0000897101-21-000068.txt : 20210211
0000897101-21-000068.hdr.sgml : 20210211
20210211081637
ACCESSION NUMBER: 0000897101-21-000068
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210211
DATE AS OF CHANGE: 20210211
EFFECTIVENESS DATE: 20210211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC
CENTRAL INDEX KEY: 0000769317
IRS NUMBER: 411404829
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00180
FILM NUMBER: 21616838
BUSINESS ADDRESS:
STREET 1: 3300 IDS CENTER
STREET 2: 80 SOUTH EIGHTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 6123323223
MAIL ADDRESS:
STREET 1: 3300 IDS CENTER
STREET 2: 80 SOUTH EIGHTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000769317
XXXXXXXX
12-31-2020
12-31-2020
false
SIT INVESTMENT ASSOCIATES INC
3300 Ids Center
80 South Eighth Street
Minneapolis
MN
55402
13F HOLDINGS REPORT
028-00180
N
Paul E. Rasmussen
Vice President
612-331-3223
/s/ Paul E. Rasmussen
Minneapolis
MN
02-11-2021
1
523
3694049
1
0001053046
028-19972
SIT FIXED INCOME ADVISORS II LLC /ADV
INFORMATION TABLE
2
infotable.xml
13F-HR
AFLAC INC
COMMON
001055102
187
4200
SH
SOLE
1
4200
0
0
AGCO CORP
COMMON
001084102
183
1775
SH
SOLE
1
1775
0
0
AZZ INC
COMMON
002474104
580
12225
SH
SOLE
1
12225
0
0
ABBOTT LABORATORIES
COMMON
002824100
22863
208812
SH
SOLE
1
208812
0
0
ABIOMED INC
COMMON
003654100
15
45
SH
SOLE
1
45
0
0
ACUSHNET HOLDINGS CORP
COMMON
005098108
1328
32750
SH
SOLE
1
32750
0
0
ADVANCED MICRO DEVICES INC
COMMON
007903107
1598
17425
SH
SOLE
1
17425
0
0
AIR PRODUCTS & CHEMICALS INC
COMMON
009158106
10218
37400
SH
SOLE
1
37400
0
0
ALASKA AIR GROUP INC
COMMON
011659109
1590
30575
SH
SOLE
1
30575
0
0
ALIGN TECHNOLOGY INC
COMMON
016255101
5606
10490
SH
SOLE
1
10490
0
0
ALLIANZ SE ADR
DEPOSITARY RECEI
018820100
5405
219267
SH
SOLE
1
219267
0
0
ALTAIR ENGINEERING INC-A
COMMON
021369103
3478
59783
SH
SOLE
1
59783
0
0
AMAZON.COM INC
COMMON
023135106
23518
7221
SH
SOLE
1
7221
0
0
AMEREN CORP
COMMON
023608102
256
3278
SH
SOLE
1
3278
0
0
AMERICAN ELECTRIC POWER
COMMON
025537101
237
2850
SH
SOLE
1
2850
0
0
AMERICAN EXPRESS CO
COMMON
025816109
34
282
SH
SOLE
1
282
0
0
AMERICAN FINANCIAL GROUP INC
COMMON
025932104
12777
145818
SH
SOLE
1
145818
0
0
AIG WARRANTS $45.00
W EXP 01/19/2021
026874156
0
1021
SH
SOLE
1
1021
0
0
AMERICAN INTERNATIONAL GROUP I
COMMON
026874784
72
1914
SH
SOLE
1
1914
0
0
AMETEK INC
COMMON
031100100
2903
24000
SH
SOLE
1
24000
0
0
ANALOG DEVICES INC
COMMON
032654105
12893
87274
SH
SOLE
1
87274
0
0
APPLE INC
COMMON
037833100
108390
816867
SH
SOLE
1
816867
0
0
APPLIED MATERIALS INC
COMMON
038222105
32156
372602
SH
SOLE
1
372602
0
0
ARISTA NETWORKS INC
COMMON
040413106
6156
21185
SH
SOLE
1
21185
0
0
ASPEN TECHNOLOGY INC
COMMON
045327103
4512
34640
SH
SOLE
1
34640
0
0
ASTRAZENECA PLC ADR
DEPOSITARY RECEI
046353108
12864
257336
SH
SOLE
1
257336
0
0
ATRION CORP
COMMON
049904105
295
460
SH
SOLE
1
460
0
0
AUTODESK INC
COMMON
052769106
11209
36710
SH
SOLE
1
36710
0
0
AVERY DENNISON CORP
COMMON
053611109
225
1450
SH
SOLE
1
1450
0
0
BAIDU INC ADR
DEPOSITARY RECEI
056752108
2400
11100
SH
SOLE
1
11100
0
0
BANK OF AMERICA CORP
COMMON
060505104
3282
108281
SH
SOLE
1
108281
0
0
BAXTER INTERNATIONAL INC
COMMON
071813109
179
2225
SH
SOLE
1
2225
0
0
BERKSHIRE HATHAWAY INC
COMMON
084670702
153
658
SH
SOLE
1
658
0
0
BHP BILLITON ADR
DEPOSITARY RECEI
088606108
6537
100045
SH
SOLE
1
100045
0
0
BLACK HILLS CORP
COMMON
092113109
490
7975
SH
SOLE
1
7975
0
0
BOEING CO/THE
COMMON
097023105
51
240
SH
SOLE
1
240
0
0
BOOZ ALLEN HAMILTON HOLDING CO
COMMON
099502106
6765
77600
SH
SOLE
1
77600
0
0
BRINK'S CO/THE
COMMON
109696104
704
9775
SH
SOLE
1
9775
0
0
BRISTOL-MYERS SQUIBB CO
COMMON
110122108
14619
235671
SH
SOLE
1
235671
0
0
BRISTOL MYERS SQUIBB CO-RT
RIGHTS
110122157
12
17485
SH
SOLE
1
17485
0
0
CVS HEALTH CORP
COMMON
126650100
11331
165899
SH
SOLE
1
165899
0
0
CARLISLE COS INC
COMMON
142339100
3720
23820
SH
SOLE
1
23820
0
0
CASEY'S GENERAL STORES INC
COMMON
147528103
1219
6825
SH
SOLE
1
6825
0
0
CATERPILLAR INC
COMMON
149123101
791
4346
SH
SOLE
1
4346
0
0
CERNER CORP
COMMON
156782104
196
2500
SH
SOLE
1
2500
0
0
CHEGG INC
COMMON
163092109
8742
96775
SH
SOLE
1
96775
0
0
CIENA CORP
COMMON
171779309
5189
98175
SH
SOLE
1
98175
0
0
COCA-COLA CO/THE
COMMON
191216100
6551
119462
SH
SOLE
1
119462
0
0
COGNIZANT TECH SOLUTIONS CL A
COMMON
192446102
246
3000
SH
SOLE
1
3000
0
0
COLGATE-PALMOLIVE CO
COMMON
194162103
34
400
SH
SOLE
1
400
0
0
COLLIERS INTL GROUP INC
COMMON
194693107
2252
25265
SH
SOLE
1
25265
0
0
COMMERCIAL METALS CO
COMMON
201723103
305
14850
SH
SOLE
1
14850
0
0
CONAGRA BRANDS INC
