0000897101-16-003180.txt : 20161101
0000897101-16-003180.hdr.sgml : 20161101
20161101105337
ACCESSION NUMBER: 0000897101-16-003180
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161101
DATE AS OF CHANGE: 20161101
EFFECTIVENESS DATE: 20161101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC
CENTRAL INDEX KEY: 0000769317
IRS NUMBER: 411404829
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00180
FILM NUMBER: 161963633
BUSINESS ADDRESS:
STREET 1: 3300 IDS CENTER
STREET 2: 80 SOUTH EIGHTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 6123323223
MAIL ADDRESS:
STREET 1: 3300 IDS CENTER
STREET 2: 80 SOUTH EIGHTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000769317
XXXXXXXX
09-30-2016
09-30-2016
false
SIT INVESTMENT ASSOCIATES INC
3300 IDS Center
80 South Eighth Street
Minneapolis
MN
55402
13F HOLDINGS REPORT
028-00180
N
Paul E. Rasmussen
Vice President
612-331-3223
/s/ Paul E. Rasmussen
Minneapolis
MN
11-01-2016
1
449
3786684
1
0001086316
028-04373
SIT INVESTMENT FIXED INCOME ADVISORS INC
INFORMATION TABLE
2
infotable.xml
AFLAC INC
COMMON
001055102
199
2775
SH
SOLE
1
2775
0
0
ABBOTT LABORATORIES
COMMON
002824100
21930
518555
SH
SOLE
1
518555
0
0
AFFILIATED MANAGERS GROUP INC
COMMON
008252108
3267
22575
SH
SOLE
1
22575
0
0
ALASKA AIR GROUP INC
COMMON
011659109
5147
78150
SH
SOLE
1
78150
0
0
ALEXION PHARMACEUTICALS INC
COMMON
015351109
5005
40845
SH
SOLE
1
40845
0
0
ALIGN TECHNOLOGY INC
COMMON
016255101
3188
34000
SH
SOLE
1
34000
0
0
ALLSTATE CORP
COMMON
020002101
16160
233590
SH
SOLE
1
233590
0
0
AMAZON.COM INC
COMMON
023135106
670
800
SH
SOLE
1
800
0
0
AMETEK INC
COMMON
031100100
1147
24000
SH
SOLE
1
24000
0
0
ANIXTER INTERNATIONAL INC
COMMON
035290105
1403
21750
SH
SOLE
1
21750
0
0
APOGEE ENTERPRISES INC
COMMON
037598109
1312
29350
SH
SOLE
1
29350
0
0
APPLE INC
COMMON
037833100
52575
465060
SH
SOLE
1
465060
0
0
APPLIED MATERIALS INC
COMMON
038222105
39741
1318105
SH
SOLE
1
1318105
0
0
ARISTA NETWORKS INC
COMMON
040413106
4037
47450
SH
SOLE
1
47450
0
0
ASPEN TECHNOLOGY INC
COMMON
045327103
5229
111755
SH
SOLE
1
111755
0
0
AUTODESK INC
COMMON
052769106
1888
26100
SH
SOLE
1
26100
0
0
AVERY DENNISON CORP
COMMON
053611109
101
1300
SH
SOLE
1
1300
0
0
BANK OF NEW YORK MELLON CORP
COMMON
064058100
449
11270
SH
SOLE
1
11270
0
0
BECTON DICKINSON AND CO
COMMON
075887109
23210
129140
SH
SOLE
1
129140
0
0
BERKSHIRE HILLS BANCORP INC
COMMON
084680107
125
4525
SH
SOLE
1
4525
0
0
BIG LOTS INC
COMMON
089302103
96
2000
SH
SOLE
1
2000
0
0
BLACK HILLS CORP
COMMON
092113109
77
1250
SH
SOLE
1
1250
0
0
BLACKROCK CAPITAL CORP
COMMON
092533108
36
4350
SH
SOLE
1
4350
0
0
BLOCK H & R INC
COMMON
093671105
424
18300
SH
SOLE
1
18300
0
0
BOOZ ALLEN HAMILTON HLDG
COMMON
099502106
3269
103425
SH
SOLE
1
103425
0
0
BRINKER INTERNATIONAL INC
COMMON
109641100
898
17800
SH
SOLE
1
17800
0
0
BRISTOL-MYERS SQUIBB CO
COMMON
110122108
469
8700
SH
SOLE
1
8700
0
0
BUFFALO WILD WINGS INC
COMMON
119848109
927
6590
SH
SOLE
1
6590
0
0
CBS CORP CLASS B
COMMON
124857202
23607
431260
SH
SOLE
1
431260
0
0
CEB INC
COMMON
125134106
87
1600
SH
SOLE
1
1600
0
0
CNOOC LTD ADR
DEPOSITORY RECEI
126132109
158
1250
SH
SOLE
1
1250
0
0
CVS HEALTH CORPORATION
COMMON
126650100
42050
472525
SH
SOLE
1
472525
0
0
CAL MAINE FOODS INC
COMMON
128030202
37
950
SH
SOLE
1
950
0
0
CAPELLA EDUCATION CO
COMMON
139594105
1244
21425
SH
SOLE
1
21425
0
0
CARLISLE COS INC
COMMON
142339100
1664
16225
SH
SOLE
1
16225
0
0
CARTER'S INC
COMMON
146229109
965
11125
SH
SOLE
1
11125
0
0
CASEYS GENERAL STORES INC
COMMON
147528103
2068
17215
SH
SOLE
1
17215
0
0
CATERPILLAR INC
COMMON
149123101
302
3400
SH
SOLE
1
3400
0
0
CATO CORP
COMMON
149205106
58
1750
SH
SOLE
1
1750
0
0
CELGENE CORP
COMMON
151020104
10174
97330
SH
SOLE
1
97330
0
0
CENTURY CMNTYS INC
COMMON
156504300
892
41450
SH
SOLE
1
41450
0
0
CHEVRON CORP
COMMON
166764100
1147
11145
SH
SOLE
1
11145
0
0
CHIPOTLE MEXICAN GRILL INC
COMMON
169656105
2801
6614
SH
SOLE
1
6614
0
0
CIENA CORP
COMMON
171779309
6837
313610
SH
SOLE
1
313610
0
0
CITIGROUP INC
COMMON
172967424
300
6350
SH
SOLE
1
6350
0
0
CLARCOR INC
COMMON
179895107
1332
20500
SH
SOLE
1
20500
0
0
COCA-COLA CO/THE
COMMON
191216100
1381
32625
