Vice President

0000897101-21-000926.txt : 20211112 0000897101-21-000926.hdr.sgml : 20211112 20211112083251 ACCESSION NUMBER: 0000897101-21-000926 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 211399957 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000769317 XXXXXXXX 09-30-2021 09-30-2021 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 N Paul E. Rasmussen Vice President 612-331-3223 /s/ Paul E. Rasmussen Minneapolis MN 11-12-2021 1 474 3862477 1 0001053046 028-19972 SIT FIXED INCOME ADVISORS II LLC /ADV INFORMATION TABLE 2 infotable.xml 13F-HR AFLAC INC COMMON 001055102 219 4200 SH SOLE 1 4200 0 0 AGCO CORP COMMON 001084102 2027 16540 SH SOLE 1 16540 0 0 AZZ INC COMMON 002474104 1321 24825 SH SOLE 1 24825 0 0 ABBOTT LABORATORIES COMMON 002824100 22855 193470 SH SOLE 1 193470 0 0 BARRY CALLEBAUT AG-REG COMMON 005476929 432 190 SH SOLE 1 190 0 0 ADDUS HOMECARE CORP COMMON 006739106 1859 23315 SH SOLE 1 23315 0 0 AIR PRODUCTS & CHEMICALS INC COMMON 009158106 11698 45676 SH SOLE 1 45676 0 0 ALASKA AIR GROUP INC COMMON 011659109 1792 30575 SH SOLE 1 30575 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 6548 9840 SH SOLE 1 9840 0 0 ALLIANT ENERGY CORP COMMON 018802108 10243 182975 SH SOLE 1 182975 0 0 ALLIANZ SE ADR DEPOSITARY RECEI 018820100 4921 219117 SH SOLE 1 219117 0 0 ALTAIR ENGINEERING INC-A COMMON 021369103 4121 59783 SH SOLE 1 59783 0 0 AMAZON.COM INC COMMON 023135106 24947 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87266J104 767 22740 SH SOLE 1 22740 0 0 TC ENERGY CORP COMMON 87807B107 8270 171975 SH SOLE 1 171975 0 0 TELADOC HEALTH INC COMMON 87918A105 3831 30210 SH SOLE 1 30210 0 0 TENET HEALTHCARE CORP COMMON 88033G407 7340 110475 SH SOLE 1 110475 0 0 3M CO COMMON 88579Y101 1883 10735 SH SOLE 1 10735 0 0 TREX CO INC COMMON 89531P105 8720 85550 SH SOLE 1 85550 0 0 TRIP COM GROUP LTD ADR DEPOSITARY RECEI 89677Q107 258 8400 SH SOLE 1 8400 0 0 TRUIST FINANCIAL CORP COMMON 89832Q109 15416 262855 SH SOLE 1 262855 0 0 TWILIO INC COMMON 90138F102 3244 10167 SH SOLE 1 10167 0 0 ULTA BEAUTY INC COMMON 90384S303 7467 20690 SH SOLE 1 20690 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 31865 81551 SH SOLE 1 81551 0 0 VAIL RESORTS INC COMMON 91879Q109 4956 14835 SH SOLE 1 14835 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 13231 244965 SH SOLE 1 244965 0 0 VISA INC COMMON 92826C839 30215 135644 SH SOLE 1 135644 0 0 VITAL FARMS INC COMMON 92847W103 