Vice President

0000897101-23-000353.txt : 20230810 0000897101-23-000353.hdr.sgml : 20230810 20230810081623 ACCESSION NUMBER: 0000897101-23-000353 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230810 EFFECTIVENESS DATE: 20230810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 231157282 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000769317 XXXXXXXX 06-30-2023 06-30-2023 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 000105725 801-16350 N Paul E. Rasmussen Vice President 612-332-3223 /s/ Paul E. Rasmussen Minneapolis MN 08-10-2023 1 546 3827119 1 0001053046 028-19972 000108271 801-55201 SIT FIXED INCOME ADVISORS II LLC /ADV INFORMATION TABLE 2 infotable.xml ABBOTT LABORATORIES COMMON 002824100 23569 216190 SH SOLE 1 216190 0 0 ACCENTURE PLC CL A COMMON G1151C101 26289 85195 SH SOLE 1 85195 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 7388 87642 SH SOLE 1 87642 0 0 ADDUS HOMECARE CORP COMMON 006739106 2306 24880 SH SOLE 1 24880 0 0 ADOBE INC COMMON 00724F101 17820 36442 SH SOLE 1 36442 0 0 ADYEN NV-ADR DEPOSITARY RECEI 00783V104 490 28350 SH SOLE 1 28350 0 0 AES CORP. 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CONNECTIVITY LTD COMMON H84989104 11036 78736 SH SOLE 1 78736 0 0 TECHNIPFMC PLC COMMON G87110105 2019 121500 SH SOLE 1 121500 0 0 TENET HEALTHCARE CORP COMMON 88033G407 8276 101700 SH SOLE 1 101700 0 0 TESLA MTRS INC COMMON 88160R101 1694 6470 SH SOLE 1 6470 0 0 TETRALOGIC PHARMACEUTICALS COR COMMON 88165U109 0 3913 SH SOLE 1 3913 0 0 TEXAS PACIFIC LAND CORPOR COMMON 88262P102 1007 765 SH SOLE 1 765 0 0 TFI INTL INC COMMON 87241L109 3026 26550 SH SOLE 1 26550 0 0 THERMO FISHER SCIENTIFIC INC COMMON 883556102 25244 48383 SH SOLE 1 48383 0 0 THOMSON REUTERS CORP COMMON 884903808 853 6325 SH SOLE 1 6325 0 0 THOR INDUSTRIES INC COMMON 885160101 1066 10295 SH SOLE 1 10295 0 0 TJX COS INC/THE COMMON 872540109 19018 224290 SH SOLE 1 224290 0 0 TRANE TECHNOLOGIES PLC COMMON G8994E103 1756 9180 SH SOLE 1 9180 0 0 TRANSDIGM GROUP INC COMMON 893641100 18 20 SH SOLE 1 20 0 0 TRAVELERS COS INC/THE COMMON 89417E109 39 226 SH SOLE 1 226 0 0 TREX CO INC COMMON 89531P105 4177 63710 SH SOLE 1 63710 0 0 TRIP COM GROUP LTD ADR DEPOSITARY RECEI 89677Q107 294 8400 SH SOLE 1 8400 0 0 TRUIST FINANCIAL CORP COMMON 89832Q109 4 125 SH SOLE 1 125 0 0 TWIST BIOSCIENCE CORP COMMON 90184D100 739 36125 SH SOLE 1 36125 0 0 UBER TECHNOLOGIES INC COMMON 90353T100 969 22450 SH SOLE 1 22450 0 0 ULTA BEAUTY INC COMMON 90384S303 8772 18640 SH SOLE 1 18640 0 0 UNION PACIFIC CORP COMMON 907818108 19525 95422 SH SOLE 1 95422 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 40571 84410 SH SOLE 1 84410 0 0 US BANCORP COMMON 902973304 