SH
SOLE
1
32625
0
0
COGNIZANT TECH SOLUTIONS
CL A
192446102
7016
147060
SH
SOLE
1
147060
0
0
COLUMBIA BKG SYS INC
COMMON
197236102
106
3250
SH
SOLE
1
3250
0
0
COMMERCIAL METALS CO
COMMON
201723103
41
2550
SH
SOLE
1
2550
0
0
CONNECTICUT WTR SVC INC
COMMON
207797101
55
1100
SH
SOLE
1
1100
0
0
CONTINENTAL RESOURCES INC
COMMON
212015101
3838
73860
SH
SOLE
1
73860
0
0
CRANE CO
COMMON
224399105
1728
27425
SH
SOLE
1
27425
0
0
DST SYS INC DEL
COMMON
233326107
3207
27200
SH
SOLE
1
27200
0
0
DTE ENERGY CO
COMMON
233331107
28034
299290
SH
SOLE
1
299290
0
0
DANAHER CORP
COMMON
235851102
1984
25315
SH
SOLE
1
25315
0
0
DELTA AIR LINES INC
COMMON
247361702
26079
662570
SH
SOLE
1
662570
0
0
DELUXE CORP
COMMON
248019101
1348
20175
SH
SOLE
1
20175
0
0
DONEGAL GROUP INC-CL A
COMMON
257701201
85
5300
SH
SOLE
1
5300
0
0
DONNELLEY R R & SONS CO
COMMON
257867200
1148
73050
SH
SOLE
1
73050
0
0
DOW CHEM CO
COMMON
260543103
23014
444025
SH
SOLE
1
444025
0
0
DUKE REALTY CORP
COMMON
264411505
12693
464450
SH
SOLE
1
464450
0
0
DUNKIN BRANDS GROUP INC
COMMON
265504100
5645
108400
SH
SOLE
1
108400
0
0
ECOLAB INC
COMMON
278865100
13721
112725
SH
SOLE
1
112725
0
0
ELECTRONIC ARTS INC
COMMON
285512109
4002
46865
SH
SOLE
1
46865
0
0
EMERSON ELECTRIC CO
COMMON
291011104
231
4240
SH
SOLE
1
4240
0
0
EQUIFAX INC
COMMON
294429105
6154
45730
SH
SOLE
1
45730
0
0
ETHAN ALLEN INTERIORS INC
COMMON
297602104
1289
41225
SH
SOLE
1
41225
0
0
EURONET WORLDWIDE INC
COMMON
298736109
5757
70350
SH
SOLE
1
70350
0
0
FRANKLIN RESOURCES INC
COMMON
354613101
381
10700
SH
SOLE
1
10700
0
0
GALLAGHER ARTHUR J & CO
COMMON
363576109
4665
91705
SH
SOLE
1
91705
0
0
GENERAL ELECTRIC CO
COMMON
369604103
25609
864595
SH
SOLE
1
864595
0
0
GENERAL MILLS INC
COMMON
370334104
767
12000
SH
SOLE
1
12000
0
0
GENUINE PARTS CO
COMMON
372460105
15
150
SH
SOLE
1
150
0
0
GILEAD SCIENCES INC
COMMON
375558103
26114
330055
SH
SOLE
1
330055
0
0
GILDAN ACTIVEWEAR INC
COMMON
375916103
618
22100
SH
SOLE
1
22100
0
0
GODADDY INC-CLASS A
COMMON
380237107
722
20900
SH
SOLE
1
20900
0
0
GRACO INC
COMMON
384109104
48
650
SH
SOLE
1
650
0
0
HSBC HOLDINGS PLC ADR
DEPOSITORY RECEI
404280406
2219
58990
SH
SOLE
1
58990
0
0
HANESBRANDS INC
COMMON
410345102
14729
583310
SH
SOLE
1
583310
0
0
HARTFORD FINL SVCS GROUP
COMMON
416515104
22704
530225
SH
SOLE
1
530225
0
0
HEALTHCARE SERVICES GRP INC
COMMON
421906108
2252
56900
SH
SOLE
1
56900
0
0
HEALTHSOUTH CORP
COMMON
421924309
145
3575
SH
SOLE
1
3575
0
0
HOME DEPOT INC
COMMON
437076102
45015
349824
SH
SOLE
1
349824
0
0
HONEYWELL INTERNATIONAL INC
COMMON
438516106
30270
259625
SH
SOLE
1
259625
0
0
HORACE MANN EDUCATORS COR
COMMON
440327104
128
3500
SH
SOLE
1
3500
0
0
HUBBELL INC
COMMON
443510607
1209
11225
SH
SOLE
1
11225
0
0
HUMANA INC
COMMON
444859102
2390
13510
SH
SOLE
1
13510
0
0
HUNTSMAN CORP
COMMON
447011107
40
2475
SH
SOLE
1
2475
0
0
IBERDROLA SA ADR
DEPOSITORY RECEI
450737101
1584
58355
SH
SOLE
1
58355
0
0
ING GROEP N V ADR
DEPOSITORY RECEI
456837103
3083
249815
SH
SOLE
1
249815
0
0
INGREDION INC
COMMON
457187102
106
800
SH
SOLE
1
800
0
0
INTEL CORP
COMMON
458140100
47240
1251395
SH
SOLE
1
1251395
0
0
INTERNATIONAL PAPER CO
COMMON
460146103
17795
370875
SH
SOLE
1
370875
0
0
IONIS PHARMACEUTICALS INC
COMMON
462222100
1104
30125
SH
SOLE
1
30125
0
0
ITC HOLDINGS CORP
COMMON
465685105
1258
27075
SH
SOLE
1
27075
0
0
JOHNSON & JOHNSON
COMMON
478160104
62168
526270
SH
SOLE
1
526270
0
0
KEYCORP
COMMON
493267108
20040
1646675
SH
SOLE
1
1646675
0
0
KIMBERLY CLARK CORP
COMMON
494368103
24127
191275
SH
SOLE
1
191275
0
0
KINDRED HEALTHCARE INC
COMMON
494580103
812
79500
SH
SOLE
1
79500
0
0
KINGSTONE COS INC
COMMON
496719105
110
11900
SH
SOLE
1
11900
0
0
LAUDER ESTEE COS INC
COMMON
518439104
6605
74585
SH
SOLE
1
74585
0
0
LEGG MASON INC
COMMON
524901105
28131
840225
SH
SOLE
1
840225
0
0
LINCOLN ELECTRIC HLDGS INC
COMMON
533900106
910
14525
SH
SOLE
1
14525
0
0
LOCKHEED MARTIN CORP
COMMON
539830109
14545
60675
SH
SOLE
1
60675
0
0
MSA SAFETY INC
COMMON
553498106
241
4150
SH
SOLE
1
4150
0
0
MANHATTAN ASSOCIATES INC
COMMON
562750109
2434
42250
SH
SOLE
1
42250
0
0
MANTECH INTL CORP
COMMON
564563104
831
22050
SH
SOLE
1
22050
0
0
MARSH & MCLENNAN COS INC