COMMON
205887102
12247
337765
SH
SOLE
1
337765
0
0
COOPER COS INC
COMMON
216648402
1544
4250
SH
SOLE
1
4250
0
0
CRANE CO
COMMON
224399105
1899
24450
SH
SOLE
1
24450
0
0
CUBESMART
REIT
229663109
334
9950
SH
SOLE
1
9950
0
0
DEERE & CO
COMMON
244199105
7773
28891
SH
SOLE
1
28891
0
0
DEXCOM INC
COMMON
252131107
12737
34450
SH
SOLE
1
34450
0
0
WALT DISNEY CO/THE
COMMON
254687106
413
2280
SH
SOLE
1
2280
0
0
DOCUSIGN INC
COMMON
256163106
3698
16635
SH
SOLE
1
16635
0
0
DOLLAR GENERAL CORP
COMMON
256677105
304
1445
SH
SOLE
1
1445
0
0
DONEGAL GROUP INC-CL A
COMMON
257701201
382
27125
SH
SOLE
1
27125
0
0
DOVER CORP
COMMON
260003108
12211
96723
SH
SOLE
1
96723
0
0
DOW INC
COMMON
260557103
298
5366
SH
SOLE
1
5366
0
0
DYNATRACE INC
COMMON
268150109
4484
103625
SH
SOLE
1
103625
0
0
ECOLAB INC
COMMON
278865100
9696
44815
SH
SOLE
1
44815
0
0
EMERSON ELECTRIC CO
COMMON
291011104
873
10865
SH
SOLE
1
10865
0
0
EQUIFAX INC
COMMON
294429105
245
1270
SH
SOLE
1
1270
0
0
ERICSSON L M TEL CO ADR
DEPOSITARY RECEI
294821608
1533
128250
SH
SOLE
1
128250
0
0
EURONET WORLDWIDE INC
COMMON
298736109
7974
55025
SH
SOLE
1
55025
0
0
FTI CONSULTING INC
COMMON
302941109
1507
13490
SH
SOLE
1
13490
0
0
FOMENTO ECONOMICO MEXICANO ADR
DEPOSITARY RECEI
344419106
119
1575
SH
SOLE
1
1575
0
0
FORTIS INC
COMMON
349553107
552
13530
SH
SOLE
1
13530
0
0
ARTHUR J GALLAGHER & CO
COMMON
363576109
5325
43045
SH
SOLE
1
43045
0
0
GENUINE PARTS CO
COMMON
372460105
244
2430
SH
SOLE
1
2430
0
0
GILEAD SCIENCES INC
COMMON
375558103
332
5700
SH
SOLE
1
5700
0
0
GODADDY INC
COMMON
380237107
3695
44550
SH
SOLE
1
44550
0
0
H & E EQUIPMENT SERVICES
COMMON
404030108
1985
66600
SH
SOLE
1
66600
0
0
HANOVER INSURANCE GROUP INC/TH
COMMON
410867105
333
2850
SH
SOLE
1
2850
0
0
HERCULES CAPITAL INC
COMMON
427096508
385
26675
SH
SOLE
1
26675
0
0
HILL-ROM HOLDINGS INC
COMMON
431475102
245
2505
SH
SOLE
1
2505
0
0
HOME DEPOT INC
COMMON
437076102
23539
88620
SH
SOLE
1
88620
0
0
HONEYWELL INTERNATIONAL INC
COMMON
438516106
19264
90567
SH
SOLE
1
90567
0
0
HUBBELL INC
COMMON
443510607
3653
23300
SH
SOLE
1
23300
0
0
HUBSPOT INC
COMMON
443573100
7998
20175
SH
SOLE
1
20175
0
0
HUNTSMAN CORP
COMMON
447011107
282
11225
SH
SOLE
1
11225
0
0
IRHYTHM TECHNOLOGIES INC
COMMON
450056106
7330
30900
SH
SOLE
1
30900
0
0
IBERDROLA SA ADR
DEPOSITARY RECEI
450737101
3904
67894
SH
SOLE
1
67894
0
0
INTEL CORP
COMMON
458140100
1089
21850
SH
SOLE
1
21850
0
0
INTL FLAVORS & FRAGRANCES INC
COMMON
459506101
278
2550
SH
SOLE
1
2550
0
0
INTUIT INC
COMMON
461202103
8073
21253
SH
SOLE
1
21253
0
0
JACOBS ENGINEERING GROUP INC
COMMON
469814107
8082
74170
SH
SOLE
1
74170
0
0
JOHNSON & JOHNSON
COMMON
478160104
31984
203225
SH
SOLE
1
203225
0
0
KINDRED BIOSCIENCES INC
COMMON
494577109
93
21650
SH
SOLE
1
21650
0
0
KNIGHT-SWIFT TRANSPORT INC
COMMON
499049104
3534
84500
SH
SOLE
1
84500
0
0
KONINKLIJKE PHILIPS NV ADR
DEPOSITARY RECEI
500472303
1932
35658
SH
SOLE
1
35658
0
0
L3HARRIS TECHNOLOGIES INC
COMMON
502431109
6919
36602
SH
SOLE
1
36602
0
0
ESTEE LAUDER COS INC
COMMON
518439104
10039
37715
SH
SOLE
1
37715
0
0
LEMAITRE VASCULAR INC
COMMON
525558201
1590
39250
SH
SOLE
1
39250
0
0
LINCOLN ELECTRIC HOLDINGS INC
COMMON
533900106
1517
13050
SH
SOLE
1
13050
0
0
LINCOLN NATIONAL CORP
COMMON
534187109
357
7100
SH
SOLE
1
7100
0
0
LOCKHEED MARTIN CORP
COMMON
539830109
7480
21071
SH
SOLE
1
21071
0
0
M D C HLDGS INC
COMMON
552676108
548
11275
SH
SOLE
1
11275
0
0
MDU RESOURCES GROUP INC
COMMON
552690109
180
6850
SH
SOLE
1
6850
0
0
MSA SAFETY INC
COMMON
553498106
2428
16250
SH
SOLE
1
16250
0
0
MSC INDL DIRECT INC
CL A
553530106
116
1375
SH
SOLE
1
1375
0
0
MANTECH INTERNATIONAL CORP/VA
COMMON
564563104
347
3900
SH
SOLE
1
3900
0
0
MARTEN TRANSPORT LTD
COMMON
573075108
1736
100750
SH
SOLE
1
100750
0
0
MCDONALD'S CORP
COMMON
580135101
18404
85766
SH
SOLE
1
85766
0
0
MEREO BIOPHARMA GROUP PLC
DEPOSITARY RECEI
589492107
3
970
SH
SOLE
1
970
0
0
MICROSOFT CORP
COMMON
594918104
90439
406612
SH
SOLE
1
406612
0
0
MONDELEZ INTERNATIONAL INC
COMMON
609207105
16081
275037
SH
SOLE
1
275037
0
0
MONOLITHIC POWER SYSTEMS INC
COMMON
609839105
7447
20335
SH
SOLE
1
20335
0
0
MORGAN STANLEY
COMMON
617446448
12060
175975
SH
SOLE
1
175975
0
0
MOTOROLA SOLUTIONS INC
COMMON
620076307
332
1950
SH
SOLE
1
1950
0
0
NATIONAL PRESTO INDUSTRIES INC
COMMON
637215104
111
1250
SH
SOLE
1
1250
0
0
NEENAH INC
COMMON
640079109
268
4850
SH
SOLE
1
4850
0
0
NESTLE SA ADR
DEPOSITARY RECEI
641069406
6497
55155
SH
SOLE
1
55155
0
0
NEW YORK CMNTY BANCORP INC
COMMON
649445103
197
18675
SH
SOLE
1
18675
0
0
NEWMONT MINING CORP
COMMON
651639106
265