905 51500 SH SOLE 1 51500 0 0 WEC ENERGY GROUP INC COMMON 92939U106 3679 41710 SH SOLE 1 41710 0 0 WASTE CONNECTIONS INC COMMON 94106B101 6724 53395 SH SOLE 1 53395 0 0 WASTE MANAGEMENT INC COMMON 94106L109 4608 30849 SH SOLE 1 30849 0 0 YETI HOLDINGS INC COMMON 98585X104 13558 158225 SH SOLE 1 158225 0 0 ZIMMER BIOMET HOLDINGS INC COMMON 98956P102 11059 75557 SH SOLE 1 75557 0 0 ZOETIS INC COMMON 98978V103 204 1052 SH SOLE 1 1052 0 0 ZYNGA INC COMMON 98986T108 907 120500 SH SOLE 1 120500 0 0 AMCOR PLC COMMON G0250X107 311 26800 SH SOLE 1 26800 0 0 ATLASSIAN CORP PLC COMMON G06242104 22067 56378 SH SOLE 1 56378 0 0 AXIS CAPITAL HOLDINGS LTD COMMON G0692U109 1954 42450 SH SOLE 1 42450 0 0 ACCENTURE PLC CL A COMMON G1151C101 28100 87834 SH SOLE 1 87834 0 0 COCA-COLA EUROPACIFIC PARTNERS COMMON G25839104 3389 61300 SH SOLE 1 61300 0 0 EATON CORP PLC COMMON G29183103 9382 62839 SH SOLE 1 62839 0 0 EVEREST RE GROUP LTD COMMON G3223R108 10265 40934 SH SOLE 1 40934 0 0 GENPACT LTD COMMON G3922B107 8940 188175 SH SOLE 1 188175 0 0 HELEN OF TROY LTD COMMON G4388N106 1608 7155 SH SOLE 1 7155 0 0 JAZZ PHARMACEUTICALS PLC COMMON G50871105 742 5700 SH SOLE 1 5700 0 0 LINDE PLC COMMON G5494J103 5294 18046 SH SOLE 1 18046 0 0 MEDTRONIC PLC COMMON G5960L103 25201 201044 SH SOLE 1 201044 0 0 SIRIUSPOINT LTD COMMON G8192H106 768 82975 SH SOLE 1 82975 0 0 STERIS PLC COMMON G8473T100 2815 13780 SH SOLE 1 13780 0 0 TRANE TECHNOLOGIES PLC COMMON G8994E103 6140 35565 SH SOLE 1 35565 0 0 CHUBB LTD COMMON H1467J104 32173 185455 SH SOLE 1 185455 0 0 GARMIN LTD COMMON H2906T109 2955 19009 SH SOLE 1 19009 0 0 LOGITECH INTERNATIONAL SA COMMON H50430232 5417 61450 SH SOLE 1 61450 0 0 TE CONNECTIVITY LTD COMMON H84989104 11952 87099 SH SOLE 1 87099 0 0 GLOBANT SA COMMON L44385109 7355 26175 SH SOLE 1 26175 0 0 ASML HOLDING NV NY REG SHRS N07059210 2822 3788 SH SOLE 1 3788 0 0 STELLANTIS N.V COMMON N82405106 1072 56150 SH SOLE 1 56150 0 0 ABERDEEN ASIA PAC INC FD FAX FAX 003009107 826 199000 SH SOLE 1 0 199000 0 ABERDEEN INC CREDIT STRATEGIES ACP 003057106 8831 799227 SH SOLE 1 0 799227 0 ALLIANCEBERNSTEIN HOLDING LP MLP 01881G106 1993 40200 SH SOLE 1 0 40200 0 ALLIANCEBERNSTEIN NATIONAL MUN AFB 01864U106 748 50061 SH SOLE 1 0 50061 0 ANGEL OAK DYN FIN STRAT INC DY DYFN 03462A102 4420 216082 SH SOLE 1 0 216082 0 ANGEL OAK FINANCIAL STRAT INC FINS 03464A100 1072 62984 SH SOLE 1 0 62984 0 APOLLO SR FLOATING RATE FD AFT AFT 