914 27660 SH SOLE 1 27660 0 0 VAIL RESORTS INC COMMON 91879Q109 4050 16085 SH SOLE 1 16085 0 0 VANGUARD MSCI EMERGING MKT COMMON 922042858 39 950 SH SOLE 1 950 0 0 VESTAS WIND SYS-UNSP ADR DEPOSITARY RECEI 925458101 646 73375 SH SOLE 1 73375 0 0 VISA INC COMMON 92826C839 23066 97130 SH SOLE 1 97130 0 0 WALMART INC COMMON 931142103 56 354 SH SOLE 1 354 0 0 WALT DISNEY CO/THE COMMON 254687106 172 1930 SH SOLE 1 1930 0 0 WASTE CONNECTIONS INC COMMON 94106B101 10057 70360 SH SOLE 1 70360 0 0 WASTE MANAGEMENT INC COMMON 94106L109 13020 75077 SH SOLE 1 75077 0 0 WEC ENERGY GROUP INC COMMON 92939U106 3560 40340 SH SOLE 1 40340 0 0 WESTERN ALLIANCE BANCORP COMMON 957638109 653 17900 SH SOLE 1 17900 0 0 WILLIAMS COS INC DEL COMMON 969457100 6406 196315 SH SOLE 1 196315 0 0 WILLIS TOWERS WATSON PLC COMMON G96629103 6175 26220 SH SOLE 1 26220 0 0 WOODSIDE ENERGY GROUP LTD ADR DEPOSITARY RECEI 980228308 456 19648 SH SOLE 1 19648 0 0 WORLD KINECT CORPORATION COMMON 981475106 664 32100 SH SOLE 1 32100 0 0 XCEL ENERGY INC COMMON 98389B100 9426 151610 SH SOLE 1 151610 0 0 YETI HOLDINGS INC COMMON 98585X104 5558 143090 SH SOLE 1 143090 0 0 ZIMMER BIOMET HOLDINGS INC COMMON 98956P102 5500 37777 SH SOLE 1 37777 0 0 ZOETIS INC COMMON 98978V103 181 1052 SH SOLE 1 1052 0 0 ZURICH INSURANCE GROUP AG ADR DEPOSITARY RECEI 989825104 1562 32900 SH SOLE 1 32900 0 0 ZURN WATER SOLUTIONS CORP COMMON 98983L108 613 22800 SH SOLE 1 22800 0 0 ABERDEEN INC CREDIT STRATEGIES COMMON 003057106 16013 2341143 SH SOLE 1 0 2341143 0 ABERDEEN STD GLBL INFR INC FD COMMON 00326W106 4098 230347 SH SOLE 1 0 230347 0 ALLIANCEBERNSTEIN HOLDING LP COMMON 01881G106 1293 40200 SH SOLE 1 0 40200 0 ANGEL OAK FINANCIAL STRAT INC COMMON 03464A100 6449 546099 SH SOLE 1 0 546099 0 APOLLO SR FLOATING RATE FD AFT COMMON 037636107 2389 185072 SH SOLE 1 0 185072 0 APOLLO TACTICAL INCOME FD AIF COMMON 037638103 69 5436 SH SOLE 1 0 5436 0 ARES DYNAMIC CRED ALLOC FD AR COMMON 04014F102 6014 487785 SH SOLE 1 0 487785 0 ATLANTICUS HOLDINGS CORP COMMON 04914Y300 423 18000 SH SOLE 1 0 18000 0 B. RILEY FINANCIAL INC (PFD) COMMON 05580M827 836 40000 SH SOLE 1 0 40000 0 BNY MELLON ALCENTRA GLOBAL CRE COMMON 05588N108 3644 482700 SH SOLE 1 0 482700 0 BNYM STRATEGIC MUNICIPALS INC COMMON 05588W108 460 73976 SH SOLE 1 0 73976 0 BARINGS GLOBAL SHORT DUR HI YL COMMON 06760L100 9137 700674 SH SOLE 1 0 700674 0 BLACKROCK MUNICIPAL INC QUALIT COMMON 092479104 297 26416 SH SOLE 1 0 26416 0 BLACKROCK INCOME TR INC BKT COMMON 09247F209 35142 2887615 SH SOLE 1 0 2887615 0 BLACKROCK CA MUNICIPAL INCOME COMMON 09248E102 5298 446718 SH SOLE 1 0 446718 0 BLACKROCK NY MUNI INCOME BNY COMMON 09248L106 36 3473 SH SOLE 1 0 3473 0 