4425
SH
SOLE
1
4425
0
0
NICE LTD ADR
DEPOSITARY RECEI
653656108
425
1500
SH
SOLE
1
1500
0
0
NIKE INC CL B
COMMON
654106103
8733
61732
SH
SOLE
1
61732
0
0
NORTHROP GRUMMAN CORP
COMMON
666807102
4626
15180
SH
SOLE
1
15180
0
0
OLD NATIONAL BANCORP/IN
COMMON
680033107
507
30625
SH
SOLE
1
30625
0
0
OLIN CORP
COMMON
680665205
1225
49875
SH
SOLE
1
49875
0
0
OSHKOSH CORP
COMMON
688239201
955
11100
SH
SOLE
1
11100
0
0
PARKER-HANNIFIN CORP
COMMON
701094104
8472
31100
SH
SOLE
1
31100
0
0
PATTERSON COS INC
COMMON
703395103
127
4275
SH
SOLE
1
4275
0
0
PEOPLES UNITED FINANCIAL INC
COMMON
712704105
211
16325
SH
SOLE
1
16325
0
0
PEPSICO INC
COMMON
713448108
25314
170694
SH
SOLE
1
170694
0
0
PERKINELMER INC
COMMON
714046109
1507
10500
SH
SOLE
1
10500
0
0
PETMED EXPRESS INC
COMMON
716382106
1674
52200
SH
SOLE
1
52200
0
0
PFIZER INC
COMMON
717081103
3496
94963
SH
SOLE
1
94963
0
0
PHILIP MORRIS INTERNATIONAL IN
COMMON
718172109
505
6100
SH
SOLE
1
6100
0
0
PINNACLE WEST CAPITAL CORP
COMMON
723484101
150
1875
SH
SOLE
1
1875
0
0
PIPER SANDLER COMPANIES
COMMON
724078100
502
4975
SH
SOLE
1
4975
0
0
POTLATCHDELTIC CORP
REIT
737630103
211
4210
SH
SOLE
1
4210
0
0
POWER INTEGRATIONS INC
COMMON
739276103
659
8050
SH
SOLE
1
8050
0
0
PROCTER & GAMBLE CO/THE
COMMON
742718109
13957
100311
SH
SOLE
1
100311
0
0
QUALCOMM INC
COMMON
747525103
16780
110146
SH
SOLE
1
110146
0
0
REALTY INCOME CORP
REIT
756109104
10036
161425
SH
SOLE
1
161425
0
0
REINSURANCE GROUP OF AMERICA I
COMMON
759351604
212
1825
SH
SOLE
1
1825
0
0
RELX PLC - ADR
DEPOSITARY RECEI
759530108
2362
95795
SH
SOLE
1
95795
0
0
RIO TINTO PLC ADR
DEPOSITARY RECEI
767204100
2377
31600
SH
SOLE
1
31600
0
0
ROCHE HOLDING AG ADR
DEPOSITARY RECEI
771195104
1955
44600
SH
SOLE
1
44600
0
0
ROCKWELL AUTOMATION INC
COMMON
773903109
3072
12250
SH
SOLE
1
12250
0
0
SAFRAN SA ADR
DEPOSITARY RECEI
786584102
1339
37750
SH
SOLE
1
37750
0
0
SAREPTA THERAPEUTICS INC
COMMON
803607100
6494
38090
SH
SOLE
1
38090
0
0
SCIENCE APPLICATIONS INTL CORP
COMMON
808625107
4768
50380
SH
SOLE
1
50380
0
0
SCOTTS MIRACLE-GRO CO/THE
COMMON
810186106
10877
54620
SH
SOLE
1
54620
0
0
SERVICE CORP INTERNATIONAL/US
COMMON
817565104
3009
61275
SH
SOLE
1
61275
0
0
SHERWIN-WILLIAMS CO/THE
COMMON
824348106
10009
13620
SH
SOLE
1
13620
0
0
SIEMENS AG ADR
DEPOSITARY RECEI
826197501
2047
28515
SH
SOLE
1
28515
0
0
SILGAN HOLDINGS INC
COMMON
827048109
632
17050
SH
SOLE
1
17050
0
0
SONY CORP ADR
DEPOSITARY RECEI
835699307
2641
26125
SH
SOLE
1
26125
0
0
SPLUNK INC
COMMON
848637104
7338
43190
SH
SOLE
1
43190
0
0
STAAR SURGICAL CO
COMMON
852312305
2276
28725
SH
SOLE
1
28725
0
0
STANLEY BLACK & DECKER INC
COMMON
854502101
129
725
SH
SOLE
1
725
0
0
STARBUCKS CORP
COMMON
855244109
12263
114625
SH
SOLE
1
114625
0
0
STIFEL FINANCIAL CORP
COMMON
860630102
806
15975
SH
SOLE
1
15975
0
0
STORE CAPITAL CORP
REIT
862121100
408
12000
SH
SOLE
1
12000
0
0
SURMODICS INC
COMMON
868873100
723
16624
SH
SOLE
1
16624
0
0
SYSCO CORP
COMMON
871829107
15
208
SH
SOLE
1
208
0
0
TCF FINANCIAL CORP
COMMON
872307103
1881
50810
SH
SOLE
1
50810
0
0
TJX COS INC/THE
COMMON
872540109
14245
208599
SH
SOLE
1
208599
0
0
TAIWAN SEMICONDUCTOR ADR
DEPOSITARY RECEI
874039100
927
8500
SH
SOLE
1
8500
0
0
TAKE-TWO INTERACTIVE SOFTWARE
COMMON
874054109
1548
7450
SH
SOLE
1
7450
0
0
TAL EDUCATION GROUP ADR
DEPOSITARY RECEI
874080104
1101
15400
SH
SOLE
1
15400
0
0
TALEND SA ADR
DEPOSITARY RECEI
874224207
1049
27350
SH
SOLE
1
27350
0
0
TELEFLEX INC
COMMON
879369106
4
9
SH
SOLE
1
9
0
0
THERMO FISHER SCIENTIFIC INC
COMMON
883556102
15962
34270
SH
SOLE
1
34270
0
0
THOR INDUSTRIES INC
COMMON
885160101
1811
19475
SH
SOLE
1
19475
0
0
II-VI INC
COMMON
902104108
965
12700
SH
SOLE
1
12700
0
0
TYSON FOODS INC - CL A
COMMON
902494103
3763
58398
SH
SOLE
1
58398
0
0
US BANCORP
COMMON
902973304
1942
41679
SH
SOLE
1
41679
0
0
UNION PACIFIC CORP
COMMON
907818108
23325
112021
SH
SOLE
1
112021
0
0
UNITED PARCEL SERVICE INC CL B
COMMON
911312106
51
300
SH
SOLE
1
300
0
0
WALMART INC
COMMON
931142103
53
369
SH
SOLE
1
369
0
0
WATSCO INC
COMMON
942622200
930
4105
SH
SOLE
1
4105
0
0
WESTPAC BANKING CORP ADR
DEPOSITARY RECEI
961214301
1123
75400
SH
SOLE
1
75400
0
0
ZURICH INSURANCE GROUP AG ADR
DEPOSITARY RECEI
989825104
1389
32900
SH
SOLE
1
32900
0
0
CNO FINL GROUP INC
COMMON
12621E103
458
20600
SH
SOLE
1
20600
0
0
HCI GROUP INC
COMMON
40416E103
523
10000
SH
SOLE
1
10000
0
0
TARGET CORP
COMMON
87612E106
17045
96553
SH
SOLE
1
96553
0
0
ESSENTIAL PPTYS RLTY TR I
COMMON
29670E107
561
26450
SH
SOLE
1
26450
0
0
TRAVELERS COS INC/THE
COMMON
89417E109
81
576
SH
SOLE
1
576
0
0
AES CORP.