037636107 6139 388543 SH SOLE 1 0 388543 0 APOLLO TACTICAL INCOME FD AIF AIF 037638103 7741 489334 SH SOLE 1 0 489334 0 ARES DYNAMIC CRED ALLOC FD AR ARDC 04014F102 10241 632560 SH SOLE 1 0 632560 0 BARINGS GLOBAL SHORT DUR HI YL BGH 06760L100 12576 735442 SH SOLE 1 0 735442 0 BLACKROCK 2022 GBL INC OPP TR BGIO 09258P104 381 73076 SH SOLE 1 0 73076 0 BLACKROCK CA MUNICIPAL INCOME BFZ 09248E102 8035 544724 SH SOLE 1 0 544724 0 BLACKROCK CORE BOND TRUST BHK BHK 09249E101 13147 793929 SH SOLE 1 0 793929 0 BLACKROCK CORP HIGH YIELD FD H HYT 09255P107 366 30000 SH SOLE 1 0 30000 0 BLACKROCK CREDIT ALLOCATION IN BTZ 092508100 74326 4906031 SH SOLE 1 0 4906031 0 BLACKROCK DEBT STRATEGIES FD D DSU 09255R202 693 60021 SH SOLE 1 0 60021 0 BLACKROCK ENHANCED GOVERNMENT EGF 09255K108 21776 1726881 SH SOLE 1 0 1726881 0 BLACKROCK INCOME TRUST INC BKT BKT 09247F100 31222 5118397 SH SOLE 1 0 5118397 0 BLACKROCK LONG-TERM MUNI ADVAN BTA 09250B103 4708 348259 SH SOLE 1 0 348259 0 BLACKROCK MUNICIPAL INC QUALIT BYM 092479104 1430 93696 SH SOLE 1 0 93696 0 BLACKROCK MUNICIPAL INCOME TRU BLE 09249N101 1664 109923 SH SOLE 1 0 109923 0 BLACKROCK MUNIHOLDINGS FD MHD MHD 09253N104 8607 525760 SH SOLE 1 0 525760 0 BLACKROCK MUNIHOLDINGS INV QUA MFL 09254P108 4638 319451 SH SOLE 1 0 319451 0 BLACKROCK MUNIHOLDINGS NJ QUAL MUJ 09254X101 3535 226032 SH SOLE 1 0 226032 0 BLACKROCK MUNIHOLDINGS NY QUAL MHN 09255C106 222 15300 SH SOLE 1 0 15300 0 BLACKROCK MUNIHOLDINGS QUALITY MUE 09254C107 6732 487806 SH SOLE 1 0 487806 0 BLACKROCK MUNIYIELD CALIF MYC MYC 09254M105 541 35615 SH SOLE 1 0 35615 0 BLACKROCK MUNIYIELD MI QUALITY MIY 09254V105 5348 345673 SH SOLE 1 0 345673 0 BLACKROCK MUNIYIELD NJ FUND MY MYJ 09254Y109 903 58236 SH SOLE 1 0 58236 0 BLACKROCK MUNIYIELD NY QUALITY MYN 09255E102 427 31000 SH SOLE 1 0 31000 0 BLACKROCK MUNIYIELD PA QUALITY MPA 09255G107 830 51700 SH SOLE 1 0 51700 0 BLACKROCK MUNIYIELD QUALITY FD MQT 09254G108 4082 283683 SH SOLE 1 0 283683 0 BLACKROCK MUNIYIELD QUALITY FD MQY 09254F100 3822 235954 SH SOLE 1 0 235954 0 BLACKROCK MUNIYIELD QUALITY FD MYI 09254E103 5490 373986 SH SOLE 1 0 373986 0 BLACKROCK NY MUNI INCOME BNY BNY 09248L106 5445 354963 SH SOLE 1 0 354963 0 BLACKROCK SCIENCE & TECH TR BS BST 09258G104 65917 1263737 SH SOLE 1 0 1263737 0 BLACKSTONE LNG SHRT CRED INC F BGX 09257D102 11540 760704 SH SOLE 1 0 760704 0 BLACKSTONE STRAT CREDIT FD BGB BGB 09257R101 9263 668801 SH SOLE 1 0 668801 0 