIMCO STRATEGIC INCOME FUND RC RCS 72200X104 7595 1430414 SH SOLE 1 0 1430414 0 PIONEER HIGH INCOME FUND PHT PHT 72369H106 5969 889580 SH SOLE 1 0 889580 0 PIONEER FLOATING RATE TR PHD PHD 72369J102 926 102797 SH SOLE 1 0 102797 0 RIVERNORTH OPPRTUNITIES FD RIV RIV 76881Y109 2673 254307 SH SOLE 1 0 254307 0 RIVERNORTH CAP AND INCM FD RS RSF 76882B108 14153 928665 SH SOLE 1 0 928665 0 RIVERNORTH DOUBLELINE STR OPP OPP 76882G107 5445 688363 SH SOLE 1 0 688363 0 TORTOISE ENERGY INFRASTRUCTURE TYG 89147L886 6797 235204 SH SOLE 1 0 235204 0 TORTOISE PWR & ENERGY INF TPZ TPZ 89147X104 2039 152645 SH SOLE 1 0 152645 0 TORTOISE MLP FUND INC NTG NTG 89148B200 663 19418 SH SOLE 1 0 19418 0 TORTOISE PIPELINE & ENERGY TTP TTP 89148H207 3592 128234 SH SOLE 1 0 128234 0 TORTOISE ENERGY INDEPENDENCE N NDP 89148K200 3185 100565 SH SOLE 1 0 100565 0 VIRTUS GLOBAL MULTI-SECTOR INC VGI 92829B101 9653 1315126 SH SOLE 1 0 1315126 0 VIRTUS TOTAL RETURN FUND INC Z ZTR 92835W107 19343 4029881 SH SOLE 1 0 4029881 0 VIRTUS CONVERTIBLE & INC CBH CBH 92838R105 404 45975 SH SOLE 1 0 45975 0 ALLSPRING INCOME OPPORTUNITIES EAD 94987B105 3744 613729 SH SOLE 1 0 613729 0 WELLS FARGO MULTI-SECTOR INC F ERC 94987D101 1013 111340 SH SOLE 1 0 111340 0 WESTERN ASSET GLOBAL HIGH INC EHI 95766B109 2071 310976 SH SOLE 1 0 310976 0 WESTERN ASSET HIGH INC OPP FD HIO 95766K109 3800 1043918 SH SOLE 1 0 1043918 0 WESTERN ASSET MUNI PARTNERS FD MNP 95766P108 139 13091 SH SOLE 1 0 13091 0 WA INFLATION - LINKED INCOME F WIA 95766Q106 89 11378 SH SOLE 1 0 11378 0 WA INFLATION-LINKED OPP & INC WIW 95766R104 10839 1316953 SH SOLE 1 0 1316953 0 WESTERN ASSET HGH YLD DFN FD H HYI 95768B107 18392 1600739 SH SOLE 1 0 1600739 0 WESTERN ASSET INV GRA DEF OPP IGI 95790A101 11387 719302 SH SOLE 1 0 719302 0 WESTERN ASSET MORTGAGE DEFINED DMO 95790B109 4467 417062 SH SOLE 1 0 417062 0 WA GLOBAL CORPORATE DEFINED OP GDO 95790C107 11665 984407 SH SOLE 1 0 984407 0 WESTERN ASSET DIVERSIFIED INC WDI 95790K109 19356 1461957 SH SOLE 1 0 1461957 0