COMMON
00130H105
251
10675
SH
SOLE
1
10675
0
0
ASGN INC
COMMON
00191U102
3322
39775
SH
SOLE
1
39775
0
0
ABBVIE INC
COMMON
00287Y109
17941
167438
SH
SOLE
1
167438
0
0
ACTIVISION BLIZZARD INC
COMMON
00507V109
7602
81878
SH
SOLE
1
81878
0
0
ADIDAS AG ADR
DEPOSITARY RECEI
00687A107
1754
9585
SH
SOLE
1
9585
0
0
ADOBE INC
COMMON
00724F101
10633
21260
SH
SOLE
1
21260
0
0
AGILENT TECHNOLOGIES INC
COMMON
00846U101
3510
29626
SH
SOLE
1
29626
0
0
ALIBABA GROUP HOLDING LTD ADR
DEPOSITARY RECEI
01609W102
1914
8225
SH
SOLE
1
8225
0
0
ALPHABET INC - CL C
COMMON
02079K107
14068
8030
SH
SOLE
1
8030
0
0
ALPHABET INC - CL A
COMMON
02079K305
25599
14606
SH
SOLE
1
14606
0
0
AMBEV SA ADR
DEPOSITARY RECEI
02319V103
66
21575
SH
SOLE
1
21575
0
0
AMERICAN NATIONAL INSURANCE CO
COMMON
02772A109
190
1975
SH
SOLE
1
1975
0
0
AMERICAN TOWER CORP
REIT
03027X100
17965
80035
SH
SOLE
1
80035
0
0
AMERIPRISE FINANCIAL INC
COMMON
03076C106
15839
81504
SH
SOLE
1
81504
0
0
ANSYS INC
COMMON
03662Q105
5495
15105
SH
SOLE
1
15105
0
0
APPLIED INDUSTRIAL TECHNOLOGIE
COMMON
03820C105
1024
13125
SH
SOLE
1
13125
0
0
ARTISAN PARTNERS ASSET MG
COMMON
04316A108
2579
51225
SH
SOLE
1
51225
0
0
ATRICURE INC
COMMON
04963C209
2788
50075
SH
SOLE
1
50075
0
0
AZEK CO INC
COMMON
05478C105
1504
39125
SH
SOLE
1
39125
0
0
BAE SYSTEMS PLC ADR
DEPOSITARY RECEI
05523R107
1124
41400
SH
SOLE
1
41400
0
0
BRP INC CA SUB VOTING
COMMON
05577W200
1908
28925
SH
SOLE
1
28925
0
0
BANCO SANTANDER CHILE ADR
DEPOSITARY RECEI
05965X109
89
4700
SH
SOLE
1
4700
0
0
BIOMARIN PHARMACEUTICAL INC
COMMON
09061G101
2061
23500
SH
SOLE
1
23500
0
0
BIO-TECHNE CORP
COMMON
09073M104
2032
6400
SH
SOLE
1
6400
0
0
BLACKROCK INC
CL A
09247X101
9284
12867
SH
SOLE
1
12867
0
0
BLACKSTONE GROUP INC
COMMON
09260D107
577
8900
SH
SOLE
1
8900
0
0
BOOKING HOLDINGS INC
COMMON
09857L108
1045
469
SH
SOLE
1
469
0
0
BROADCOM INC
COMMON
11135F101
39040
89163
SH
SOLE
1
89163
0
0
CMC MATERIALS INC
COMMON
12571T100
3771
24925
SH
SOLE
1
24925
0
0
CRH PLC ADR
DEPOSITARY RECEI
12626K203
989
23225
SH
SOLE
1
23225
0
0
CARLYLE GROUP LP/THE
COMMON
14316J108
3602
114575
SH
SOLE
1
114575
0
0
CHINA LIFE INSURANCE CO LTD AD
DEPOSITARY RECEI
16939P106
71
6400
SH
SOLE
1
6400
0
0
CHINA PETROLEUM & CHEMICAL COR
DEPOSITARY RECEI
16941R108
62
1400
SH
SOLE
1
1400
0
0
CONOCOPHILLIPS
COMMON
20825C104
247
6175
SH
SOLE
1
6175
0
0
CONSTELLATION BRANDS INC
COMMON
21036P108
8432
38495
SH
SOLE
1
38495
0
0
CORESITE REALTY CORP
REIT
21870Q105
160
1275
SH
SOLE
1
1275
0
0
COSTCO WHOLESALE CORP
COMMON
22160K105
379
1007
SH
SOLE
1
1007
0
0
DEVON ENERGY CORP
COMMON
25179M103
632
40000
SH
SOLE
1
40000
0
0
DIAGEO PLC ADR
DEPOSITARY RECEI
25243Q205
4972
31305
SH
SOLE
1
31305
0
0
DOMINION RES INC VA NEW
COMMON
25746U109
12078
160609
SH
SOLE
1
160609
0
0
DUPONT DE NEMOURS INC
COMMON
26614N102
252
3549
SH
SOLE
1
3549
0
0
EAGLE MATERIALS INC
COMMON
26969P108
585
5775
SH
SOLE
1
5775
0
0
EMCOR GROUP INC
COMMON
29084Q100
2094
22900
SH
SOLE
1
22900
0
0
ENCOMPASS HEALTH CORP
COMMON
29261A100
5514
66680
SH
SOLE
1
66680
0
0
ENTERGY CORP NEW
COMMON
29364G103
11781
117995
SH
SOLE
1
117995
0
0
EVERCORE INC - CL A
COMMON
29977A105
570
5200
SH
SOLE
1
5200
0
0
EXACT SCIENCES CORP
COMMON
30063P105
6346
47900
SH
SOLE
1
47900
0
0
FACEBOOK INC
COMMON
30303M102
21251
77796
SH
SOLE
1
77796
0
0
FEDEX CORP
COMMON
31428X106
17788
68517
SH
SOLE
1
68517
0
0
FIDELITY NATIONAL INFO SVCS IN
COMMON
31620M106
245
1735
SH
SOLE
1
1735
0
0
FIRST REPUBLIC BANK
COMMON
33616C100
5920
40290
SH
SOLE
1
40290
0
0
GDS HLDGS LTD ADR
DEPOSITARY RECEI
36165L108
110
1175
SH
SOLE
1
1175
0
0
GLOBAL PAYMENTS INC
COMMON
37940X102
1880
8728
SH
SOLE
1
8728
0
0
GOLDMAN SACHS GROUP INC/THE
COMMON
38141G104
19348
73368
SH
SOLE
1
73368
0
0
HCA HEALTHCARE INC
COMMON
40412C101
4576
27825
SH
SOLE
1
27825
0
0
HDFC BANK LTD ADR
DEPOSITARY RECEI
40415F101
665
9200
SH
SOLE
1
9200
0
0
ICU MED INC
COMMON
44930G107
1861
8675
SH
SOLE
1
8675
0
0
IDEX CORP
COMMON
45167R104
700
3515
SH
SOLE
1
3515
0
0
INSULET CORP
COMMON
45784P101
4470
17485
SH
SOLE
1
17485
0
0
INTERCONTINENTAL EXCHANGE INC
COMMON
45866F104
3138
27220
SH
SOLE
1
27220
0
0
INTUITIVE SURGICAL INC
COMMON
46120E602
5845
7145
SH
SOLE
1
7145
0
0
ISHARES MSCI INDIA ETF
EXCHANGE TRADED
46429B598
1093
27175
SH
SOLE
1
27175
0
0
JPMORGAN CHASE & CO
COMMON
46625H100
23188
182483
SH
SOLE
1
182483
0
0
JD.COM INC ADR
DEPOSITARY RECEI
47215P106
822
9350
SH
SOLE
1
9350
0
0
KBR INC
COMMON
48242W106
2175
70325
SH
SOLE
1
70325
0
0
KEYSIGHT TECHNOLOGIES INC
COMMON
49338L103
12368
93633
SH
SOLE
1
93633
0
0
MKS INSTRUMENTS INC
COMMON
55306N104
5836
38790
SH
SOLE
1
38790
0
0
MERCK & CO INC
COMMON
58933Y105
9907
121107
SH
SOLE
1
121107
0
0
METLIFE INC
COMMON
59156R108
10774
229475
SH
SOLE
1
229475
0
0
MOSAIC CO/THE
COMMON
61945C103
256
11125
SH
SOLE
1
11125
0
0
NANOSTRING TECHNOLOGIES I
COMMON
63009R109
913
13650
SH
SOLE
1
13650
0
0
NEXSTAR MEDIA GROUP INC
COMMON
65336K103
4951
45340
SH
SOLE
1
45340
0
0
NEXTERA ENERGY INC
COMMON
65339F101
19402
251479
SH
SOLE
1
251479
0
0
NOVARTIS AG ADR