BLACKROCK TAXABLE MUNI BOND TR COMMON 09248X100 12353 744597 SH SOLE 1 0 744597 0 BLACKROCK CORE BOND TRUST BHK COMMON 09249E101 17162 1612950 SH SOLE 1 0 1612950 0 BLACKROCK MUNICIPAL INCOME TRU COMMON 09249N101 568 54592 SH SOLE 1 0 54592 0 BLACKROCK CREDIT ALLOCATION IN COMMON 092508100 61104 6020107 SH SOLE 1 0 6020107 0 BLACKROCK LONG-TERM MUNI ADVAN COMMON 09250B103 1264 130760 SH SOLE 1 0 130760 0 BLACKROCK MUNIHOLDINGS FD MHD COMMON 09253N104 3739 321503 SH SOLE 1 0 321503 0 BLACKROCK MUNIYIELD FD MYD COMMON 09253W104 989 94698 SH SOLE 1 0 94698 0 BLACKROCK MUNICIPAL INCOME FD COMMON 09253X102 4538 396653 SH SOLE 1 0 396653 0 BLACKROCK MUNIHOLDINGS QUALITY COMMON 09254C107 2495 256999 SH SOLE 1 0 256999 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254E103 2920 266871 SH SOLE 1 0 266871 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254F100 1647 142371 SH SOLE 1 0 142371 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254G108 2177 216404 SH SOLE 1 0 216404 0 BLACKROCK MUNIHOLDINGS CA MUC COMMON 09254L107 10278 947240 SH SOLE 1 0 947240 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254V105 1830 165636 SH SOLE 1 0 165636 0 BLACKROCK MUNIHOLDINGS NJ QUAL COMMON 09254X101 664 59457 SH SOLE 1 0 59457 0 BLACKROCK MUNIHOLDINGS NY QUAL COMMON 09255C106 160 15300 SH SOLE 1 0 15300 0 BLACKROCK MUNIYIELD NY QUALITY COMMON 09255E102 314 31000 SH SOLE 1 0 31000 0 BLACKROCK MUNIYIELD PA QUALITY COMMON 09255G107 2776 237510 SH SOLE 1 0 237510 0 BLACKROCK ENHANCED GOVERNMENT COMMON 09255K108 14967 1567239 SH SOLE 1 0 1567239 0 BLACKROCK CORP HIGH YIELD FD H COMMON 09255P107 37830 4241081 SH SOLE 1 0 4241081 0 BLACKSTONE GSO SR FLOATING RAT COMMON 09256U105 1049 81838 SH SOLE 1 0 81838 0 BLACKSTONE LNG SHRT CRED INC F COMMON 09257D102 9051 798165 SH SOLE 1 0 798165 0 BLACKSTONE STRAT CR 2027 TERM COMMON 09257R101 15152 1386237 SH SOLE 1 0 1386237 0 BLACKROCK CAP ALLOCATION BCAT COMMON 09260U109 363 23773 SH SOLE 1 0 23773 0 BLACKROCK ESG CAPITAL ALLOC TR COMMON 09262F100 27905 1781941 SH SOLE 1 0 1781941 0 BNY MELLON HIGH YIELD STRATEGI COMMON 09660L105 3923 1767000 SH SOLE 1 0 1767000 0 BNY MELLON STRATEGIC MUNI BOND COMMON 09662E109 3040 533351 SH SOLE 1 0 533351 0 CBRE GBL REAL ESTATE INC IGR COMMON 12504G100 50973 9746330 SH SOLE 1 0 9746330 0 CALAMOS LNG/SHRT EQ & DYN CPZ COMMON 12812C106 11883 768104 SH SOLE 1 0 768104 0 CLEARBRIDGE ENERGY MLP FD CEM COMMON 184692200 626 18065 SH SOLE 1 0 18065 0 CLEARBRIDGE ENERGY MLP OPP FD COMMON 18469P209 17237 577250 SH SOLE 1 0 577250 0 CLEARBRIDGE ENERGY MLP TOTAL R COMMON 18469Q207 2083 65640 SH SOLE 1 0 65640 0 CLOUGH GLOBAL EQUITY FD GLQ COMMON 18914C100 2187 350414 SH SOLE 1 0 