Vice President

0000897101-22-000098.txt : 20220211 0000897101-22-000098.hdr.sgml : 20220211 20220211070010 ACCESSION NUMBER: 0000897101-22-000098 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 22616649 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000769317 XXXXXXXX 12-31-2021 12-31-2021 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 N Paul E. Rasmussen Vice President 612-331-3223 /s/ Paul E. Rasmussen Minneapolis MN 02-11-2022 1 515 4256722 1 0001053046 028-19972 SIT FIXED INCOME ADVISORS II LLC /ADV INFORMATION TABLE 2 infotable.xml 13F-HR AFLAC INC COMMON 001055102 245 4200 SH SOLE 1 0 4200 0 AGCO CORP COMMON 001084102 2284 19685 SH SOLE 1 0 19685 0 AZZ INC COMMON 002474104 2068 37400 SH SOLE 1 0 37400 0 ABBOTT LABORATORIES COMMON 002824100 20184 143410 SH SOLE 1 0 143410 0 ABIOMED INC COMMON 003654100 16 45 SH SOLE 1 0 45 0 ADDUS HOMECARE CORP COMMON 006739106 2482 26540 SH SOLE 1 0 26540 0 AIRBNB INC COMMON 009066101 608 3650 SH SOLE 1 0 3650 0 AIR PRODUCTS & CHEMICALS INC COMMON 009158106 12171 40001 SH SOLE 1 0 40001 0 ALASKA AIR GROUP INC COMMON 011659109 1593 30575 SH SOLE 1 0 30575 0 ALIGN TECHNOLOGY INC COMMON 016255101 5625 8560 SH SOLE 1 0 8560 0 ALLIANT ENERGY CORP COMMON 018802108 12335 200664 SH SOLE 1 0 200664 0 ALLIANZ SE ADR DEPOSITARY RECEI 018820100 5173 219117 SH SOLE 1 0 219117 0 ALTAIR ENGINEERING INC-A COMMON 021369103 4622 59783 SH SOLE 1 0 59783 0 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SOLE 1 0 17409 0 LOGITECH INTERNATIONAL SA COMMON H50430232 5068 61450 SH SOLE 1 0 61450 0 TE CONNECTIVITY LTD COMMON H84989104 15697 97289 SH SOLE 1 0 97289 0 GLOBANT SA COMMON L44385109 9014 28700 SH SOLE 1 0 28700 0 INMODE LTD COMMON M5425M103 1625 23025 SH SOLE 1 0 23025 0 ASML HOLDING NV NY REG SHRS N07059210 3975 4993 SH SOLE 1 0 4993 0 STELLANTIS N.V COMMON N82405106 1053 56150 SH SOLE 1 0 56150 0 FLEX LTD COMMON Y2573F102 73 4000 SH SOLE 1 0 4000 0 ABERDEEN INC CREDIT STRATEGIES COMMON 003057106 3327 326836 SH SOLE 1 0 326836 0 APOLLO SR FLOATING RATE FD AFT COMMON 037636107 5807 360449 SH SOLE 1 0 360449 0 APOLLO TACTICAL INCOME FD AIF COMMON 037638103 7368 480918 SH SOLE 1 0 480918 0 BLACKROCK MUNICIPAL INC QUALIT COMMON 092479104 1463 93696 SH SOLE 1 0 93696 0 BLACKROCK CREDIT ALLOCATION IN COMMON 092508100 73544 4886632 SH SOLE 1 0 4886632 0 CLEARBRIDGE ENERGY MLP FD CEM COMMON 184692200 10445 388161 SH SOLE 1 0 388161 0 CREDIT SUISSE ASSET MANAGEMENT COMMON 224916106 990 288721 SH SOLE 1 0 288721 0 CUSHING MLP & INF