COMMON
571748102
1074
15965
SH
SOLE
1
15965
0
0
MARRIOTT INTERNATIONAL INC/DE
CL A
571903202
5489
81522
SH
SOLE
1
81522
0
0
MARTEN TRANSPORT LTD
COMMON
573075108
812
38650
SH
SOLE
1
38650
0
0
MCDONALDS CORP
COMMON
580135101
311
2700
SH
SOLE
1
2700
0
0
MICROSOFT CORP
COMMON
594918104
78305
1359465
SH
SOLE
1
1359465
0
0
MONOLITHIC PWR SYS INC
COMMON
609839105
1391
17275
SH
SOLE
1
17275
0
0
MOODYS CORP
COMMON
615369105
801
7400
SH
SOLE
1
7400
0
0
MURPHY USA INC
COMMON
626755102
84
1175
SH
SOLE
1
1175
0
0
NATIONAL GEN HLDGS CORP
COMMON
636220303
772
34700
SH
SOLE
1
34700
0
0
NEENAH PAPER INC
COMMON
640079109
97
1225
SH
SOLE
1
1225
0
0
NESTLE SA-SPONS ADR
DEPOSITORY RECEI
641069406
3190
40370
SH
SOLE
1
40370
0
0
NEW JERSEY RESOURCES CORP
COMMON
646025106
100
3050
SH
SOLE
1
3050
0
0
NICE SYSTEMS LTD ADR
DEPOSITORY RECEI
653656108
246
3675
SH
SOLE
1
3675
0
0
NIKE INC
CL B
654106103
6018
114305
SH
SOLE
1
114305
0
0
OCCIDENTAL PETROLEUM CORP
COMMON
674599105
27241
373580
SH
SOLE
1
373580
0
0
OLD NATL BANCORP IND
COMMON
680033107
89
6350
SH
SOLE
1
6350
0
0
ON ASSIGNMENT INC
COMMON
682159108
2177
60000
SH
SOLE
1
60000
0
0
PACWEST BANCORP DEL
COMMON
695263103
1309
30500
SH
SOLE
1
30500
0
0
PATTERSON COS INC
COMMON
703395103
891
19400
SH
SOLE
1
19400
0
0
PEPSICO INC
COMMON
713448108
48623
447025
SH
SOLE
1
447025
0
0
PERKINELMER INC
COMMON
714046109
847
15100
SH
SOLE
1
15100
0
0
PFIZER INC
COMMON
717081103
49642
1465660
SH
SOLE
1
1465660
0
0
PHILIP MORRIS INTERNATIONAL IN
COMMON
718172109
16132
165935
SH
SOLE
1
165935
0
0
PIONEER NAT RES CO
COMMON
723787107
427
2300
SH
SOLE
1
2300
0
0
POLARIS INDUSTRIES INC
COMMON
731068102
9457
122120
SH
SOLE
1
122120
0
0
POTLATCH CORP NEW
COMMON
737630103
78
2000
SH
SOLE
1
2000
0
0
POWER INTEGRATIONS INC
COMMON
739276103
161
2550
SH
SOLE
1
2550
0
0
PRICELINE.COM INC
COMMON
741503403
9731
6613
SH
SOLE
1
6613
0
0
PROCTER & GAMBLE CO
COMMON
742718109
31680
352985
SH
SOLE
1
352985
0
0
PRUDENTIAL FINANCIAL INC
COMMON
744320102
2865
35090
SH
SOLE
1
35090
0
0
RAYTHEON CO
COMMON
755111507
26664
195870
SH
SOLE
1
195870
0
0
REALTY INCOME CORP
COMMON
756109104
15225
227475
SH
SOLE
1
227475
0
0
ROCHE HLDG LTD- SPONS ADR
DEPOSITORY RECEI
771195104
2225
71840
SH
SOLE
1
71840
0
0
ROYAL DUTCH SHELL PLC ADR
DEPOSITORY RECEI
780259107
222
4200
SH
SOLE
1
4200
0
0
ROYAL DUTCH SHELL PLC-ADR
DEPOSITORY RECEI
780259206
403
8050
SH
SOLE
1
8050
0
0
RYDER SYS INC
COMMON
783549108
14867
225425
SH
SOLE
1
225425
0
0
SASOL LTD - ADR
DEPOSITORY RECEI
803866300
83
3050
SH
SOLE
1
3050
0
0
SCHLUMBERGER LTD
COMMON
806857108
23438
298045
SH
SOLE
1
298045
0
0
SCOTTS MIRACLE GRO CO
COMMON
810186106
20666
248175
SH
SOLE
1
248175
0
0
SERVICE CORP INTL
COMMON
817565104
2128
80175
SH
SOLE
1
80175
0
0
SIEMENS A G - ADR
DEPOSITORY RECEI
826197501
887
7560
SH
SOLE
1
7560
0
0
JM SMUCKER CO
COMMON
832696405
15658
115525
SH
SOLE
1
115525
0
0
SNAP-ON INC
COMMON
833034101
17830
117335
SH
SOLE
1
117335
0
0
SOUTHERN CO
COMMON
842587107
16283
317400
SH
SOLE
1
317400
0
0
STANLEY BLACK & DECKER INC
COMMON
854502101
11419
92850
SH
SOLE
1
92850
0
0
STARBUCKS CORP
COMMON
855244109
25774
476070
SH
SOLE
1
476070
0
0
STORE CAP CORP
COMMON
862121100
91
3100
SH
SOLE
1
3100
0
0
SUNCOR ENERGY INC
COMMON
867224107
23394
842100
SH
SOLE
1
842100
0
0
TJX COS INC
COMMON
872540109
28358
379215
SH
SOLE
1
379215
0
0
TAIWAN SEMICONDUCTOR ADR
DEPOSITORY RECEI
874039100
80
2600
SH
SOLE
1
2600
0
0
TAKE-TWO INTERACTIVE SOFTWARE
COMMON
874054109
1503
33350
SH
SOLE
1
33350
0
0
TAL ED GROUP ADR
DEPOSITORY RECEI
874080104
553
7800
SH
SOLE
1
7800
0
0
TANDEM DIABETES CARE INC
COMMON
875372104
869
113500
SH
SOLE
1
113500
0
0
TATA MOTORS LTD-SPON ADR
DEPOSITORY RECEI
876568502
371
9275
SH
SOLE
1
9275
0
0
TELEFLEX INC
COMMON
879369106
103
610
SH
SOLE
1
610
0
0
TENNECO INC
COMMON
880349105
1229
21100
SH
SOLE
1
21100
0
0
TEVA PHARMACEUTICAL-SP ADR
DEPOSITORY RECEI
881624209
18059
392500
SH
SOLE
1
392500
0
0
THERMO FISHER SCIENTIFIC INC
COMMON
883556102
7437
46755
SH
SOLE
1
46755
0
0
THOR INDS INC
COMMON
885160101
1762
20800
SH
SOLE
1
20800
0
0
TIME INC
COMMON
887228104
104
7200
SH
SOLE
1
7200
0
0
TIME WARNER INC
COMMON
887317303
18068