350414 0 CLOUGH GLOBAL OPP FD GLO COMMON 18914E106 3459 690491 SH SOLE 1 0 690491 0 COHEN & STEERS LTD DUR PFD & I COMMON 19248C105 1390 76368 SH SOLE 1 0 76368 0 COHEN & STEERS TAX ADVANTAGE P COMMON 19249X108 8273 474631 SH SOLE 1 0 474631 0 CORNERSTONE STRATEGIC VALUE FD COMMON 21924B302 138104 16480216 SH SOLE 1 0 16480216 0 CORNERSTONE TOTAL RETURN FD CR COMMON 21924U300 29883 3735347 SH SOLE 1 0 3735347 0 CREDIT SUISSE HIGH YIELD BOND COMMON 22544F103 6643 3514786 SH SOLE 1 0 3514786 0 CUSHING MLP & INF TOTAL RETURN COMMON 231631300 37 1000 SH SOLE 1 0 1000 0 CUSHING NEXGEN INFRASTRUCTURE COMMON 231647207 612 15919 SH SOLE 1 0 15919 0 DTF TAX-FREE INCOME INC DTF COMMON 23334J107 2317 215101 SH SOLE 1 0 215101 0 DWS MUNICIPAL INCOME TRUST KTF COMMON 233368109 35389 4110276 SH SOLE 1 0 4110276 0 DWS STRATEGIC MUNI INCOME KSM COMMON 23342Q101 3368 396927 SH SOLE 1 0 396927 0 DIVIDEND AND INCOME FUND DNI COMMON 25538A204 909 80477 SH SOLE 1 0 80477 0 DOUBLELINE OPP CREDIT FD DBL COMMON 258623107 39263 2705943 SH SOLE 1 0 2705943 0 DOUBLELINE YIELD OPP FD DLY COMMON 25862D105 1930 132859 SH SOLE 1 0 132859 0 ETFMG ULTRA SHORT ETF VALT COMMON 26924G789 12089 249300 SH SOLE 1 0 249300 0 EATON VANCE CA MUNICIPAL INCOM COMMON 27826F101 558 55896 SH SOLE 1 0 55896 0 EATON VANCE FLOATING-RATE INC COMMON 278279104 398 34043 SH SOLE 1 0 34043 0 EATON VANCE MUNICIPAL BOND FUN COMMON 27827X101 13913 1398267 SH SOLE 1 0 1398267 0 EATON VANCE NEW YORK MUNI ENX COMMON 27827Y109 9874 1050419 SH SOLE 1 0 1050419 0 EATON VANCE CA MUNICIPAL BOND COMMON 27828A100 5889 661686 SH SOLE 1 0 661686 0 EATON VANCE LIMITED DURATION I COMMON 27828H105 44863 4793017 SH SOLE 1 0 4793017 0 EATON VANCE SENIOR FLOATING-RA COMMON 27828Q105 560 47685 SH SOLE 1 0 47685 0 EATON VANCE SHORT DUR DIVERSIF COMMON 27828V104 10075 1027060 SH SOLE 1 0 1027060 0 EATON VANCE T/M BUY-WRITE OP E COMMON 27828Y108 4631 362347 SH SOLE 1 0 362347 0 ELLINGTON FINANCIAL INC COMMON 28852N307 676 34732 SH SOLE 1 0 34732 0 FS CREDIT OPPORTUNITIES FD FS COMMON 30290Y101 1333 280626 SH SOLE 1 0 280626 0 FEDERATED PREMIER MUNI INC FD COMMON 31423P108 301 28302 SH SOLE 1 0 28302 0 FIRST TRUST SENIOR FLOATING RA COMMON 33733U108 627 63287 SH SOLE 1 0 63287 0 FIRST TR MORTGAGE INCOME FD FM COMMON 33734E103 22208 1991746 SH SOLE 1 0 1991746 0 FIRST TR HIGH INC LONG/SHORT F COMMON 33738E109 6472 565694 SH SOLE 1 0 565694 0 FIRST TRUST ENERGY INC AND GRO COMMON 33738G104 184 13200 SH SOLE 1 0 13200 0 FIRST TRUST MLP AND ENERGY INC COMMON 33739B104 140 18143 SH SOLE 1 0 18143 0 FIRST TRUST NEW OPPORTUNITIES COMMON 33739M100 129 21500 SH SOLE 1 0 21500 0 FIRST TR DYNAMIC EUROPE EQ INC COMMON 33740D107 12708 969671 