TOTAL RETURN COMMON 231631300 960 31468 SH SOLE 1 0 31468 0 DWS MUNICIPAL INCOME TRUST KTF COMMON 233368109 23713 2006213 SH SOLE 1 0 2006213 0 DELAWARE ENHANCED GLOBAL DIVD COMMON 246060107 7275 716765 SH SOLE 1 0 716765 0 DELAWARE IVY HIGH INC OPP FD I COMMON 246107106 24469 1756558 SH SOLE 1 0 1756558 0 DOUBLELINE INCOME SOLUTIO DSL COMMON 258622109 15642 970374 SH SOLE 1 0 970374 0 DOUBLELINE OPP CREDIT FD DBL COMMON 258623107 52844 2756581 SH SOLE 1 0 2756581 0 FLAHERTY & CRUMRINE TOTAL RETU COMMON 338479108 177 7785 SH SOLE 1 0 7785 0 GENERAL AMERICAN INVESTORS CO COMMON 368802104 15679 354719 SH SOLE 1 0 354719 0 JOHN HANCOCK INCOME SECURITIES COMMON 410123103 21994 1427245 SH SOLE 1 0 1427245 0 KAYNE ANDERSON MLP INVESTMENT COMMON 486606106 417 53475 SH SOLE 1 0 53475 0 LIBERTY ALL-STAR GROWTH FD ASG COMMON 529900102 4826 536233 SH SOLE 1 0 536233 0 LIBERTY ALL STAR EQUITY FUND U COMMON 530158104 11607 1385033 SH SOLE 1 0 1385033 0 MFS CHARTER INCOME TRUST MCR COMMON 552727109 1977 232028 SH SOLE 1 0 232028 0 MFS MULTIMARKET INCOME TRUST M COMMON 552737108 950 148684 SH SOLE 1 0 148684 0 MFS GOVERNMENT MARKETS INCOME COMMON 552939100 18507 4354614 SH SOLE 1 0 4354614 0 MILLER HOWARD HIGH INC EQ HIE COMMON 600379101 6801 659049 SH SOLE 1 0 659049 0 NEW AMERICA HIGH INC FD HYB COMMON 641876800 5091 545633 SH SOLE 1 0 545633 0 NUVEEN NY AMT-FREE MUNICIPAL I COMMON 670656107 2055 149042 SH SOLE 1 0 149042 0 NUVEEN AMT-FREE QUALITY MUNI I COMMON 670657105 35765 2292645 SH SOLE 1 0 2292645 0 NUVEEN INTER DUR MUNI TERM FD COMMON 670671106 1281 85876 SH SOLE 1 0 85876 0 NUVEEN MN QUALITY MUNI INC FD COMMON 670734102 2394 159408 SH SOLE 1 0 159408 0 NUVEEN MORTGAGE & INCOME FD JL COMMON 670735109 31230 1490355 SH SOLE 1 0 1490355 0 NUVEEN PA QUALITY MUNI INC FD COMMON 670972108 7058 473659 SH SOLE 1 0 473659 0 NUVEEN OHIO QUALITY INCOME MUN COMMON 670980101 7380 462145 SH SOLE 1 0 462145 0 PIONEER DIVERSIFIED HIGH INC F COMMON 723653101 6089 397732 SH SOLE 1 0 397732 0 PIONEER MUNI HIGH INC OPP MIO COMMON 723760104 13833 753047 SH SOLE 1 0 753047 0 PUTNAM PREMIER INCOME TRUST PP COMMON 746853100 71395 16720173 SH SOLE 1 0 16720173 0 PUTNAM MASTER INTERMEDIATE INC COMMON 746909100 56183 14223479 SH SOLE 1 0 14223479 0 TCW STRATEGIC INCOME FD TSI COMMON 872340104 17634 3056173 SH SOLE 1 0 3056173 0 TEMPLETON GLOBAL INCOME FUND G COMMON 880198106 337 64966 SH SOLE 1 0 64966 0 WESTERN ASSET PREMIER BOND FUN COMMON 957664105 12254 855114 SH SOLE 1 0 855114 0 BLACKROCK CORE BOND