DEPOSITARY RECEI
66987V109
1653
17500
SH
SOLE
1
17500
0
0
NVIDIA CORP
COMMON
67066G104
9603
18389
SH
SOLE
1
18389
0
0
OREILLY AUTOMOTIVE INC
COMMON
67103H107
199
440
SH
SOLE
1
440
0
0
OCUGEN INC
COMMON
67577C105
137
75000
SH
SOLE
1
75000
0
0
ORACLE CORP
COMMON
68389X105
14055
217266
SH
SOLE
1
217266
0
0
OTIS WORLDWIDE CORP
COMMON
68902V107
1071
15855
SH
SOLE
1
15855
0
0
PNM RESOURCES INC
COMMON
69349H107
197
4050
SH
SOLE
1
4050
0
0
PTC INC
COMMON
69370C100
7203
60220
SH
SOLE
1
60220
0
0
PACIFIC BIOSCIENCES CALIF
COMMON
69404D108
3968
152975
SH
SOLE
1
152975
0
0
PAYCOM SOFTWARE INC
COMMON
70432V102
9753
21565
SH
SOLE
1
21565
0
0
PAYPAL HOLDINGS INC
COMMON
70450Y103
10233
43695
SH
SOLE
1
43695
0
0
PENSKE AUTOMOTIVE GRP INC
COMMON
70959W103
89
1500
SH
SOLE
1
1500
0
0
PHYSICIANS REALTY TRUST
REIT
71943U104
4974
279413
SH
SOLE
1
279413
0
0
T ROWE PRICE GROUP INC
COMMON
74144T108
10765
71110
SH
SOLE
1
71110
0
0
PRINCIPAL FINANCIAL GROUP INC
COMMON
74251V102
53
1072
SH
SOLE
1
1072
0
0
PROG HOLDINGS INC
COMMON
74319R101
1841
34175
SH
SOLE
1
34175
0
0
PUBLIC STORAGE
COMMON
74460D109
159
690
SH
SOLE
1
690
0
0
QTS REALTY TRUST INC - CL A
REIT
74736A103
1479
23900
SH
SOLE
1
23900
0
0
QUALYS INC
COMMON
74758T303
1475
12100
SH
SOLE
1
12100
0
0
QUEST DIAGNOSTICS INC
COMMON
74834L100
3944
33097
SH
SOLE
1
33097
0
0
REXNORD CORP NEW
COMMON
76169B102
2091
52950
SH
SOLE
1
52950
0
0
RINGCENTRAL INC-CLASS A
COMMON
76680R206
1829
4825
SH
SOLE
1
4825
0
0
S&P GLOBAL INC
COMMON
78409V104
52
158
SH
SOLE
1
158
0
0
SVB FINANCIAL GROUP
COMMON
78486Q101
1697
4375
SH
SOLE
1
4375
0
0
SALESFORCE.COM INC
COMMON
79466L302
13583
61040
SH
SOLE
1
61040
0
0
SANOFI ADR
DEPOSITARY RECEI
80105N105
6918
142373
SH
SOLE
1
142373
0
0
SENSIENT TECHNOLOGIES CORP
COMMON
81725T100
468
6350
SH
SOLE
1
6350
0
0
SERVICENOW INC
COMMON
81762P102
3978
7227
SH
SOLE
1
7227
0
0
SHENANDOAH TELECOMMUNICATIONS
COMMON
82312B106
1452
33575
SH
SOLE
1
33575
0
0
SILK ROAD MEDICAL INC
COMMON
82710M100
1786
28351
SH
SOLE
1
28351
0
0
SKYWORKS SOLUTIONS INC
COMMON
83088M102
16134
105534
SH
SOLE
1
105534
0
0
SOUTHERN COPPER CORP
COMMON
84265V105
254
3900
SH
SOLE
1
3900
0
0
SPIRE INC
COMMON
84857L101
1441
22500
SH
SOLE
1
22500
0
0
STRATEGIC EDUCATION INC
COMMON
86272C103
1527
16015
SH
SOLE
1
16015
0
0
SYNOVUS FINANCIAL CORP
COMMON
87161C501
171
5281
SH
SOLE
1
5281
0
0
SYNCHRONY FINANCIAL
COMMON
87165B103
7912
227950
SH
SOLE
1
227950
0
0
TFI INTL INC
COMMON
87241L109
1997
38725
SH
SOLE
1
38725
0
0
TPI COMPOSITES INC
COMMON
87266J104
536
10160
SH
SOLE
1
10160
0
0
TC ENERGY CORP
COMMON
87807B107
7073
173710
SH
SOLE
1
173710
0
0
TELADOC HEALTH INC
COMMON
87918A105
8158
40800
SH
SOLE
1
40800
0
0
TENET HEALTHCARE CORP
COMMON
88033G407
4387
109875
SH
SOLE
1
109875
0
0
TENCENT MUSIC ENTMT ADR
COMMON
88034P109
212
11025
SH
SOLE
1
11025
0
0
TETRALOGIC PHARMACEUTICALS COR
COMMON
88165U109
0
3913
SH
SOLE
1
3913
0
0
3M CO
COMMON
88579Y101
3377
19320
SH
SOLE
1
19320
0
0
TREX CO INC
COMMON
89531P105
7449
88975
SH
SOLE
1
88975
0
0
TRIP COM GROUP LTD ADR
DEPOSITARY RECEI
89677Q107
73
2150
SH
SOLE
1
2150
0
0
TRUIST FINANCIAL CORP
COMMON
89832Q109
1302
27175
SH
SOLE
1
27175
0
0
ULTA BEAUTY INC
COMMON
90384S303
6309
21970
SH
SOLE
1
21970
0
0
UNITEDHEALTH GROUP INC
COMMON
91324P102
28693
81821
SH
SOLE
1
81821
0
0
VAIL RESORTS INC
COMMON
91879Q109
3721
13340
SH
SOLE
1
13340
0
0
VERIZON COMMUNICATIONS INC
COMMON
92343V104
22133
376740
SH
SOLE
1
376740
0
0
VISA INC
COMMON
92826C839
29726
135902
SH
SOLE
1
135902
0
0
WEC ENERGY GROUP INC
COMMON
92939U106
4400
47810
SH
SOLE
1
47810
0
0
WASTE CONNECTIONS INC
COMMON
94106B101
7084
69065
SH
SOLE
1
69065
0
0
WASTE MANAGEMENT INC
COMMON
94106L109
4138
35085
SH
SOLE
1
35085
0
0
YETI HOLDINGS INC
COMMON
98585X104
14832
216620
SH
SOLE
1
216620
0
0
ZIMMER BIOMET HOLDINGS INC
COMMON
98956P102
7733
50187
SH
SOLE
1
50187
0
0
ZOETIS INC
COMMON
98978V103
174
1052
SH
SOLE
1
1052
0
0
AMCOR PLC
COMMON
G0250X107
458
38940
SH
SOLE
1
38940
0
0
AON PLC
COMMON
G0403H108
11577
54795
SH
SOLE
1
54795
0
0
ATLASSIAN CORP PLC
COMMON
G06242104
15541
66450
SH
SOLE
1
66450
0
0
AXIS CAPITAL HOLDINGS LTD
COMMON
G0692U109
2184
43350
SH
SOLE
1
43350
0
0
ACCENTURE PLC CL A
COMMON
G1151C101
23800
91115
SH
SOLE
1
91115
0
0
COCA-COLA EUROPEAN PARTNERS PL
COMMON
G25839104
3055
61300
SH
SOLE
1
61300
0
0
DRAGON JADE INTERNAT LTD
COMMON
G2830W104
0
462
SH
SOLE
1
462
0
0
EATON CORP PLC
COMMON
G29183103
5009
41694
SH
SOLE
1
41694
0
0
EVEREST RE GROUP LTD
COMMON
G3223R108
5603
23936
SH
SOLE
1
23936
0
0
GENPACT LTD
COMMON
G3922B107
188
4550
SH
SOLE
1
4550
0
0
HELEN OF TROY LTD
COMMON
G4388N106
2293
10320
SH
SOLE
1
10320
0
0
JAZZ PHARMACEUTICALS PLC
COMMON
G50871105
941
5700
SH
SOLE
1
5700
0
0
MARVELL TECHNOLOGY GROUP LTD
COMMON
G5876H105
10023
210841
SH
SOLE
1
210841
0
0
MEDTRONIC PLC
COMMON
G5960L103
22136
188970
SH
SOLE
1
188970
0
0
PAGSEGURO DIGITAL LTD-CL A
COMMON
G68707101
216
3800
SH
SOLE
1
3800
0
0
STERIS PLC
COMMON
G8473T100
2734
14425
SH
SOLE
1
14425
0
0
THIRD PT REINS LTD
COMMON
G8827U100
419
44050
SH