SH SOLE 1 0 969671 0 FIRST TR HIGH YIELD OPP 2027 F COMMON 33741Q107 5185 377882 SH SOLE 1 0 377882 0 FLAHERTY & CRUMRINE PFD INC PF COMMON 338480106 75 7622 SH SOLE 1 0 7622 0 FRANKLIN LIMITED DURATION INCO COMMON 35472T101 12499 2022532 SH SOLE 1 0 2022532 0 GOLDMAN SACHS MLP ENERGY GER COMMON 38148G206 1184 75440 SH SOLE 1 0 75440 0 JOHN HANCOCK INCOME SECURITIES COMMON 410123103 23383 2171129 SH SOLE 1 0 2171129 0 INSIGHT SELECT INCOME FD INSI COMMON 45781W109 32177 2057516 SH SOLE 1 0 2057516 0 INVESCO DYNAMIC CREDIT OPP FD COMMON 46091B207 19664 1784433 SH SOLE 1 0 1784433 0 INVESCO HIGH INCOME TR II VLT COMMON 46131F101 3452 328723 SH SOLE 1 0 328723 0 INVESCO MUNICIPAL TRUST VKQ COMMON 46131J103 20189 2140920 SH SOLE 1 0 2140920 0 INVESCO TRUST FOR INV GRADE MU COMMON 46131M106 29636 3052160 SH SOLE 1 0 3052160 0 INVESCO TR FOR INV GRADE NY MU COMMON 46131T101 3383 331012 SH SOLE 1 0 331012 0 INVESCO MUNICIPAL OPPORTUNITY COMMON 46132C107 14454 1527882 SH SOLE 1 0 1527882 0 INVESCO ADVANTAGE MUNI INC TRU COMMON 46132E103 12349 1468377 SH SOLE 1 0 1468377 0 INVESCO PA VALUE MUNI INC TR V COMMON 46132K109 13942 1414003 SH SOLE 1 0 1414003 0 INVESCO BOND FUND VBF COMMON 46132L107 16671 1120352 SH SOLE 1 0 1120352 0 INVESCO VALUE MUNICIPAL INCOME COMMON 46132P108 3734 315910 SH SOLE 1 0 315910 0 INVESCO QUALITY MUNICIPAL INCO COMMON 46133G107 8106 847857 SH SOLE 1 0 847857 0 INVESCO HIGH INC 2023 TARGET T COMMON 46135X108 4959 668322 SH SOLE 1 0 668322 0 INVESCO HIGH INC 2024 TARGET T COMMON 46136K105 5334 753327 SH SOLE 1 0 753327 0 KKR INCOME OPPORTUNITIES FD KI COMMON 48249T106 12426 1070257 SH SOLE 1 0 1070257 0 KAYNE ANDERSON MLP INVESTMENT COMMON 486606106 480 58975 SH SOLE 1 0 58975 0 KAYNE ANDERSON MIDSTREAM/ENERG COMMON 48661E108 1309 184311 SH SOLE 1 0 184311 0 MFS CHARTER INCOME TRUST MCR COMMON 552727109 7178 1137504 SH SOLE 1 0 1137504 0 MFS MULTIMARKET INCOME TRUST M COMMON 552737108 149 32990 SH SOLE 1 0 32990 0 MFS INTERMEDIATE INCOME TRUST COMMON 55273C107 53953 19690850 SH SOLE 1 0 19690850 0 MFS GOVERNMENT MARKETS INCOME COMMON 552939100 16828 5242253 SH SOLE 1 0 5242253 0 MFS HIGH INCOME MUNICIPAL TRUS COMMON 59318D104 1109 318557 SH SOLE 1 0 318557 0 MFS HIGH YIELD MUNI TR CMU COMMON 59318E102 1017 315767 SH SOLE 1 0 315767 0 MFS INTERMEDIATE HIGH INCOME F COMMON 59318T109 701 429980 SH SOLE 1 0 429980 0 MILLER HOWARD HIGH INC EQ HIE COMMON 600379101 12960 1279411 SH SOLE 1 0 1279411 0 NATIONAL RURAL UTILS COOP COMMON 637432105 485 20000 SH SOLE 1 0 20000 0 NEUBERGER BERMN CA INT MUN NBW COMMON 64123C101 1684 158097 SH SOLE 1 0 158097 0 NEUBERGER BERMAN NY MUNI NBO COMMON 64124K102 832 87321 SH SOLE 1 0 87321 0 