TRUST BHK COMMON 09249E101 12517 758133 SH SOLE 1 0 758133 0 BLACKROCK CA MUNICIPAL INCOME COMMON 09248E102 5379 369724 SH SOLE 1 0 369724 0 BLACKROCK MUNIYIELD NY QUALITY COMMON 09255E102 437 31000 SH SOLE 1 0 31000 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254E103 5691 383986 SH SOLE 1 0 383986 0 FIRST TR MORTGAGE INCOME FD FM COMMON 33734E103 23345 1713991 SH SOLE 1 0 1713991 0 INVESCO ADVANTAGE MUNI INC TRU COMMON 46132E103 11529 946517 SH SOLE 1 0 946517 0 KAYNE ANDERSON MIDSTREAM/ENERG COMMON 48661E108 355 49376 SH SOLE 1 0 49376 0 BNY MELLON STRATEGIC MUNI BOND COMMON 09662E109 2678 320741 SH SOLE 1 0 320741 0 FIRST TR HIGH INC LONG/SHORT F COMMON 33738E109 22765 1460200 SH SOLE 1 0 1460200 0 ALLIANCEBERNSTEIN NATIONAL MUN COMMON 01864U106 489 32998 SH SOLE 1 0 32998 0 ALLIANCEBERNSTEIN HOLDING LP COMMON 01881G106 1963 40200 SH SOLE 1 0 40200 0 ANGEL OAK DYN FIN STRAT INC DY COMMON 03462A102 7418 360091 SH SOLE 1 0 360091 0 ANGEL OAK FINANCIAL STRAT INC COMMON 03464A100 9596 562504 SH SOLE 1 0 562504 0 ARES DYNAMIC CRED ALLOC FD AR COMMON 04014F102 12078 739612 SH SOLE 1 0 739612 0 BNYM STRATEGIC MUNICIPALS INC COMMON 05588W108 824 97242 SH SOLE 1 0 97242 0 BARINGS GLOBAL SHORT DUR HI YL COMMON 06760L100 15371 886445 SH SOLE 1 0 886445 0 BLACKROCK INCOME TRUST INC BKT COMMON 09247F100 32777 5801271 SH SOLE 1 0 5801271 0 BLACKROCK NY MUNI INCOME BNY COMMON 09248L106 4673 316199 SH SOLE 1 0 316199 0 BLACKROCK MUNICIPAL INCOME TRU COMMON 09249N101 1386 91566 SH SOLE 1 0 91566 0 BLACKROCK LONG-TERM MUNI ADVAN COMMON 09250B103 4909 327259 SH SOLE 1 0 327259 0 BLACKROCK MUNIHOLDINGS FD MHD COMMON 09253N104 8523 508540 SH SOLE 1 0 508540 0 BLACKROCK MUNIHOLDINGS QUALITY COMMON 09254C107 6319 450745 SH SOLE 1 0 450745 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254F100 3557 220354 SH SOLE 1 0 220354 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254G108 4082 281510 SH SOLE 1 0 281510 0 BLACKROCK MUNIYIELD CALIF MYC COMMON 09254M105 6101 405387 SH SOLE 1 0 405387 0 BLACKROCK MUNIHOLDINGS INV QUA COMMON 09254P108 4747 319451 SH SOLE 1 0 319451 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254V105 5171 337121 SH SOLE 1 0 337121 0 BLACKROCK MUNIHOLDINGS NJ QUAL COMMON 09254X101 3596 226703 SH SOLE 1 0 226703 0 BLACKROCK MUNIYIELD NJ FUND MY COMMON 09254Y109 921 58236 SH SOLE 1 0 58236 0 BLACKROCK MUNIHOLDINGS NY QUAL COMMON 09255C106 219 15300 SH SOLE 1 0 15300 0 BLACKROCK MUNIYIELD PA QUALITY COMMON 09255G107 865 51700 SH SOLE 1 0 51700 0 