226955
SH
SOLE
1
226955
0
0
TORO CO
COMMON
891092108
104
2230
SH
SOLE
1
2230
0
0
TUPPERWARE BRANDS CORP
COMMON
899896104
8405
128575
SH
SOLE
1
128575
0
0
US BANCORP
COMMON
902973304
20845
486015
SH
SOLE
1
486015
0
0
UMPQUA HLDGS CORP
COMMON
904214103
50
3325
SH
SOLE
1
3325
0
0
UNIBAIL-RODAMCO SE-ADR
DEPOSITORY RECEI
904587102
879
32720
SH
SOLE
1
32720
0
0
UNION PACIFIC CORP
COMMON
907818108
21578
221240
SH
SOLE
1
221240
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
16106
147275
SH
SOLE
1
147275
0
0
UNITED TECHNOLOGIES CORP
COMMON
913017109
24246
238645
SH
SOLE
1
238645
0
0
VERMILION ENERGY INC
COMMON
923725105
79
2050
SH
SOLE
1
2050
0
0
WABTEC CORP/DE
COMMON
929740108
1127
13800
SH
SOLE
1
13800
0
0
WATSCO INC
COMMON
942622200
60
425
SH
SOLE
1
425
0
0
WELLS FARGO & CO
COMMON
949746101
2636
59520
SH
SOLE
1
59520
0
0
WESTERN REFINING INC
COMMON
959319104
1126
42550
SH
SOLE
1
42550
0
0
WESTPAC BANKING CORP-ADR
DEPOSITORY RECEI
961214301
109
4800
SH
SOLE
1
4800
0
0
XILINX INC
COMMON
983919101
8063
148375
SH
SOLE
1
148375
0
0
ZURICH INS GROUP LTD-ADR
DEPOSITORY RECEI
989825104
852
33150
SH
SOLE
1
33150
0
0
DUN & BRADSTREET CORP DEL
COMMON
26483E100
85
625
SH
SOLE
1
625
0
0
PETROCHINA CO LTD ADR
DEPOSITORY RECEI
71646E100
154
2300
SH
SOLE
1
2300
0
0
COVANTA HLDG CORP
COMMON
22282E102
72
4700
SH
SOLE
1
4700
0
0
TARGET CORP
COMMON
87612E106
24237
352900
SH
SOLE
1
352900
0
0
TRAVELERS COS INC/THE
COMMON
89417E109
584
5100
SH
SOLE
1
5100
0
0
ABBVIE INC
COMMON
00287Y109
30932
490445
SH
SOLE
1
490445
0
0
ACADIA HEALTHCARE COMPANY
COMMON
00404A109
3597
72600
SH
SOLE
1
72600
0
0
ADOBE SYSTEMS INC
COMMON
00724F101
10844
99905
SH
SOLE
1
99905
0
0
ADVISORY BRD CO
COMMON
00762W107
1252
27975
SH
SOLE
1
27975
0
0
ALIBABA GROUP HOLDING LTD ADR
DEPOSITORY RECEI
01609W102
518
4900
SH
SOLE
1
4900
0
0
ALPHABET INC
CL C
02079K107
11064
14234
SH
SOLE
1
14234
0
0
ALPHABET INC
CL A
02079K305
26364
32788
SH
SOLE
1
32788
0
0
AMBEV SA ADR
DEPOSITORY RECEI
02319V103
180
29500
SH
SOLE
1
29500
0
0
AMERIPRISE FINANCIAL INC
COMMON
03076C106
2224
22295
SH
SOLE
1
22295
0
0
AMSURG CORP
COMMON
03232P405
4348
64850
SH
SOLE
1
64850
0
0
ANHEUSER BUSCH INBEV SA/N ADR
DEPOSITORY RECEI
03524A108
4941
37600
SH
SOLE
1
37600
0
0
ANSYS INC
COMMON
03662Q105
7536
81375
SH
SOLE
1
81375
0
0
APPLIED INDL TECHNOLOGIES
COMMON
03820C105
61
1300
SH
SOLE
1
1300
0
0
ATHENAHEALTH INC
COMMON
04685W103
776
6150
SH
SOLE
1
6150
0
0
BCE INC
COMMON
05534B760
15468
334950
SH
SOLE
1
334950
0
0
BANCO SANTANDER CHILE ADR
DEPOSITORY RECEI
05965X109
114
5500
SH
SOLE
1
5500
0
0
BANKUNITED INC
COMMON
06652K103
94
3125
SH
SOLE
1
3125
0
0
BIOGEN INC
COMMON
09062X103
1524
4870
SH
SOLE
1
4870
0
0
BIO-TECHNE CORP
COMMON
09073M104
961
8775
SH
SOLE
1
8775
0
0
BRIXMOR PPTY GROUP INC
COMMON
11120U105
25937
933330
SH
SOLE
1
933330
0
0
BROADRIDGE FINANCIAL SOLUTIONS
COMMON
11133T103
88
1300
SH
SOLE
1
1300
0
0
CARDINAL HEALTH INC
COMMON
14149Y108
26017
334840
SH
SOLE
1
334840
0
0
CELLDEX THERAPEUTICS INC
COMMON
15117B103
98
24275
SH
SOLE
1
24275
0
0
CENTENE CORP
COMMON
15135B101
3026
45185
SH
SOLE
1
45185
0
0
CENTERPOINT ENERGY INC
COMMON
15189T107
22279
959075
SH
SOLE
1
959075
0
0
CHIMERA INVT CORP
COMMON
16934Q208
48
3000
SH
SOLE
1
3000
0
0
CHINA LIFE INS CO LTD ADR
DEPOSITORY RECEI
16939P106
101
7700
SH
SOLE
1
7700
0
0
CHINA MOBILE LIMITED - ADR
DEPOSITORY RECEI
16941M109
455
7400
SH
SOLE
1
7400
0
0
CINEMARK HOLDINGS INC
COMMON
17243V102
3393
88625
SH
SOLE
1
88625
0
0
COMSCORE INC
COMMON
20564W105
1409
45950
SH
SOLE
1
45950
0
0
DIAGEO PLC ADR
DEPOSITORY RECEI
25243Q205
5607
48320
SH
SOLE
1
48320
0
0
EOG RESOURCES INC
COMMON
26875P101
1339
13845
SH
SOLE
1
13845
0
0
EQT CORP
COMMON
26884L109
450
6200
SH
SOLE
1
6200
0
0
EAST WEST BANCORP INC
COMMON
27579R104
459
12500
SH
SOLE
1
12500
0
0
ECHO GLOBAL LOGISTICS INC
COMMON
27875T101
683
29600
SH
SOLE
1
29600
0
0
EMBRAER SA ADR
DEPOSITORY RECEI
29082A107
76
4400
SH
SOLE
1
4400
0
0
EMCOR GROUP INC
COMMON
29084Q100
2261
37925
SH
SOLE
1
37925
0
0
EQUITY LIFESTYLE PPTYS INC
COMMON
29472R108
100
1300
SH
SOLE
1
1300
0
0
EVERCORE PARTNERS INC-CL A
COMMON
29977A105
52
1000
SH
SOLE
1
1000
0
0
EXPRESS SCRIPTS HOLDING CO
COMMON