BNY MELLON HIGH YIELD STRATEGI DHF 09660L105 3107 961859 SH SOLE 1 0 961859 0 BNY MELLON STRATEGIC MUNI BOND DSM 09662E109 2481 310938 SH SOLE 1 0 310938 0 BNYM STRATEGIC MUNICIPALS INC LEO 05588W108 515 59242 SH SOLE 1 0 59242 0 CALAMOS LNG/SHRT EQ & DYN CPZ CPZ 12812C106 14121 693911 SH SOLE 1 0 693911 0 CLEARBRIDGE ENERGY MLP FD CEM CEM 184692200 5647 207990 SH SOLE 1 0 207990 0 CLEARBRIDGE ENERGY MLP OPP FD EMO 18469P209 6707 306963 SH SOLE 1 0 306963 0 CLEARBRIDGE ENERGY MLP TOTAL R CTR 18469Q207 2074 86414 SH SOLE 1 0 86414 0 CLOUGH GLOBAL DIV & INC FD GLV GLV 18913Y103 5958 537464 SH SOLE 1 0 537464 0 CLOUGH GLOBAL EQUITY FD GLQ GLQ 18914C100 13904 949729 SH SOLE 1 0 949729 0 COHEN & STEERS QUAL INC RLTY R RQI 19247L106 5329 357674 SH SOLE 1 0 357674 0 CORNERSTONE STRATEGIC VALUE FD CLM 21924B302 49879 3896815 SH SOLE 1 0 3896815 0 CORNERSTONE TOTAL RETURN FD CR CRF 21924U300 23776 1915883 SH SOLE 1 0 1915883 0 CREDIT SUISSE ASSET MANAGEMENT CIK 224916106 3203 923146 SH SOLE 1 0 923146 0 CREDIT SUISSE HIGH YIELD BOND DHY 22544F103 6528 2642789 SH SOLE 1 0 2642789 0 CUSHING MLP & INF TOTAL RETURN SRV 231631300 991 31168 SH SOLE 1 0 31168 0 DELAWARE ENHANCED GLOBAL DIVD DEX 246060107 7912 781819 SH SOLE 1 0 781819 0 DELAWARE INVS MN MUNI INC FD I VMM 24610V103 4788 337636 SH SOLE 1 0 337636 0 DELAWARE IVY HIGH INC OPP FD I IVH 246107106 12452 910868 SH SOLE 1 0 910868 0 DIVIDEND AND INCOME FUND DNI DNI 25538A204 3342 229208 SH SOLE 1 0 229208 0 DOUBLELINE INCOME SOLUTIO DSL DSL 258622109 11260 634031 SH SOLE 1 0 634031 0 DOUBLELINE OPP CREDIT FD DBL DBL 258623107 42090 2134364 SH SOLE 1 0 2134364 0 DWS MUNICIPAL INCOME TRUST KTF KTF 233368109 14585 1225605 SH SOLE 1 0 1225605 0 DWS STRATEGIC MUNI INCOME KSM KSM 23342Q101 2032 165356 SH SOLE 1 0 165356 0 EATON VANCE FLTG RATE INC EFF EFF 278ESC017 180 217830 SH SOLE 1 0 217830 0 EATON VANCE LIMITED DURATION I EVV 27828H105 94613 7178536 SH SOLE 1 0 7178536 0 EATON VANCE MUNICIPAL BOND FUN EIM 27827X101 371 27731 SH SOLE 1 0 27731 0 EATON VANCE SHORT DUR DIVERSIF EVG 27828V104 39955 2997397 SH SOLE 1 0 2997397 0 FEDERATED PREMIER MUNI INC FD FMN 31423P108 576 37594 SH SOLE 1 0 37594 0 FIDUCIARY/CLAYMORE MLP OPP FD FMO 31647Q205 275 25847 SH SOLE 1 0 25847 0 FIRST EAGLE SENIOR LOAN FSLF FSLF 320ESC015 484 443878 SH SOLE 1 0 443878 0 FIRST TR ABERDEEN GLOBAL OPP I FAM 337319107 270 26634 SH SOLE 1 0 26634 0 FIRST TR HIGH INC LONG/SHORT F FSD 