BLACKROCK ENHANCED GOVERNMENT COMMON 09255K108 22895 1821381 SH SOLE 1 0 1821381 0 BLACKSTONE LNG SHRT CRED INC F COMMON 09257D102 9782 665446 SH SOLE 1 0 665446 0 BLACKSTONE STRAT CREDIT FD BGB COMMON 09257R101 25803 1912769 SH SOLE 1 0 1912769 0 BLACKROCK SCIENCE & TECH TR BS COMMON 09258G104 33579 671984 SH SOLE 1 0 671984 0 BLACKROCK CAP ALLOCATION BCAT COMMON 09260U109 12807 658477 SH SOLE 1 0 658477 0 BGIO LIQUIDATING TRUST BGIO COMMON 092ESC037 3 74876 SH SOLE 1 0 74876 0 BNY MELLON HIGH YIELD STRATEGI COMMON 09660L105 2028 662773 SH SOLE 1 0 662773 0 CALAMOS LNG/SHRT EQ & DYN CPZ COMMON 12812C106 17730 910177 SH SOLE 1 0 910177 0 CLEARBRIDGE ENERGY MLP OPP FD COMMON 18469P209 14435 660942 SH SOLE 1 0 660942 0 CLEARBRIDGE ENERGY MLP TOTAL R COMMON 18469Q207 7144 301421 SH SOLE 1 0 301421 0 COHEN & STEERS TAX ADVANTAGE P COMMON 19249X108 21432 891126 SH SOLE 1 0 891126 0 CORNERSTONE STRATEGIC VALUE FD COMMON 21924B302 8819 617141 SH SOLE 1 0 617141 0 CREDIT SUISSE HIGH YIELD BOND COMMON 22544F103 6113 2474789 SH SOLE 1 0 2474789 0 DTF TAX-FREE INCOME INC DTF COMMON 23334J107 2087 146032 SH SOLE 1 0 146032 0 DWS STRATEGIC MUNI INCOME KSM COMMON 23342Q101 1927 158454 SH SOLE 1 0 158454 0 DELAWARE INVS MN MUNI INC FD I COMMON 24610V103 355 25139 SH SOLE 1 0 25139 0 DIVIDEND AND INCOME FUND DNI COMMON 25538A204 3337 229208 SH SOLE 1 0 229208 0 DOUBLELINE YIELD OPP FD DLY COMMON 25862D105 5355 286385 SH SOLE 1 0 286385 0 EATON VANCE MUNICIPAL BOND FUN COMMON 27827X101 377 27731 SH SOLE 1 0 27731 0 EATON VANCE LIMITED DURATION I COMMON 27828H105 80781 6166501 SH SOLE 1 0 6166501 0 EATON VANCE SHORT DUR DIVERSIF COMMON 27828V104 34216 2578478 SH SOLE 1 0 2578478 0 FEDERATED PREMIER MUNI INC FD COMMON 31423P108 495 32902 SH SOLE 1 0 32902 0 FIRST TR INTER DUR PFD & FPF COMMON 33718W103 398 16200 SH SOLE 1 0 16200 0 FIRST TRUST ENERGY INC AND GRO COMMON 33738G104 14 1000 SH SOLE 1 0 1000 0 FIRST TRUST MLP AND ENERGY INC COMMON 33739B104 84 11643 SH SOLE 1 0 11643 0 FIRST TRUST NEW OPPORTUNITIES COMMON 33739M100 441 80629 SH SOLE 1 0 80629 0 FIRST TR DYNAMIC EUROPE EQ INC COMMON 33740D107 1166 87768 SH SOLE 1 0 87768 0 FRANKLIN LIMITED DURATION INCO COMMON 35472T101 1746 192065 SH SOLE 1 0 192065 0 GOLDMAN SACHS MLP ENERGY GER COMMON 38148G206 103 9955 SH SOLE 1 0 9955 0 HIGH INCOME SECURITIES FUND PC COMMON 42968F108 8586 992584 SH SOLE 1 0 992584 0 INSIGHT SELECT INCOME FD INSI COMMON 45781W109 27893 1241365 SH SOLE 1 0 1241365 0 INVESCO DYNAMIC CREDIT OPP FD COMMON 46091B207 