30219G108
959
13600
SH
SOLE
1
13600
0
0
EXXON MOBIL CORP
COMMON
30231G102
946
10835
SH
SOLE
1
10835
0
0
FACEBOOK INC-A
COMMON
30303M102
10853
84610
SH
SOLE
1
84610
0
0
FARMLAND PARTNERS INC
COMMON
31154R109
81
7275
SH
SOLE
1
7275
0
0
FEDEX CORP
COMMON
31428X106
21882
125270
SH
SOLE
1
125270
0
0
FIRST REPUBLIC BANK/CA
COMMON
33616C100
4272
55400
SH
SOLE
1
55400
0
0
GOLDMAN SACHS GROUP INC
COMMON
38141G104
3913
24265
SH
SOLE
1
24265
0
0
HDFC BANK LTD-ADR
DEPOSITORY RECEI
40415F101
259
3600
SH
SOLE
1
3600
0
0
HALOZYME THERAPEUTICS INC
COMMON
40637H109
995
82350
SH
SOLE
1
82350
0
0
ICF INTL INC
COMMON
44925C103
882
19900
SH
SOLE
1
19900
0
0
ITT INC
COMMON
45073V108
1126
31425
SH
SOLE
1
31425
0
0
IDEX CORP
COMMON
45167R104
1261
13475
SH
SOLE
1
13475
0
0
INCYTE CORP
COMMON
45337C102
3410
36160
SH
SOLE
1
36160
0
0
INNOPHOS HOLDINGS INC
COMMON
45774N108
63
1625
SH
SOLE
1
1625
0
0
INTERCONTINENTALEXCHANGE INC
COMMON
45866F104
1535
5700
SH
SOLE
1
5700
0
0
ISHARES MSCI INDIA ETF
COMMON
46429B598
862
29300
SH
SOLE
1
29300
0
0
JPMORGAN CHASE & CO
COMMON
46625H100
44220
664070
SH
SOLE
1
664070
0
0
JANUS CAPITAL GROUP INC
COMMON
47102X105
75
5325
SH
SOLE
1
5325
0
0
JD.COM INC ADR
DEPOSITORY RECEI
47215P106
260
9975
SH
SOLE
1
9975
0
0
K2M GROUP HLDGS INC
COMMON
48273J107
1952
109800
SH
SOLE
1
109800
0
0
LIFE STORAGE INC
COMMON
53223X107
13072
146975
SH
SOLE
1
146975
0
0
MKS INSTRUMENTS INC
COMMON
55306N104
553
11125
SH
SOLE
1
11125
0
0
MACOM TECH SOLUTIONS HLDG
COMMON
55405Y100
1503
35500
SH
SOLE
1
35500
0
0
MACQUARIE INFRASTRUCTURE CORP
COMMON
55608B105
25679
308495
SH
SOLE
1
308495
0
0
MACYS INC
COMMON
55616P104
3058
82525
SH
SOLE
1
82525
0
0
MARATHON PETROLEUM CORP
COMMON
56585A102
19805
487935
SH
SOLE
1
487935
0
0
MERCK & CO INC
COMMON
58933Y105
18564
297447
SH
SOLE
1
297447
0
0
MONOGRAM RESIDENTIAL TRUST INC
COMMON
60979P105
71
6700
SH
SOLE
1
6700
0
0
MONSANTO CO
COMMON
61166W101
307
3000
SH
SOLE
1
3000
0
0
MOSAIC CO/THE
COMMON
61945C103
251
10250
SH
SOLE
1
10250
0
0
NEXTERA ENERGY INC
COMMON
65339F101
29389
240260
SH
SOLE
1
240260
0
0
NXSTAGE MEDICAL INC
COMMON
67072V103
440
17600
SH
SOLE
1
17600
0
0
ORACLE CORP
COMMON
68389X105
2711
69030
SH
SOLE
1
69030
0
0
ORBITAL ATK INC
COMMON
68557N103
14905
195525
SH
SOLE
1
195525
0
0
PAYPAL HLDGS INC
COMMON
70450Y103
2902
70825
SH
SOLE
1
70825
0
0
PHYSICIANS RLTY TR
COMMON
71943U104
1797
83425
SH
SOLE
1
83425
0
0
PINNACLE FOODS INC
COMMON
72348P104
971
19350
SH
SOLE
1
19350
0
0
PROVIDENT FINL SVCS INC
COMMON
74386T105
124
5825
SH
SOLE
1
5825
0
0
RELX NV-SPON ADR
DEPOSITORY RECEI
75955B102
1370
76690
SH
SOLE
1
76690
0
0
SBA COMMUNICATIONS CORP
COMMON
78388J106
7123
63505
SH
SOLE
1
63505
0
0
SENSIENT TECHNOLOGIES COR
COMMON
81725T100
121
1600
SH
SOLE
1
1600
0
0
SKYWORKS SOLUTIONS INC
COMMON
83088M102
23948
314530
SH
SOLE
1
314530
0
0
SOUTHERN COPPER CORP
COMMON
84265V105
74
2800
SH
SOLE
1
2800
0
0
SPIRE INC
COMMON
84857L101
1165
18275
SH
SOLE
1
18275
0
0
SYNCHRONOSS TECHNOLOGIES
COMMON
87157B103
2245
54525
SH
SOLE
1
54525
0
0
SYNAPTICS INC
COMMON
87157D109
1579
26950
SH
SOLE
1
26950
0
0
SYNCHRONY FINANCIAL
COMMON
87165B103
22204
793005
SH
SOLE
1
793005
0
0
TEAM HEALTH HOLDINGS INC
COMMON
87817A107
1185
36400
SH
SOLE
1
36400
0
0
3M CO
COMMON
88579Y101
6872
38995
SH
SOLE
1
38995
0
0
TORTOISE ENERGY INFRSTRCT
COMMON
89147L100
13681
444902
SH
SOLE
1
444902
0
0
ULTA SALON COSMETICS & FRAG
COMMON
90384S303
8221
34545
SH
SOLE
1
34545
0
0
ULTIMATE SOFTWARE GROUP INC
COMMON
90385D107
8082
39540
SH
SOLE
1
39540
0
0
UNITEDHEALTH GROUP INC
COMMON
91324P102
32246
230330
SH
SOLE
1
230330
0
0
VWR CORP
COMMON
91843L103
1462
51550
SH
SOLE
1
51550
0
0
VAIL RESORTS INC
COMMON
91879Q109
1831
11670
SH
SOLE
1
11670
0
0
VEOLIA ENVIRONNEMENT ADR
DEPOSITORY RECEI
92334N103
1010
43880
SH
SOLE
1
43880
0
0
VERIZON COMMUNICATIONS INC
COMMON
92343V104
63768
1226770
SH
SOLE
1
1226770
0
0
VERTEX PHARMACEUTICALS INC
COMMON
92532F100
863
9900
SH
SOLE
1
9900
0
0
VISA INC
COMMON
92826C839
32255
390030
SH
SOLE
1
390030
0
0
WEC ENERGY GROUP INC
COMMON
92939U106
21157
353320
SH
SOLE
1
353320
0
0
WASTE CONNECTIONS INC
COMMON
94106B101
7153
95750
SH
SOLE
1
95750
0
0
ZIMMER BIOMET HLDGS INC