33738E109 22612 1423007 SH SOLE 1 0 1423007 0 FIRST TR INTER DUR PFD & FPF FPF 33718W103 405 16200 SH SOLE 1 0 16200 0 FIRST TR MORTGAGE INCOME FD FM FMY 33734E103 23067 1676403 SH SOLE 1 0 1676403 0 FIRST TR SR FLOATING RATE FIV FIV 33740K101 3613 374829 SH SOLE 1 0 374829 0 FIRST TRUST MLP AND ENERGY INC FEI 33739B104 86 11893 SH SOLE 1 0 11893 0 FIRST TRUST NEW OPPORTUNITIES FPL 33739M100 501 88229 SH SOLE 1 0 88229 0 FRANKLIN LIMITED DURATION INCO FTF 35472T101 9312 1024386 SH SOLE 1 0 1024386 0 GABELLI GLOBAL UTIL & INC TR GLU 36242L105 226 11495 SH SOLE 1 0 11495 0 GABELLI MULTIMEDIA TRUST GGT GGT 36239Q109 1217 133256 SH SOLE 1 0 133256 0 GENERAL AMERICAN INVESTORS CO GAM 368802104 15274 354719 SH SOLE 1 0 354719 0 GOLDMAN SACHS MLP ENERGY GER GER 38148G206 134 12434 SH SOLE 1 0 12434 0 GUGGENHEIM ENHANCED EQ INC FD GPM 40167B100 367 39515 SH SOLE 1 0 39515 0 INSIGHT SELECT INCOME FD INSI INSI 45781W109 26551 1265537 SH SOLE 1 0 1265537 0 INVESCO ADVANTAGE MUNI INC TRU VKI 46132E103 12137 974850 SH SOLE 1 0 974850 0 INVESCO BOND FUND VBF VBF 46132L107 11260 553597 SH SOLE 1 0 553597 0 INVESCO DYNAMIC CREDIT OPPORTU VTA 46132R104 52767 4510027 SH SOLE 1 0 4510027 0 INVESCO HIGH INC 2023 TARGET T IHIT 46135X108 5697 584293 SH SOLE 1 0 584293 0 INVESCO HIGH INC 2024 TARGET T IHTA 46136K105 4829 490287 SH SOLE 1 0 490287 0 INVESCO HIGH INCOME TR II VLT VLT 46131F101 3919 268398 SH SOLE 1 0 268398 0 INVESCO MUNICIPAL OPPORTUNITY VMO 46132C107 10029 732591 SH SOLE 1 0 732591 0 INVESCO MUNICIPAL TRUST VKQ VKQ 46131J103 10006 746713 SH SOLE 1 0 746713 0 INVESCO PA VALUE MUNI INC TR V VPV 46132K109 4936 372225 SH SOLE 1 0 372225 0 INVESCO QUALITY MUNICIPAL INCO IQI 46133G107 12001 910578 SH SOLE 1 0 910578 0 INVESCO TR FOR INV GRADE NY MU VTN 46131T101 209 15500 SH SOLE 1 0 15500 0 INVESCO TRUST FOR INV GRADE MU VGM 46131M106 12076 882091 SH SOLE 1 0 882091 0 INVESCO VALUE MUNICIPAL INCOME IIM 46132P108 11449 701988 SH SOLE 1 0 701988 0 JOHN HANCOCK INCOME SECURITIES JHS 410123103 21225 1337415 SH SOLE 1 0 1337415 0 JOHN HANCOCK TAX-ADV GLB SHARE HTY 41013P749 2766 422268 SH SOLE 1 0 422268 0 KAYNE ANDERSON MIDSTREAM/ENERG KMF 48661E108 336 46176 SH SOLE 1 0 46176 0 KAYNE ANDERSON MLP INVESTMENT KYN 486606106 348 43475 SH SOLE 1 0 43475 0 KKR INCOME OPPORTUNITIES FD KI KIO 48249T106 8752 534311 SH SOLE 1 0 534311 0 LIBERTY ALL STAR EQUITY FUND U USA 530158104 2161 251231 SH SOLE 1 0 251231 0 LIBERTY