SOLE
1
44050
0
0
TRANE TECHNOLOGIES PLC
COMMON
G8994E103
9768
67291
SH
SOLE
1
67291
0
0
CHUBB LTD
COMMON
H1467J104
30376
197350
SH
SOLE
1
197350
0
0
GARMIN LTD
COMMON
H2906T109
13260
110814
SH
SOLE
1
110814
0
0
LOGITECH INTERNATIONAL SA
COMMON
H50430232
6492
66800
SH
SOLE
1
66800
0
0
TE CONNECTIVITY LTD
COMMON
H84989104
9119
75319
SH
SOLE
1
75319
0
0
GLOBANT SA
COMMON
L44385109
4097
18825
SH
SOLE
1
18825
0
0
ASML HOLDING NV
NY REG SHRS
N07059210
1964
4026
SH
SOLE
1
4026
0
0
LYONDELLBASELL INDUSTRIES NV
COMMON
N53745100
117
1275
SH
SOLE
1
1275
0
0
ABERDEEN INC CREDIT STRATEGIES
COMMON
003057106
3552
332573
SH
SOLE
1
0
332573
0
ADAMS DIVERSIFIED EQUITY ADX
COMMON
006212104
19545
1130413
SH
SOLE
1
0
1130413
0
APOLLO SR FLOATING RATE FD AFT
COMMON
037636107
7258
504018
SH
SOLE
1
0
504018
0
APOLLO TACTICAL INCOME FD AIF
COMMON
037638103
6529
450898
SH
SOLE
1
0
450898
0
BLACKROCK MUNICIPAL INC QUALIT
COMMON
092479104
2042
134620
SH
SOLE
1
0
134620
0
BLACKROCK CREDIT ALLOCATION IN
COMMON
092508100
71686
4873310
SH
SOLE
1
0
4873310
0
CENTER COAST MLP & INFRASTRUCT
COMMON
151461209
8
800
SH
SOLE
1
0
800
0
CLEARBRIDGE ENERGY MLP FD CEM
COMMON
184692200
3024
180244
SH
SOLE
1
0
180244
0
CREDIT SUISSE ASSET MANAGEMENT
COMMON
224916106
6392
2029208
SH
SOLE
1
0
2029208
0
CUSHING MLP & INF TOTAL RETURN
COMMON
231631300
13
603
SH
SOLE
1
0
603
0
CUSHING RENAISSANCE FD/THE SZC
COMMON
231647207
2759
75726
SH
SOLE
1
0
75726
0
DWS MUNICIPAL INCOME TRUST KTF
COMMON
233368109
12013
1032891
SH
SOLE
1
0
1032891
0
DELAWARE ENHANCED GLOBAL DIVD
COMMON
246060107
8299
852090
SH
SOLE
1
0
852090
0
DOUBLELINE INCOME SOLUTIO DSL
COMMON
258622109
5394
325340
SH
SOLE
1
0
325340
0
DOUBLELINE OPP CREDIT FD DBL
COMMON
258623107
35300
1796450
SH
SOLE
1
0
1796450
0
EATON VANCE FLOATING-RATE INC
COMMON
278279104
2388
181484
SH
SOLE
1
0
181484
0
FIRST TR ABERDEEN GLOBAL OPP I
COMMON
337319107
6786
643210
SH
SOLE
1
0
643210
0
FLAHERTY & CRUMRINE TOTAL RETU
COMMON
338479108
559
23630
SH
SOLE
1
0
23630
0
GENERAL AMERICAN INVESTORS CO
COMMON
368802104
29095
782321
SH
SOLE
1
0
782321
0
JOHN HANCOCK INCOME SECURITIES
COMMON
410123103
23432
1489616
SH
SOLE
1
0
1489616
0
JOHN HANCOCK INVESTORS TR JHI
COMMON
410142103
197
11379
SH
SOLE
1
0
11379
0
IVY HIGH INC OPPORTUNITIES FD
COMMON
465893105
8402
632670
SH
SOLE
1
0
632670
0
KAYNE ANDERSON MLP INVESTMENT
COMMON
486606106
155
26975
SH
SOLE
1
0
26975
0
MFS CHARTER INCOME TRUST MCR
COMMON
552727109
22818
2601802
SH
SOLE
1
0
2601802
0
MFS MULTIMARKET INCOME TRUST M
COMMON
552737108
927
151684
SH
SOLE
1
0
151684
0
MFS GOVERNMENT MARKETS INCOME
COMMON
552939100
5395
1175372
SH
SOLE
1
0
1175372
0
NEW AMERICA HIGH INC FD HYB
COMMON
641876800
6025
694173
SH
SOLE
1
0
694173
0
NUVEEN NY AMT-FREE MUNICIPAL I
COMMON
670656107
7064
522133
SH
SOLE
1
0
522133
0
NUVEEN AMT-FREE QUALITY MUNI I
COMMON
670657105
28648
1897191
SH
SOLE
1
0
1897191
0
NUVEEN MUNI 2021 TGT TRM FD NH
COMMON
670687102
26
2615
SH
SOLE
1
0
2615
0
NUVEEN NJ MUNI VALUE FD NJV
COMMON
670702109
213
15186
SH
SOLE
1
0
15186
0
NUVEEN NY MUNI VALUE FD 2 NYV
COMMON
670706100
282
19011
SH
SOLE
1
0
19011
0
NUVEEN MN QUALITY MUNI INC FD
COMMON
670734102
2364
159408
SH
SOLE
1
0
159408
0
NUVEEN MORTGAGE & INCOME FD JL
COMMON
670735109
22782
1152349
SH
SOLE
1
0
1152349
0
NUVEEN PA QUALITY MUNI INC FD
COMMON
670972108
4185
289223
SH
SOLE
1
0
289223
0
NUVEEN MI QUALITY MUNI INC FD
COMMON
670979103
1109
75118
SH
SOLE
1
0
75118
0
NUVEEN OHIO QUALITY INCOME MUN
COMMON
670980101
7235
462145
SH
SOLE
1
0
462145
0
PIONEER DIVERSIFIED HIGH INC T
COMMON
723653101
13767
946217
SH
SOLE
1
0
946217
0
PUTNAM PREMIER INCOME TRUST PP
COMMON
746853100
54502
11720862
SH
SOLE
1
0
11720862
0
PUTNAM MASTER INTERMEDIATE INC
COMMON
746909100
51140
12089753
SH
SOLE
1
0
12089753
0
PUTNAM MUNICIPAL OPPORTUNITIES
COMMON
746922103
809
59100
SH
SOLE
1
0
59100
0
TCW STRATEGIC INCOME FD TSI
COMMON
872340104
7160
1258281
SH
SOLE
1
0
1258281
0
TEMPLETON GLOBAL INCOME FUND G
COMMON
880198106
7760
1410840
SH
SOLE
1
0
1410840
0
WESTERN ASSET PREMIER BOND FUN
COMMON
957664105
7981
563228
SH
SOLE
1
0
563228
0
FIRST EAGLE SENIOR LOAN FSLF
COMMON
32010E100
2820
201875
SH
SOLE
1
0
201875
0
BLACKROCK CORE BOND TRUST BHK
COMMON
09249E101
20415
1252424
SH
SOLE
1
0
1252424
0
BLACKROCK CA MUNICIPAL INCOME
COMMON
09248E102
8025
563970
SH
SOLE
1
0
563970
0
BLACKROCK MUNIYIELD NY QUALITY
COMMON
09255E102
412
31000
SH
SOLE
1
0
31000
0
BLACKROCK MUNIYIELD QUALITY FD
COMMON
09254E103
5038
348647
SH
SOLE
1
0
348647
0
FIRST TR MORTGAGE INCOME FD FM
COMMON
33734E103
22722
1633297
SH
SOLE
1
0
1633297
0
INVESCO ADVANTAGE MUNI INC TRU
COMMON
46132E103
12208
1075560
SH
SOLE
1
0
1075560
0
CLOUGH GLOBAL OPP FD GLO
COMMON
18914E106
13006
1170634
SH
SOLE
1
0
1170634
0
KAYNE ANDERSON MIDSTREAM/ENERG
COMMON
48661E108
87
15126
SH
SOLE
1
0
15126
0
BNY MELLON STRATEGIC MUNI BOND
COMMON
09662E109
2668
338986
SH
SOLE
1
0
338986
0
FIRST TR HIGH INC LONG/SHORT F
COMMON
33738E109
21052
1425306
SH
SOLE
1
0
1425306
0
ABERDEEN GLOBAL DYNAMIC DIVD F