COMMON
98956P102
24562
188910
SH
SOLE
1
188910
0
0
ALLERGAN PLC
COMMON
G0177J108
7582
32922
SH
SOLE
1
32922
0
0
AMBARELLA INC
COMMON
G037AX101
2234
30350
SH
SOLE
1
30350
0
0
ACCENTURE PLC
COMMON
G1151C101
28906
236605
SH
SOLE
1
236605
0
0
CARDTRONICS INC
COMMON
G1991C105
5280
118375
SH
SOLE
1
118375
0
0
COCA-COLA EUROPEAN PARTNERS PL
COMMON
G25839104
2641
66200
SH
SOLE
1
66200
0
0
DELPHI AUTOMOTIVE PLC
COMMON
G27823106
16009
224465
SH
SOLE
1
224465
0
0
EVEREST RE GROUP LTD
COMMON
G3223R108
7224
38025
SH
SOLE
1
38025
0
0
FRESH DEL MONTE PRODUCE INC
COMMON
G36738105
114
1900
SH
SOLE
1
1900
0
0
GENPACT LIMITED
COMMON
G3922B107
920
38400
SH
SOLE
1
38400
0
0
INGERSOLL-RAND COMPANY LTD
CL A
G47791101
14322
210800
SH
SOLE
1
210800
0
0
INVESCO LTD
COMMON
G491BT108
28901
924225
SH
SOLE
1
924225
0
0
JAZZ PHARMACEUTICALS PLC
COMMON
G50871105
1166
9600
SH
SOLE
1
9600
0
0
JOHNSON CONTROLS INTL PLC
COMMON
G51502105
2182
46890
SH
SOLE
1
46890
0
0
MEDTRONIC PLC
COMMON
G5960L103
61292
709400
SH
SOLE
1
709400
0
0
NIELSEN HOLDINGS PLC
COMMON
G6518L108
29787
556045
SH
SOLE
1
556045
0
0
STERIS PLC
COMMON
G84720104
2487
34025
SH
SOLE
1
34025
0
0
VALIDUS HOLDINGS LTD
COMMON
G9319H102
10226
205257
SH
SOLE
1
205257
0
0
GOLAR LNG LTD BERMUDA
COMMON
G9456A100
20
950
SH
SOLE
1
950
0
0
XL GROUP PLC
COMMON
G98294104
10364
308175
SH
SOLE
1
308175
0
0
CHUBB CORP
COMMON
H1467J104
20267
161295
SH
SOLE
1
161295
0
0
ORION ENGINEERED CARBONS
COMMON
L72967109
138
7375
SH
SOLE
1
7375
0
0
ASML HOLDING NV
NY REG SHS
N07059210
312
2850
SH
SOLE
1
2850
0
0
MOBILEYE N V AMSTELVEEN
COMMON
N51488117
2212
51950
SH
SOLE
1
51950
0
0
LYONDELLBASELL INDUSTRIES
COMMON
N53745100
20222
250708
SH
SOLE
1
250708
0
0
BROADCOM LIMITED
COMMON
Y09827109
49597
287485
SH
SOLE
1
287485
0
0
ADVENT CLAYMORE CV SEC AND INC
COMMON
007639107
2431
422077
SH
SOLE
1
0
422077
0
ALLIANZGI CONVERTIBLE & INCOME
COMMON
018825109
5374
906294
SH
SOLE
1
0
906294
0
ALLIANZGI CONVERTIBLE & INCOME
COMMON
018828103
5115
757755
SH
SOLE
1
0
757755
0
BLACKROCK MUNICIPAL INC QUALIT
COMMON
092479104
464
29629
SH
SOLE
1
0
29629
0
BLACKROCK CREDIT ALLOCATION IN
COMMON
092508100
46956
3517289
SH
SOLE
1
0
3517289
0
BROOKFIELD MTG OPP INC FD BOI
COMMON
112792106
25662
1710820
SH
SOLE
1
0
1710820
0
CENTER COAST MLP & INFRASTRUCT
COMMON
151461100
1351
114779
SH
SOLE
1
0
114779
0
CLEARBRIDGE AMERICAN ENERGY ML
COMMON
184691103
7941
886320
SH
SOLE
1
0
886320
0
CLEARBRIDGE ENERGY MLP FUND IN
COMMON
184692101
4107
252274
SH
SOLE
1
0
252274
0
CREDIT SUISSE ASSET MANAGEMENT
COMMON
224916106
1361
433439
SH
SOLE
1
0
433439
0
CUSHING MLP TOTAL RETURN FUND/
COMMON
231631201
6000
458727
SH
SOLE
1
0
458727
0
CUSHING RENAISSANCE FUND/THE S
COMMON
231647108
245
14792
SH
SOLE
1
0
14792
0
CUTWATER SELECT INCOME FUND CS
COMMON
232229104
8659
427373
SH
SOLE
1
0
427373
0
DREYFUS STRATEGIC MUNICIPALS I
COMMON
261932107
1919
205283
SH
SOLE
1
0
205283
0
ELLSWORTH GROWTH AND INCOME FD
COMMON
289074106
1195
145905
SH
SOLE
1
0
145905
0
FIRST TRUST ABERDEEN GLOBAL OP
COMMON
337319107
8913
756600
SH
SOLE
1
0
756600
0
FLAHERTY & CRUMRINE PREFERRED
COMMON
338478100
312
15000
SH
SOLE
1
0
15000
0
FLAHERTY & CRUMRINE TOTAL RETU
COMMON
338479108
209
10000
SH
SOLE
1
0
10000
0
JOHN HANCOCK INCOME SECURITIES
COMMON
410123103
21521
1449196
SH
SOLE
1
0
1449196
0
KAYNE ANDERSON MLP INVESTMENT
COMMON
486606106
9592
464947
SH
SOLE
1
0
464947
0
MFS CHARTER INCOME TRUST MCR
COMMON
552727109
11919
1379496
SH
SOLE
1
0
1379496
0
MFS MULTIMARKET INCOME TRUST M
COMMON
552737108
7667
1258997
SH
SOLE
1
0
1258997
0
MFS GOVERNMENT MARKETS INCOME
COMMON
552939100
4552
842898
SH
SOLE
1
0
842898
0
MADISON STRTG SECTOR PREM MSP
COMMON
558268108
98
8303
SH
SOLE
1
0
8303
0
NUVEEN AMT-FREE MUNICIPAL INCO
COMMON
670657105
10939
749233
SH
SOLE
1
0
749233
0
NUVEEN MINNESOTA MUNICIPAL INC
COMMON
670734102
2550
144128
SH
SOLE
1
0
144128
0
NUVEEN MORTGAGE OPPORTUNITY TE
COMMON
670735109
5811
240335
SH
SOLE
1
0
240335
0
NUVEEN PA INV QUALITY MUNICIPA
COMMON
670972108
787
52779
SH
SOLE
1
0
52779
0
NUVEEN MI QUALITY INCOME MUNIC
COMMON
670979103
235
15963
SH
SOLE
1
0
15963
0
PUTNAM PREMIER INCOME TRUST PP
COMMON
746853100
53370
10914128