46836 3761904 SH SOLE 1 0 3761904 0 INVESCO HIGH INCOME TR II VLT COMMON 46131F101 4378 304900 SH SOLE 1 0 304900 0 INVESCO MUNICIPAL TRUST VKQ COMMON 46131J103 9962 741804 SH SOLE 1 0 741804 0 INVESCO TRUST FOR INV GRADE MU COMMON 46131M106 12183 872091 SH SOLE 1 0 872091 0 INVESCO TR FOR INV GRADE NY MU COMMON 46131T101 758 56473 SH SOLE 1 0 56473 0 INVESCO MUNICIPAL OPPORTUNITY COMMON 46132C107 9732 704681 SH SOLE 1 0 704681 0 INVESCO PA VALUE MUNI INC TR V COMMON 46132K109 8909 637717 SH SOLE 1 0 637717 0 INVESCO BOND FUND VBF COMMON 46132L107 14302 717271 SH SOLE 1 0 717271 0 INVESCO VALUE MUNICIPAL INCOME COMMON 46132P108 10668 626052 SH SOLE 1 0 626052 0 INVESCO QUALITY MUNICIPAL INCO COMMON 46133G107 12511 920578 SH SOLE 1 0 920578 0 INVESCO HIGH INC 2023 TARGET T COMMON 46135X108 6401 683176 SH SOLE 1 0 683176 0 INVESCO HIGH INC 2024 TARGET T COMMON 46136K105 5692 577274 SH SOLE 1 0 577274 0 KKR INCOME OPPORTUNITIES FD KI COMMON 48249T106 9744 575886 SH SOLE 1 0 575886 0 MFS INTERMEDIATE INCOME TRUST COMMON 55273C107 50858 14166521 SH SOLE 1 0 14166521 0 MACQUARIE GLBL INFRASTRUCTURE COMMON 55608D101 22683 939847 SH SOLE 1 0 939847 0 MORGAN STANLEY EMERGING MARKET COMMON 61744H105 425 47173 SH SOLE 1 0 47173 0 NEUBERGER BERMAN MLP INCOME FD COMMON 64129H104 2 290 SH SOLE 1 0 290 0 NUVEEN QUALITY MUNICIPAL INC F COMMON 67066V101 38027 2360458 SH SOLE 1 0 2360458 0 NUVEEN CA DIVIDEND ADV MUNI NA COMMON 67066Y105 321 20500 SH SOLE 1 0 20500 0 NUVEEN SENIOR INC FD NSL COMMON 67067Y104 480 81408 SH SOLE 1 0 81408 0 NUVEEN NJ QUALITY MUNI INC FD COMMON 67069Y102 12170 791312 SH SOLE 1 0 791312 0 NUVEEN FLOATING RATE INC OPP F COMMON 6706EN100 7177 708486 SH SOLE 1 0 708486 0 NUVEEN MUNICIPAL CREDIT INC FD COMMON 67070X101 421 24608 SH SOLE 1 0 24608 0 NUVEEN AMT-FREE MUNI CREDIT IN COMMON 67071L106 4818 268716 SH SOLE 1 0 268716 0 NUVEEN PREFERRED & INCOME SEC COMMON 67072C105 37554 3863609 SH SOLE 1 0 3863609 0 NUVEEN FLOATING RATE INC FD JF COMMON 67072T108 2086 205145 SH SOLE 1 0 205145 0 NUVEEN PREFERRED INCOME OPPORT COMMON 67073B106 23018 2358354 SH SOLE 1 0 2358354 0 NUVEEN CREDIT STRATEGIES INC F COMMON 67073D102 22964 3538369 SH SOLE 1 0 3538369 0 NUVEEN SHORT DUR CREDIT OPP FD COMMON 67074X107 13249 894090 SH SOLE 1 0 894090 0 NUVEEN REAL ASSET INC & GRW JR COMMON 67074Y105 7093 439997 SH SOLE 1 0 439997 0 NUVEEN PFD & INCOME TERM FD JP COMMON 67075A106 11202 432829 SH SOLE 1 0 432829 0 NUVEEN GLOBAL HIGH INCOME FD J COMMON 67075G103 20789 1309127 SH SOLE 1 0 