0000769317-20-000056.txt : 20201005 0000769317-20-000056.hdr.sgml : 20201005 20201005131434 ACCESSION NUMBER: 0000769317-20-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200928 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36851 FILM NUMBER: 201222926 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ETF Managers Group Commodity Trust I CENTRAL INDEX KEY: 0001610940 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 30 MAPLE STREET STREET 2: SUITE 2 CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 908-897-0513 MAIL ADDRESS: STREET 1: 30 MAPLE STREET STREET 2: SUITE 2 CITY: SUMMIT STATE: NJ ZIP: 07901 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-09-28 1 0001610940 ETF Managers Group Commodity Trust I RISE 0000769317 SIT INVESTMENT ASSOCIATES INC 3300 IDS CENTER 80 SOUTH EIGHTH STREET MINNEAPOLIS MN 55402 0 0 1 0 ETF Managers Group Commodity Trust I - Sit Rising Rate ETF 2020-09-28 2020-09-28 5 S 0 E 61200 20.0215 D 0 D ETF Managers Group Commodity Trust I - Sit Rising Rate ETF 2020-09-28 2020-09-28 5 S 0 E 60000 20.0215 D 0 I By Sit Fixed Income Advisors II, LLC This is an exit transaction reporting. After the 9/28/2020 transaction, 0 shares are directly or indirectly held. Sit Fixed Income Advisors II, LLC is a subsidiary of Sit Investment Associates, Inc. ("Sit"). The securities held by Sit may be deemed to be beneficially owned by Roger J. Sit. Mr. Sit is Chairman, President, CEO, and Global Chief Investment Officer of Sit. Mr. Sit and members of his family are predominant owners, directly or through trusts, of Sit, representing more than 50 percent of the voting power of each entity. Each entity and Mr. Sit disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Paul E. Rasmussen 2020-10-05