SH
SOLE
1
0
10914128
0
PUTNAM MASTER INTERMEDIATE INC
COMMON
746909100
38646
8743371
SH
SOLE
1
0
8743371
0
PUTNAM MUNICIPAL OPPORTUNITIES
COMMON
746922103
2975
223047
SH
SOLE
1
0
223047
0
WESTERN ASSET PREMIER BOND FUN
COMMON
957664105
4112
306379
SH
SOLE
1
0
306379
0
WESTERN ASSET VARIABLE RATE ST
COMMON
957667108
16507
1034909
SH
SOLE
1
0
1034909
0
WESTERN ASSET WORLDWIDE INCOME
COMMON
957668106
13336
1148657
SH
SOLE
1
0
1148657
0
BLACKROCK CORE BOND TRUST BHK
COMMON
09249E101
22931
1613703
SH
SOLE
1
0
1613703
0
BLACKROCK MUNIYIELD NY QUALITY
COMMON
09255E102
604
42800
SH
SOLE
1
0
42800
0
BLACKROCK MUNIYIELD QUALITY FD
COMMON
09254E103
2886
189643
SH
SOLE
1
0
189643
0
FIRST TRUST MORTGAGE INCOME FU
COMMON
33734E103
20586
1423716
SH
SOLE
1
0
1423716
0
INVESCO ADVANTAGE MUNI INC TRU
COMMON
46132E103
7211
586720
SH
SOLE
1
0
586720
0
WESTERN ASSET EMERGING MARKETS
COMMON
95766E103
3841
333706
SH
SOLE
1
0
333706
0
ALERIAN ETF TR AMLP
COMMON
00162Q866
1015
80000
SH
SOLE
1
0
80000
0
ADVENT CLAYMORE CV SEC AND INC
COMMON
00764C109
2402
164736
SH
SOLE
1
0
164736
0
ALLIANCEBERNSTEIN NATIONAL MUN
COMMON
01864U106
1492
101258
SH
SOLE
1
0
101258
0
BLACKROCK INCOME TRUST INC BKT
COMMON
09247F100
56451
8711503
SH
SOLE
1
0
8711503
0
BLACKROCK MUNICIPAL 2018 TERM
COMMON
09248C106
429
28208
SH
SOLE
1
0
28208
0
BLACKROCK TAXABLE MUNI BOND TR
COMMON
09248X100
312
13000
SH
SOLE
1
0
13000
0
BLACKROCK CA MUNI 2018 TERM TR
COMMON
09249C105
315
20744
SH
SOLE
1
0
20744
0
BLACKROCK LONG-TERM MUNI ADVAN
COMMON
09250B103
8983
710666
SH
SOLE
1
0
710666
0
BLACKROCK FL MUNI 2020 TERM TR
COMMON
09250M109
600
39162
SH
SOLE
1
0
39162
0
BLACKROCK MUNIHOLDINGS FUND II
COMMON
09253P109
1955
117503
SH
SOLE
1
0
117503
0
BLACKROCK MUNIYIELD FUND INC M
COMMON
09253W104
386
24302
SH
SOLE
1
0
24302
0
BLACKROCK MUNIHOLDINGS QUALITY
COMMON
09254A101
4426
304794
SH
SOLE
1
0
304794
0
BLACKROCK MUNIHOLDINGS QUALITY
COMMON
09254C107
4515
305714
SH
SOLE
1
0
305714
0
BLACKROCK MUNIYIELD QUALITY FD
COMMON
09254G108
2303
162442
SH
SOLE
1
0
162442
0
BLACKROCK MUNIHOLDINGS INV QUA
COMMON
09254P108
5746
359592
SH
SOLE
1
0
359592
0
BLACKROCK MUNIYIELD INV QUALIT
COMMON
09254T100
5389
352471
SH
SOLE
1
0
352471
0
BLACKROCK MUNIYIELD MI QUALITY
COMMON
09254V105
5047
333828
SH
SOLE
1
0
333828
0
BLACKROCK MUNIHOLDINGS NJ QUAL
COMMON
09254X101
712
45471
SH
SOLE
1
0
45471
0
BLACKROCK MUNIHOLDINGS NY QUAL
COMMON
09255C106
253
17000
SH
SOLE
1
0
17000
0
BLACKROCK MUNIYIELD PA QUALITY
COMMON
09255G107
828
51700
SH
SOLE
1
0
51700
0
BLACKROCK ENHANCED GOVERNMENT
COMMON
09255K108
32106
2331583
SH
SOLE
1
0
2331583
0
BLACKROCK DEBT STRATEGIES FUND
COMMON
09255R103
7579
2076401
SH
SOLE
1
0
2076401
0
CLEARBRIDGE ENERGY MLP OPP FD
COMMON
18469P100
14536
1092906
SH
SOLE
1
0
1092906
0
CLEARBRIDGE ENERGY MLP TOTAL R
COMMON
18469Q108
12966
992025
SH
SOLE
1
0
992025
0
COHEN & STEERS MLP INC AND ENE
COMMON
19249B106
14899
1385969
SH
SOLE
1
0
1385969
0
CORNERSTONE STRATEGIC VAL FD I
COMMON
21924B302
149
10005
SH
SOLE
1
0
10005
0
CORNERSTONE TOTAL RETURN FUND
COMMON
21924U300
3223
221827
SH
SOLE
1
0
221827
0
DELAWARE INVS MN MUNI INC FD I
COMMON
24610V103
5010
334436
SH
SOLE
1
0
334436
0
DEUTSCHE HIGH INCOME TRUST KHI
COMMON
25155R100
7111
772043
SH
SOLE
1
0
772043
0
DEUTSCHE GLOBAL HIGH INCOME FD
COMMON
25158V108
5527
656556
SH
SOLE
1
0
656556
0
DEUTSCHE HIGH INCOME OPPORTUNI
COMMON
25158Y102
9901
699695
SH
SOLE
1
0
699695
0
DEUTSCHE MUNICIPAL INCOME TRUS
COMMON
25160C106
4936
350348
SH
SOLE
1
0
350348
0
DEUTSCHE STRATEGIC INCOME TRUS
COMMON
25160F109
2156
177924
SH
SOLE
1
0
177924
0
DIVIDEND AND INCOME FUND DNI
COMMON
25538A204
1954
174344
SH
SOLE
1
0
174344
0
DREYFUS STRATEGIC MUNICIPAL BO
COMMON
26202F107
4248
479479
SH
SOLE
1
0
479479
0
DUFF & PHELPS UTILITY AND CORP
COMMON
26432K108
37826
3871652
SH
SOLE
1
0
3871652
0
DUFF & PHELPS SELECT ENERGY ML
COMMON
26433F108
725
93826
SH
SOLE
1
0
93826
0
EATON VANCE MUNICIPAL BOND FUN
COMMON
27827X101
584
42901
SH
SOLE
1
0
42901
0
EATON VANCE CA MUNICIPAL BOND
COMMON
27828C106
242
18592
SH
SOLE
1
0
18592
0
EATON VANCE LIMITED DURATION I
COMMON
27828H105
29511
2152548
SH
SOLE
1
0
2152548
0
EATON VANCE SHORT DUR DIVERSIF