1309127 0 NUVEEN MULTI-MARKET INC FD JMM COMMON 67075J107 29971 3954023 SH SOLE 1 0 3954023 0 NUVEEN PERFD INCOME 2022 JPT COMMON 67075T105 6071 247101 SH SOLE 1 0 247101 0 NUVEEN CORPORATE INCOME 2023 J COMMON 67079F101 500 50065 SH SOLE 1 0 50065 0 NUVEEN CORE PLUS IMPACT FUND N COMMON 67080D103 12996 710190 SH SOLE 1 0 710190 0 PGIM SHORT DURATION HI YLD FD COMMON 69346H100 14226 886324 SH SOLE 1 0 886324 0 PGIM GLOBAL SHORT DURATION HIG COMMON 69346J106 37588 2490932 SH SOLE 1 0 2490932 0 PIMCO ENRGY & TACT CRDT NRGX COMMON 69346N107 159 12330 SH SOLE 1 0 12330 0 PGIM SHORT DUR HI YLD SDHY COMMON 69355J104 27020 1466073 SH SOLE 1 0 1466073 0 PIMCO STRATEGIC INCOME FUND RC COMMON 72200X104 19782 2913369 SH SOLE 1 0 2913369 0 PIONEER HIGH INCOME FUND PHT COMMON 72369H106 311 32097 SH SOLE 1 0 32097 0 RIVERNORTH OPPRTUNITIES FD RIV COMMON 76881Y109 11106 696320 SH SOLE 1 0 696320 0 RIVERNORTH DOUBLELINE STR OPP COMMON 76882G107 17862 1257889 SH SOLE 1 0 1257889 0 SABA CAPITAL INC & OPP FD BRW COMMON 78518H103 6184 1368042 SH SOLE 1 0 1368042 0 SALIENT MIDSTREAM & MLP FUND S COMMON 79471V105 1097 162743 SH SOLE 1 0 162743 0 TEKLA WORLD HEALTHCARE FD THW COMMON 87911L108 14422 885335 SH SOLE 1 0 885335 0 TORTOISE ENERGY INFRASTRUCTURE COMMON 89147L886 6119 219162 SH SOLE 1 0 219162 0 TORTOISE PWR & ENERGY INF TPZ COMMON 89147X104 1756 128893 SH SOLE 1 0 128893 0 TORTOISE MLP FUND INC NTG COMMON 89148B200 8517 279330 SH SOLE 1 0 279330 0 VERTICAL CAP INCOME FUND VCIF COMMON 92535C104 3312 324752 SH SOLE 1 0 324752 0 VIRTUS ALLIANZGI CN & INC II N COMMON 92838U108 5358 1050684 SH SOLE 1 0 1050684 0 VIRTUS ALLIANZGI EQ & CONV NIE COMMON 92841M101 6358 210959 SH SOLE 1 0 210959 0 ALLSPRING INCOME OPPORTUNITIES COMMON 94987B105 11210 1223849 SH SOLE 1 0 1223849 0 WESTERN ASSET GLOBAL HIGH INC COMMON 95766B109 3719 367868 SH SOLE 1 0 367868 0 WESTERN ASSET HIGH INC OPP FD COMMON 95766K109 2646 508789 SH SOLE 1 0 508789 0 WA INFLATION - LINKED SEC & IN COMMON 95766Q106 28889 2180322 SH SOLE 1 0 2180322 0 WA INFLATION-LINKED OPP & INC COMMON 95766R104 86666 6381884 SH SOLE 1 0 6381884 0 WESTERN ASSET HGH YLD DFN FD H COMMON 95768B107 364 23099 SH SOLE 1 0 23099 0 WESTERN ASSET INV GRA DEF OPP COMMON 95790A101 6786 310436 SH SOLE 1 0 310436 0 WESTERN ASSET MORTGAGE DEFINED COMMON 95790B109 7132 468893 SH SOLE 1 0 468893 0 WA GLOBAL CORPORATE DEFINED OP COMMON 95790C107 1832 104738 SH SOLE 1 0 104738 0 WESTERN ASSET DIVERSIFIED INC COMMON 95790K109 25663 1401596 SH SOLE 1 0 1401596 0