COMMON
00302M106
5338
511342
SH
SOLE
1
0
511342
0
ABERDEEN TOTAL DYNAMIC DIVD FD
COMMON
00326L100
7006
791664
SH
SOLE
1
0
791664
0
ALLIANCEBERNSTEIN HOLDING LP
COMMON
01881G106
1358
40200
SH
SOLE
1
0
40200
0
ALLIANZGI NFJ DIVD INTER NFJ
COMMON
01883A107
7177
533230
SH
SOLE
1
0
533230
0
ARES DYNAMIC CRED ALLOC FD AR
COMMON
04014F102
9852
689449
SH
SOLE
1
0
689449
0
BNYM STRATEGIC MUNICIPALS INC
COMMON
05588W108
1021
120229
SH
SOLE
1
0
120229
0
BARINGS GLOBAL SHORT DUR HI YL
COMMON
06760L100
9789
648703
SH
SOLE
1
0
648703
0
BLACKROCK INCOME TRUST INC BKT
COMMON
09247F100
50045
8244608
SH
SOLE
1
0
8244608
0
BLACKROCK MUNIC INCM INVS BBF
COMMON
09248H105
2476
185352
SH
SOLE
1
0
185352
0
BLACKROCK STRATEGIC MUNI TR BS
COMMON
09248T109
505
35396
SH
SOLE
1
0
35396
0
BLACKROCK NY MUNI INC TR II BF
COMMON
09249R102
182
12530
SH
SOLE
1
0
12530
0
BLACKROCK NY MUNI INC QLT TRUS
COMMON
09249U105
4453
326701
SH
SOLE
1
0
326701
0
BLACKROCK LONG-TERM MUNI ADVAN
COMMON
09250B103
5138
403939
SH
SOLE
1
0
403939
0
BLACKROCK MUNI INC INV QUALITY
COMMON
09250G102
601
40298
SH
SOLE
1
0
40298
0
BLACKROCK MUNIHOLDINGS FD MHD
COMMON
09253N104
173
10655
SH
SOLE
1
0
10655
0
BLACKROCK MUNIHOLDINGS FD II I
COMMON
09253P109
2479
164252
SH
SOLE
1
0
164252
0
BLACKROCK MUNIENHANCED FD MEN
COMMON
09253Y100
4091
341485
SH
SOLE
1
0
341485
0
BLACKROCK MUNIHOLDINGS QUALITY
COMMON
09254A101
6180
467460
SH
SOLE
1
0
467460
0
BLACKROCK MUNIHOLDINGS QUALITY
COMMON
09254C107
7706
564507
SH
SOLE
1
0
564507
0
BLACKROCK MUNIYIELD QUALITY FD
COMMON
09254G108
4806
343776
SH
SOLE
1
0
343776
0
BLACKROCK MUNIHOLDINGS INV QUA
COMMON
09254P108
4787
339977
SH
SOLE
1
0
339977
0
BLACKROCK MUNIYIELD INV QUALIT
COMMON
09254T100
2325
162030
SH
SOLE
1
0
162030
0
BLACKROCK MUNIYIELD MI QUALITY
COMMON
09254V105
5106
350473
SH
SOLE
1
0
350473
0
BLACKROCK MUNIHOLDINGS NJ QUAL
COMMON
09254X101
6092
421287
SH
SOLE
1
0
421287
0
BLACKROCK MUNIYIELD NJ FUND MY
COMMON
09254Y109
1203
83245
SH
SOLE
1
0
83245
0
BLACKROCK MUNIHOLDINGS NY QUAL
COMMON
09255C106
296
21000
SH
SOLE
1
0
21000
0
BLACKROCK MUNIYIELD PA QUALITY
COMMON
09255G107
771
51700
SH
SOLE
1
0
51700
0
BLACKROCK ENHANCED GOVERNMENT
COMMON
09255K108
23663
1758549
SH
SOLE
1
0
1758549
0
BLACKROCK DEBT STRATEGIES FD D
COMMON
09255R202
7710
737772
SH
SOLE
1
0
737772
0
BLACKSTONE LNG SHRT CRED INC F
COMMON
09257D102
9874
735752
SH
SOLE
1
0
735752
0
BLACKSTONE STRAT CREDIT FD BGB
COMMON
09257R101
10140
812485
SH
SOLE
1
0
812485
0
BNY MELLON HIGH YIELD STRATEGI
COMMON
09660L105
7853
2617819
SH
SOLE
1
0
2617819
0
CALAMOS LNG/SHRT EQ & DYN CPZ
COMMON
12812C106
3254
186707
SH
SOLE
1
0
186707
0
CLEARBRIDGE ENERGY MLP OPP FD
COMMON
18469P209
3525
262491
SH
SOLE
1
0
262491
0
CLEARBRIDGE ENERGY MLP TOTAL R
COMMON
18469Q207
836
57229
SH
SOLE
1
0
57229
0
CLOUGH GLOBAL DIV & INC FD GLV
COMMON
18913Y103
567
54735
SH
SOLE
1
0
54735
0
CLOUGH GLOBAL EQUITY FD GLQ
COMMON
18914C100
7977
581402
SH
SOLE
1
0
581402
0
COHEN & STEERS QUAL INC RLTY R
COMMON
19247L106
13599
1096717
SH
SOLE
1
0
1096717
0
COHEN & STEERS MLP INC AND ENE
COMMON
19249B106
20
8435
SH
SOLE
1
0
8435
0
CREDIT SUISSE HIGH YIELD BOND
COMMON
22544F103
7878
3455100
SH
SOLE
1
0
3455100
0
DTF TAX-FREE INCOME INC DTF
COMMON
23334J107
2048
137429
SH
SOLE
1
0
137429
0
DWS STRATEGIC MUNI INCOME KSM
COMMON
23342Q101
1416
124211
SH
SOLE
1
0
124211
0
DELAWARE INVS MN MUNI INC FD I
COMMON
24610V103
4430
337636
SH
SOLE
1
0
337636
0
DIVIDEND AND INCOME FUND DNI
COMMON
25538A204
706
62777
SH
SOLE
1
0
62777
0
DUFF & PHELPS UTILITY AND CORP
COMMON
26432K108
19294
1925513
SH
SOLE
1
0
1925513
0
DUFF & PHELPS SELECT ENERGY ML
COMMON
26433F207
24
4858
SH
SOLE
1
0
4858
0
EATON VANCE SR INCOME TR EVF
COMMON
27826S103
7217
1134747
SH
SOLE
1
0
1134747
0
EATON VANCE MUNICIPAL BOND FUN
COMMON
27827X101
377
27731
SH
SOLE
1
0
27731
0
EATON VANCE NEW YORK MUNI ENX
COMMON
27827Y109
4510
367274
SH
SOLE
1
0
367274
0
EATON VANCE LIMITED DURATION I
COMMON
27828H105
109269
8720584
SH
SOLE
1
0
8720584
0
EATON VANCE SHORT DUR DIVERSIF
COMMON
27828V104
87669
7092985
SH
SOLE
1
0
7092985
0
EATON VANCE HIGH INCOME 2021 E
COMMON
27829W101
125
12846
SH
SOLE
1
0
12846
0
FEDERATED PREMIER MUNI INC FD
COMMON
31423P108
724
48940
SH
SOLE
1
0
48940
0
FIDUCIARY/CLAYMORE MLP OPP FD
COMMON
31647Q205
159
27640
SH
SOLE
1
0
27640
0
FIRST TR INTER DUR PFD & FPF
COMMON
33718W103
1407
58484
SH
SOLE
1
0
58484
0
FIRST TRUST ENERGY INC AND GRO
COMMON
33738G104
87
8125
SH
SOLE
1
0
8125
0
FIRST TRUST MLP AND ENERGY INC
COMMON
33739B104
52
8893
SH
SOLE
1
0
8893
0
FIRST TRUST NEW OPPORTUNITIES
COMMON
33739M100
369
86429
SH
SOLE
1
0
86429
0
FRANKLIN LIMITED DURATION INCO
COMMON
35472T101
59062
6269840
SH
SOLE
1
0
6269840
0
GABELLI DIVD & INCOME TR GDV
COMMON
36242H104
20938
975674
SH
SOLE
1
0
975674
0
GOLDMAN SACHS MLP ENERGY GER
COMMON
38148G206
67
8834
SH
SOLE
1
0
8834
0
JOHN HANCOCK TAX-ADV GLB SHARE
COMMON
41013P749
6031
1090678
SH
SOLE
1
0
1090678
0
INSIGHT SELECT INCOME FD INSI
COMMON
45781W109
22957
1074756
SH
SOLE
1
0
1074756
0
INVESCO HIGH INCOME TR II VLT