COMMON
27828V104
48038
3503844
SH
SOLE
1
0
3503844
0
FIDUCIARY/CLAYMORE MLP OPP FD
COMMON
31647Q106
5618
356042
SH
SOLE
1
0
356042
0
FIRST TRUST DIVIDEND AND INCO
COMMON
33731L100
7607
834984
SH
SOLE
1
0
834984
0
FIRST TRUST ENERGY INC AND GRO
COMMON
33738G104
9350
345147
SH
SOLE
1
0
345147
0
FIRST TRUST MLP AND ENERGY INC
COMMON
33739B104
8851
534468
SH
SOLE
1
0
534468
0
FIRST TRUST NEW OPPORTUNITIES
COMMON
33739M100
649
47466
SH
SOLE
1
0
47466
0
FRANKLIN LIMITED DURATION INCO
COMMON
35472T101
38264
3164897
SH
SOLE
1
0
3164897
0
JOHN HANCOCK PREFERRED INCOME
COMMON
41021P103
634
32783
SH
SOLE
1
0
32783
0
INVESCO MUNICIPAL TRUST VKQ
COMMON
46131J103
5629
408191
SH
SOLE
1
0
408191
0
INVESCO TRUST FOR INV GRADE MU
COMMON
46131M106
6422
455471
SH
SOLE
1
0
455471
0
INVESCO TRUST FOR INV GRADE NY
COMMON
46131T101
239
15500
SH
SOLE
1
0
15500
0
INVESCO MUNICIPAL OPPORTUNITY
COMMON
46132C107
5842
409954
SH
SOLE
1
0
409954
0
INVESCO PA VALUE MUNICIPAL INC
COMMON
46132K109
2381
175490
SH
SOLE
1
0
175490
0
INVESCO BOND FUND VBF
COMMON
46132L107
7555
390446
SH
SOLE
1
0
390446
0
INVESCO QUALITY MUNICIPAL INCO
COMMON
46133G107
6790
492033
SH
SOLE
1
0
492033
0
KAYNE ANDERSON ENERGY DEVELOPM
COMMON
48660Q102
1742
91864
SH
SOLE
1
0
91864
0
MFS INTERMEDIATE INCOME TRUST
COMMON
55273C107
36285
8010035
SH
SOLE
1
0
8010035
0
MACQUARIE GLBL INFRASTRUCTURE
COMMON
55608D101
5775
264889
SH
SOLE
1
0
264889
0
MANAGED DUR INV GRADE MUNICIPA
COMMON
56165R103
2394
166747
SH
SOLE
1
0
166747
0
MORGAN STANLEY INCOME SECURITI
COMMON
61745P874
5770
304963
SH
SOLE
1
0
304963
0
NEUBERGER BERMAN MLP INCOME FD
COMMON
64129H104
625
67300
SH
SOLE
1
0
67300
0
NEUBERGER BERMAN REAL ESTATE S
COMMON
64190A103
1485
261032
SH
SOLE
1
0
261032
0
NUVEEN DIVIDEND ADVANTAGE MUNI
COMMON
67066V101
13127
871070
SH
SOLE
1
0
871070
0
NUVEEN CA DIVIDEND ADVANTAGE M
COMMON
67069X104
201
12226
SH
SOLE
1
0
12226
0
NUVEEN NJ DIVIDEND ADVANTAGE M
COMMON
67069Y102
2961
199549
SH
SOLE
1
0
199549
0
NUVEEN GLOBAL EQUITY INCOME FU
COMMON
6706EH103
6188
518239
SH
SOLE
1
0
518239
0
NUVEEN ENHANCED MUNI CREDIT OP
COMMON
67070X101
2065
131220
SH
SOLE
1
0
131220
0
NUVEEN ENHANCED AMT-FREE MUNI
COMMON
67071L106
1962
122098
SH
SOLE
1
0
122098
0
NUVEEN PREFERRED SECURITIES IN
COMMON
67072C105
3213
335035
SH
SOLE
1
0
335035
0
NUVEEN BUILD AMERICA BOND FUND
COMMON
67074C103
3089
136191
SH
SOLE
1
0
136191
0
NUVEEN BUILD AMERICA BOND OPP
COMMON
67074Q102
15281
669922
SH
SOLE
1
0
669922
0
NUVEEN MTG OPP TERM FD 2 JMT
COMMON
67074R100
4429
186729
SH
SOLE
1
0
186729
0
NUVEEN ENERGY MLP TOTAL RETURN
COMMON
67074U103
13034
993445
SH
SOLE
1
0
993445
0
NUVEEN MULTI-MARKET INCOME FUN
COMMON
67075J107
19857
2647063
SH
SOLE
1
0
2647063
0
PIMCO INCOME STRATEGY FUND PFL
COMMON
72201H108
10273
960952
SH
SOLE
1
0
960952
0
PIMCO INCOME STRATEGY FUND II
COMMON
72201J104
14839
1557104
SH
SOLE
1
0
1557104
0
PIMCO INCOME OPPORTUNITY FUND
COMMON
72202B100
734
31704
SH
SOLE
1
0
31704
0
PIMCO DYNAMIC CREDIT AND MTG I
COMMON
72202D106
26141
1282040
SH
SOLE
1
0
1282040
0
SALIENT MIDSTREAM & MLP FUND S
COMMON
79471V105
5178
408369
SH
SOLE
1
0
408369
0
SPECIAL OPPORTUNITIES FUND INC
COMMON
84741T104
6829
458025
SH
SOLE
1
0
458025
0
TORTOISE MLP FUND INC NTG
COMMON
89148B101
12489
624744
SH
SOLE
1
0
624744
0
TORTOISE PIPELINE & ENERGY FUN
COMMON
89148H108
2905
137140
SH
SOLE
1
0
137140
0
TORTOISE ENERGY INDEPENDENCE F
COMMON
89148K101
1659
104501
SH
SOLE
1
0
104501
0
VIRTUS TOTAL RETURN FUND DCA
COMMON
92829A103
5137
1083748
SH
SOLE
1
0
1083748
0
VIRTUS GLOBAL MULTI-SECTOR INC
COMMON
92829B101
7428
467443
SH
SOLE
1
0
467443
0
WELLS FARGO MULTI-SECTOR INCOM
COMMON
94987D101
32011
2468084
SH
SOLE
1
0
2468084
0
WESTERN ASSET EMERGING MARKETS
COMMON
95766A101
1901
116937
SH
SOLE
1
0
116937
0
WESTERN ASSET GLOBAL HIGH INCO
COMMON
95766B109
5214
511707
SH
SOLE
1
0
511707
0
WESTERN ASSET MUNICIPAL PARTNE
COMMON
95766P108
331
19613
SH
SOLE
1
0
19613
0
WA/CLAY INFLATION-LINKED SEC
COMMON
95766Q106
13362
1167004
SH
SOLE
1
0
1167004
0
WA/CLAY INFLATION-LINKED OPP
COMMON
95766R104
16923
1512353
SH
SOLE
1
0
1512353
0
WA GLOBAL CORPORATE DEFINED OP
COMMON
95790C107
1562
88301
SH
SOLE
1
0
88301
0