NEUBERGER BERMAN MLP INCOME FD COMMON 64129H104 6 800 SH SOLE 1 0 800 0 NEW AMERICA HIGH INC FD HYB COMMON 641876800 2495 375263 SH SOLE 1 0 375263 0 NUVEEN NY AMT-FREE MUNICIPAL I COMMON 670656107 1060 102463 SH SOLE 1 0 102463 0 NUVEEN AMT-FREE QUALITY MUNI I COMMON 670657105 47155 4314232 SH SOLE 1 0 4314232 0 NUVEEN QUALITY MUNICIPAL INC F COMMON 67066V101 42630 3782646 SH SOLE 1 0 3782646 0 NUVEEN CA DIVIDEND ADV MUNI NA COMMON 67066Y105 883 80852 SH SOLE 1 0 80852 0 NUVEEN SENIOR INC FD NSL COMMON 67067Y104 5028 1097884 SH SOLE 1 0 1097884 0 NUVEEN NJ QUALITY MUNI INC FD COMMON 67069Y102 14369 1252784 SH SOLE 1 0 1252784 0 NUVEEN FLOATING RATE INC OPP F COMMON 6706EN100 2566 328965 SH SOLE 1 0 328965 0 NUVEEN MUNICIPAL CREDIT INC FD COMMON 67070X101 26070 2235816 SH SOLE 1 0 2235816 0 NUVEEN AMT-FREE MUNI CREDIT IN COMMON 67071L106 35044 2995180 SH SOLE 1 0 2995180 0 NUVEEN PREFERRED & INCOME SEC COMMON 67072C105 30671 4807315 SH SOLE 1 0 4807315 0 NUVEEN MN QUALITY MUNI INC FD COMMON 670734102 1481 132458 SH SOLE 1 0 132458 0 NUVEEN MORTGAGE & INCOME FD JL COMMON 670735109 24332 1509452 SH SOLE 1 0 1509452 0 NUVEEN PREFERRED INCOME OPPORT COMMON 67073B106 3199 493719 SH SOLE 1 0 493719 0 NUVEEN CREDIT STRATEGIES INC F COMMON 67073D102 1107 219237 SH SOLE 1 0 219237 0 NUVEEN BUILD AMERICA BOND FD N COMMON 67074C103 19069 1215375 SH SOLE 1 0 1215375 0 NUVEEN SHORT DUR CREDIT OPP FD COMMON 67074X107 2537 219625 SH SOLE 1 0 219625 0 NUVEEN MULTI ASSET INCOME NMA COMMON 670750108 7988 685087 SH SOLE 1 0 685087 0 NUVEEN PFD & INCOME TERM FD JP COMMON 67075A106 3539 210782 SH SOLE 1 0 210782 0 NUVEEN GLOBAL HIGH INCOME FD J COMMON 67075G103 9235 826737 SH SOLE 1 0 826737 0 NUVEEN MULTI-MARKET INC FD JMM COMMON 67075J107 25753 4440219 SH SOLE 1 0 4440219 0 NUVEEN PFD INCOME 2022 TERM FD COMMON 67075T105 1907 118307 SH SOLE 1 0 118307 0 NUVEEN CORPORATE INCOME 2023 J COMMON 67079F101 543 58128 SH SOLE 1 0 58128 0 NUVEEN CORE PLUS IMPACT FUND N COMMON 67080D103 5948 596595 SH SOLE 1 0 596595 0 NUVEEN VAR RT PREF & INC NPFD COMMON 67080R102 12404 801308 SH SOLE 1 0 801308 0 NUVEEN PA QUALITY MUNI INC FD COMMON 670972108 11614 1033280 SH SOLE 1 0 1033280 0 PGIM SHORT DURATION HI YLD FD COMMON 69346H100 9257 745324 SH SOLE 1 0 745324 0 PGIM GLOBAL SHORT DURATION HIG COMMON 69346J106 10494 956591 SH SOLE 1 0 956591 0 PIMCO ENRGY & TACT CRDT NRGX COMMON 69346N107 62 3914 SH SOLE 1 0 3914 0 PGIM SHORT DUR HI YLD SDHY COMMON 69355J104 11046 741846 SH SOLE 1 0 741846 0 PIMCO CA MUNICIPAL INCOME FUND COMMON 72200M108 50 8352 SH SOLE 1 0 8352 0 PIMCO CA MUNICIPAL INCOME FUND COMMON 72200N106 125 12800 SH SOLE 1 0 12800 0 PIMCO STRATEGIC INCOME FUND RC COMMON 