ALL-STAR GROWTH FD ASG ASG 529900102 13986 1620639 SH SOLE 1 0 1620639 0 MACQUARIE GLBL INFRASTRUCTURE MGU 55608D101 21908 939847 SH SOLE 1 0 939847 0 MFS CHARTER INCOME TRUST MCR MCR 552727109 6925 805279 SH SOLE 1 0 805279 0 MFS GOVERNMENT MARKETS INCOME MGF 552939100 9139 2115582 SH SOLE 1 0 2115582 0 MFS INTERMEDIATE INCOME TRUST MIN 55273C107 46423 12824109 SH SOLE 1 0 12824109 0 MFS MULTIMARKET INCOME TRUST M MMT 552737108 975 148684 SH SOLE 1 0 148684 0 MILLER HOWARD HIGH INC EQ HIE HIE 600379101 1928 195954 SH SOLE 1 0 195954 0 MORGAN STANLEY EMERGING MARKET MSD 61744H105 430 47173 SH SOLE 1 0 47173 0 NEW AMERICA HIGH INC FD HYB HYB 641876800 6340 663892 SH SOLE 1 0 663892 0 NUVEEN AMT-FREE MUNI CREDIT IN NVG 67071L106 5133 299311 SH SOLE 1 0 299311 0 NUVEEN AMT-FREE QUALITY MUNI I NEA 670657105 27825 1831786 SH SOLE 1 0 1831786 0 NUVEEN BUILD AMERICA BOND FD N NBB 67074C103 1919 83779 SH SOLE 1 0 83779 0 NUVEEN CA DIVIDEND ADV MUNI NA NAC 67066Y105 322 20500 SH SOLE 1 0 20500 0 NUVEEN CORPORATE INCOME 2023 J JHAA 67079F101 301 30483 SH SOLE 1 0 30483 0 NUVEEN FLOATING RATE INC FD JF JFR 67072T108 1814 180145 SH SOLE 1 0 180145 0 NUVEEN FLOATING RATE INC OPP F JRO 6706EN100 7284 729865 SH SOLE 1 0 729865 0 NUVEEN GLOBAL HIGH INCOME FD J JGH 67075G103 19072 1187569 SH SOLE 1 0 1187569 0 NUVEEN INTER DUR MUNI TERM FD NID 670671106 802 54502 SH SOLE 1 0 54502 0 NUVEEN MN QUALITY MUNI INC FD NMS 670734102 2551 159408 SH SOLE 1 0 159408 0 NUVEEN MORTGAGE & INCOME FD JL JLS 670735109 26319 1268404 SH SOLE 1 0 1268404 0 NUVEEN MULTI-MARKET INC FD JMM JMM 67075J107 29080 3873836 SH SOLE 1 0 3873836 0 NUVEEN MUNICIPAL CREDIT INC FD NZF 67070X101 411 24608 SH SOLE 1 0 24608 0 NUVEEN NJ QUALITY MUNI INC FD NXJ 67069Y102 10385 673051 SH SOLE 1 0 673051 0 NUVEEN NY AMT-FREE MUNICIPAL I NRK 670656107 1481 107079 SH SOLE 1 0 107079 0 NUVEEN OHIO QUALITY INCOME MUN NUO 670980101 7325 462145 SH SOLE 1 0 462145 0 NUVEEN PA QUALITY MUNI INC FD NQP 670972108 4791 323962 SH SOLE 1 0 323962 0 NUVEEN PERFD INCOME 2022 JPT JPT 67075T105 1711 68671 SH SOLE 1 0 68671 0 NUVEEN PFD & INCOME TERM FD JP JPI 67075A106 9362 377506 SH SOLE 1 0 377506 0 NUVEEN PREFERRED & INCOME SEC JPS 67072C105 36662 3741016 SH SOLE 1 0 3741016 0 NUVEEN PREFERRED INCOME OPPORT JPC 67073B106 18260 1844418 SH SOLE 1 0 1844418 0 NUVEEN QUALITY MUNICIPAL INC F NAD 67066V101 32193 2060987 SH SOLE 1 0 2060987 0 NUVEEN REAL ASSET INC & GRW