COMMON
46131F101
3690
271530
SH
SOLE
1
0
271530
0
INVESCO SENIOR INCOME TR VVR
COMMON
46131H107
24
5986
SH
SOLE
1
0
5986
0
INVESCO MUNICIPAL TRUST VKQ
COMMON
46131J103
12417
968558
SH
SOLE
1
0
968558
0
INVESCO TRUST FOR INV GRADE MU
COMMON
46131M106
13220
1000791
SH
SOLE
1
0
1000791
0
INVESCO TR FOR INV GRADE NY MU
COMMON
46131T101
202
15500
SH
SOLE
1
0
15500
0
INVESCO MUNICIPAL OPPORTUNITY
COMMON
46132C107
10819
843952
SH
SOLE
1
0
843952
0
INVESCO PA VALUE MUNI INC TR V
COMMON
46132K109
1148
89960
SH
SOLE
1
0
89960
0
INVESCO BOND FUND VBF
COMMON
46132L107
9334
428546
SH
SOLE
1
0
428546
0
INVESCO VALUE MUNICIPAL INCOME
COMMON
46132P108
8576
547979
SH
SOLE
1
0
547979
0
INVESCO DYNAMIC CREDIT OPPORTU
COMMON
46132R104
16245
1512570
SH
SOLE
1
0
1512570
0
INVESCO QUALITY MUNICIPAL INCO
COMMON
46133G107
9868
756711
SH
SOLE
1
0
756711
0
INVESCO HIGH INC 2023 TARGET T
COMMON
46135X108
3958
469560
SH
SOLE
1
0
469560
0
INVESCO HIGH INC 2024 TARGET T
COMMON
46136K105
2309
264812
SH
SOLE
1
0
264812
0
KKR INCOME OPPORTUNITIES FD KI
COMMON
48249T106
6068
420519
SH
SOLE
1
0
420519
0
LAZARD GLOBAL TOTAL RETURN AND
COMMON
52106W103
3870
217307
SH
SOLE
1
0
217307
0
MFS INTERMEDIATE INCOME TRUST
COMMON
55273C107
42981
11281093
SH
SOLE
1
0
11281093
0
MACQUARIE GLBL INFRASTRUCTURE
COMMON
55608D101
18496
911582
SH
SOLE
1
0
911582
0
MFS INTERMEDIATE HIGH INCOME F
COMMON
59318T109
1540
606158
SH
SOLE
1
0
606158
0
NUVEEN MD PREMIUM INCOME MUNIC
COMMON
67061Q107
2359
167154
SH
SOLE
1
0
167154
0
NUVEEN QUALITY MUNICIPAL INC F
COMMON
67066V101
26129
1699992
SH
SOLE
1
0
1699992
0
NUVEEN CA DIVIDEND ADV MUNI NA
COMMON
67066Y105
311
20500
SH
SOLE
1
0
20500
0
NUVEEN SENIOR INC FD NSL
COMMON
67067Y104
423
81408
SH
SOLE
1
0
81408
0
NUVEEN NJ QUALITY MUNI INC FD
COMMON
67069Y102
11584
806113
SH
SOLE
1
0
806113
0
NUVEEN CA MUNI VALUE FD 2 NCB
COMMON
6706EB106
34
2203
SH
SOLE
1
0
2203
0
NUVEEN FLOATING RATE INC OPP F
COMMON
6706EN100
5776
666918
SH
SOLE
1
0
666918
0
NUVEEN MUNICIPAL CREDIT INC FD
COMMON
67070X101
397
24608
SH
SOLE
1
0
24608
0
NUVEEN AMT-FREE MUNI CREDIT IN
COMMON
67071L106
9483
565119
SH
SOLE
1
0
565119
0
NUVEEN GA DIV ADV MUN FD NKG
COMMON
67072B107
816
62457
SH
SOLE
1
0
62457
0
NUVEEN PREFERRED & INCOME SEC
COMMON
67072C105
35555
3654171
SH
SOLE
1
0
3654171
0
NUVEEN FLOATING RATE INC FD JF
COMMON
67072T108
1574
180145
SH
SOLE
1
0
180145
0
NUVEEN PREFERRED INCOME OPPORT
COMMON
67073B106
6532
687621
SH
SOLE
1
0
687621
0
NUVEEN CREDIT STRATEGIES INC F
COMMON
67073D102
16144
2550345
SH
SOLE
1
0
2550345
0
NUVEEN BUILD AMERICA BOND FD N
COMMON
67074C103
10101
425303
SH
SOLE
1
0
425303
0
NUVEEN SHORT DUR CREDIT OPP FD
COMMON
67074X107
8632
646093
SH
SOLE
1
0
646093
0
NUVEEN REAL ASSET INC & GRW JR
COMMON
67074Y105
7772
577417
SH
SOLE
1
0
577417
0
NUVEEN PFD & INCOME TERM FD JP
COMMON
67075A106
6403
260180
SH
SOLE
1
0
260180
0
NUVEEN GLOBAL HIGH INCOME FD J
COMMON
67075G103
20153
1295986
SH
SOLE
1
0
1295986
0
NUVEEN MULTI-MARKET INC FD JMM
COMMON
67075J107
27726
3856234
SH
SOLE
1
0
3856234
0
NUVEEN PERFD INCOME 2022 JPT
COMMON
67075T105
758
31148
SH
SOLE
1
0
31148
0
PGIM SHORT DURATION HI YLD FD
COMMON
69346H100
10440
696005
SH
SOLE
1
0
696005
0
PGIM GLOBAL SHORT DURATION HIG
COMMON
69346J106
30397
2091997
SH
SOLE
1
0
2091997
0
PIMCO ENRGY & TACT CRDT NRGX
COMMON
69346N107
146
18090
SH
SOLE
1
0
18090
0
PIMCO MUNICIPAL INCOME FD PMF
COMMON
72200R107
389
28095
SH
SOLE
1
0
28095
0
PIMCO STRATEGIC INCOME FUND RC
COMMON
72200X104
17870
2578711
SH
SOLE
1
0
2578711
0
PIONEER HIGH INCOME TR PHT
COMMON
72369H106
1872
209863
SH
SOLE
1
0
209863
0
PIONEER FLOATING RATE TR PHD
COMMON
72369J102
1282
125675
SH
SOLE
1
0
125675
0
RIVERNORTH DOUBLELINE STR OPP
COMMON
76882G107
336
23457
SH
SOLE
1
0
23457
0
ROYCE GLOBAL VALUE TRUST RGT
COMMON
78081T104
398
29758
SH
SOLE
1
0
29758
0
SPECIAL OPPORTUNITIES FUND INC
COMMON
84741T104
6414
455533
SH
SOLE
1
0
455533
0
TORTOISE ENERGY INFRASTRUCTURE
COMMON
89147L886
131
6530
SH
SOLE
1
0
6530
0
TORTOISE MLP FUND INC NTG
COMMON
89148B200
188
9148
SH
SOLE
1
0
9148
0
VERTICAL CAP INCOME FUND VCIF
COMMON
92535C104
729
74112
SH
SOLE
1
0
74112
0
VOYA GLBL ADV & PREM OPP FD IG
COMMON
92912R104
3090
353143
SH
SOLE
1
0
353143
0
VOYA PRIME RATE TR PPR
COMMON
92913A100
15018
3359638
SH
SOLE
1
0
3359638
0
WELLS FARGO INC OPPORTUNITIES
COMMON
94987B105
7678
940915
SH
SOLE
1
0
940915
0
WELLS FARGO MULTI-SECTOR INC F
COMMON
94987D101
1468
120945
SH
SOLE
1
0
120945
0
WESTERN ASSET HIGH INC OPP FD
COMMON
95766K109
5906
1193105
SH
SOLE
1
0
1193105
0
WA INFLATION - LINKED SEC & IN
COMMON
95766Q106
19953
1462829
SH
SOLE
1
0
1462829
0
WA INFLATION-LINKED OPP & INC
COMMON
95766R104
39474
3180791
SH
SOLE
1
0
3180791
0
WESTERN ASSET MUNI DEF OPP TRU
COMMON
95768A109
58
2790
SH
SOLE
1
0
2790
0
WESTERN ASSET HGH YLD DFN FD H
COMMON
95768B107
1190
77202
SH
SOLE
1
0
77202
0
WESTERN ASSET INV GRA DEF OPP
COMMON
95790A101
2215
99053
SH
SOLE
1
0
99053
0
WESTERN ASSET MORTGAGE DEFINED
COMMON
95790B109
5833
411351
SH
SOLE
1
0
411351
0