72200X104 9336 1795297 SH SOLE 1 0 1795297 0 PIONEER DIVERSIFIED HIGH INC F COMMON 723653101 3503 346874 SH SOLE 1 0 346874 0 PIONEER HIGH INCOME FUND PHT COMMON 72369H106 5840 868975 SH SOLE 1 0 868975 0 PIONEER FLOATING RATE TR PHD COMMON 72369J102 892 102797 SH SOLE 1 0 102797 0 PIONEER MUNI HIGH INC OPP MIO COMMON 723760104 10605 985601 SH SOLE 1 0 985601 0 PUTNAM PREMIER INCOME TRUST PP COMMON 746853100 61419 17448620 SH SOLE 1 0 17448620 0 PUTNAM MASTER INTERMEDIATE INC COMMON 746909100 58607 18546530 SH SOLE 1 0 18546530 0 RIVERNORTH OPPRTUNITIES FD RIV COMMON 76881Y109 3928 343324 SH SOLE 1 0 343324 0 RIVERNORTH CAP AND INCM FD RS COMMON 76882B108 11992 777674 SH SOLE 1 0 777674 0 RIVERNORTH DOUBLELINE STR OPP COMMON 76882G107 6050 708384 SH SOLE 1 0 708384 0 TCW STRATEGIC INCOME FD TSI COMMON 872340104 23333 5039620 SH SOLE 1 0 5039620 0 TORTOISE ENERGY INFRASTRUCTURE COMMON 89147L886 551 18980 SH SOLE 1 0 18980 0 TORTOISE PWR & ENERGY INF TPZ COMMON 89147X104 644 48786 SH SOLE 1 0 48786 0 TORTOISE MLP FUND INC NTG COMMON 89148B200 581 16797 SH SOLE 1 0 16797 0 TORTOISE PIPELINE & ENERGY TTP COMMON 89148H207 406 14839 SH SOLE 1 0 14839 0 TORTOISE ENERGY INDEPENDENCE N COMMON 89148K200 1371 47677 SH SOLE 1 0 47677 0 VERTICAL CAP INCOME FUND VCIF COMMON 92535C104 5705 573636 SH SOLE 1 0 573636 0 VIRTUS GLOBAL MULTI-SECTOR INC COMMON 92829B101 9487 1269977 SH SOLE 1 0 1269977 0 VIRTUS TOTAL RETURN FUND INC Z COMMON 92835W107 26896 4423711 SH SOLE 1 0 4423711 0 VIRTUS CONVERTIBLE & INC CBH COMMON 92838R105 143 16645 SH SOLE 1 0 16645 0 ALLSPRING INCOME OPPORTUNITIES COMMON 94987B105 3357 520441 SH SOLE 1 0 520441 0 WELLS FARGO MULTI-SECTOR INC F COMMON 94987D101 1031 111340 SH SOLE 1 0 111340 0 WESTERN ASSET PREMIER BOND FUN COMMON 957664105 15782 1548735 SH SOLE 1 0 1548735 0 WESTERN ASSET GLOBAL HIGH INC COMMON 95766B109 2267 310976 SH SOLE 1 0 310976 0 WESTERN ASSET HIGH INC OPP FD COMMON 95766K109 1307 345803 SH SOLE 1 0 345803 0 WESTERN ASSET MUNI PARTNERS FD COMMON 95766P108 36 3091 SH SOLE 1 0 3091 0 WA INFLATION - LINKED INCOME F COMMON 95766Q106 94 11378 SH SOLE 1 0 11378 0 WA INFLATION-LINKED OPP & INC COMMON 95766R104 12029 1357623 SH SOLE 1 0 1357623 0 WESTERN ASSET HGH YLD DFN FD H COMMON 95768B107 5729 487566 SH SOLE 1 0 487566 0 WESTERN ASSET INV GRA DEF OPP COMMON 95790A101 10282 630002 SH SOLE 1 0 630002 0 WESTERN ASSET MORTGAGE DEFINED COMMON 95790B109 4413 417062 SH SOLE 1 0 417062 0 WA GLOBAL CORPORATE DEFINED OP COMMON 95790C107 9775 790824 SH SOLE 1 0 790824 0 WESTERN ASSET DIVERSIFIED INC COMMON 95790K109 20513 1522843 SH SOLE 1 0 1522843 0 WESTERN ASSET INTERMEDIATE MUN COMMON 958435109 2453 321931 SH SOLE 1 0 321931 0