JR JRI 67074Y105 6710 439997 SH SOLE 1 0 439997 0 NUVEEN SENIOR INC FD NSL NSL 67067Y104 476 81408 SH SOLE 1 0 81408 0 NUVEEN SHORT DUR CREDIT OPP FD JSD 67074X107 10547 698453 SH SOLE 1 0 698453 0 PGIM GLOBAL SHORT DURATION HIG GHY 69346J106 30914 2007375 SH SOLE 1 0 2007375 0 PGIM SHORT DURATION HI YLD FD ISD 69346H100 12645 778625 SH SOLE 1 0 778625 0 PIMCO ENRGY & TACT CRDT NRGX NRGX 69346N107 215 17630 SH SOLE 1 0 17630 0 PIMCO STRATEGIC INCOME FUND RC RCS 72200X104 17738 2516031 SH SOLE 1 0 2516031 0 PIONEER DIVERSIFIED HIGH INC F HNW 723653101 7495 482289 SH SOLE 1 0 482289 0 PIONEER HIGH INCOME FUND PHT PHT 72369H106 112 11473 SH SOLE 1 0 11473 0 PUTNAM MASTER INTERMEDIATE INC PIM 746909100 54958 13503140 SH SOLE 1 0 13503140 0 PUTNAM PREMIER INCOME TRUST PP PPT 746853100 66348 14518116 SH SOLE 1 0 14518116 0 RIVERNORTH DOUBLELINE STR OPP OPP 76882G107 728 50000 SH SOLE 1 0 50000 0 RIVERNORTH OPPRTUNITIES FD RIV RIV 76881Y109 550 32360 SH SOLE 1 0 32360 0 SABA CAPITAL INC & OPP FD BRW BRW 78518H103 4759 1045924 SH SOLE 1 0 1045924 0 STORE CAPITAL CORP REIT 862121100 10427 325545 SH SOLE 1 0 325545 0 TCW STRATEGIC INCOME FD TSI TSI 872340104 12279 2139204 SH SOLE 1 0 2139204 0 TEKLA WORLD HEALTHCARE FD THW THW 87911L108 30299 1841879 SH SOLE 1 0 1841879 0 TEMPLETON GLOBAL INCOME FUND G GIM 880198106 24025 4465547 SH SOLE 1 0 4465547 0 TORTOISE ENERGY INFRASTRUCTURE TYG 89147L886 365 13465 SH SOLE 1 0 13465 0 TORTOISE MLP FUND INC NTG NTG 89148B200 1647 57033 SH SOLE 1 0 57033 0 VERTICAL CAP INCOME FUND VCIF VCIF 92535C104 2421 230778 SH SOLE 1 0 230778 0 VIRTUS ALLIANZGI CN & INC II N NCZ 92838U108 3430 660854 SH SOLE 1 0 660854 0 VIRTUS ALLIANZGI CN & INC NCV NCV 92838X102 321 51205 SH SOLE 1 0 51205 0 WA INFLATION - LINKED SEC & IN WIA 95766Q106 22401 1625594 SH SOLE 1 0 1625594 0 WA INFLATION-LINKED OPP & INC WIW 95766R104 57005 4289307 SH SOLE 1 0 4289307 0 WELLS FARGO INC OPPORTUNITIES EAD 94987B105 8288 941851 SH SOLE 1 0 941851 0 WESTERN ASSET GLOBAL HIGH INC EHI 95766B109 716 69484 SH SOLE 1 0 69484 0 WESTERN ASSET HIGH INC OPP FD HIO 95766K109 1109 213628 SH SOLE 1 0 213628 0 WESTERN ASSET INV GRA DEF OPP IGI 95790A101 5950 269341 SH SOLE 1 0 269341 0 WESTERN ASSET MANAGED MUNICIPA MMU 95766M105 268 20053 SH SOLE 1 0 20053 0 WESTERN ASSET MORTGAGE DEFINED DMO 95790B109 7250 468934 SH SOLE 1 0 468934 0 WESTERN ASSET PREMIER BOND FUN WEA 957664105 7946 562738 SH SOLE 1 0 562738 0