0000768965-22-000005.txt : 20220331
0000768965-22-000005.hdr.sgml : 20220331
20220331154654
ACCESSION NUMBER: 0000768965-22-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
ALLEN,ZACHARY,MARK,
FILED AS OF DATE: 20220331
DATE AS OF CHANGE: 20220331
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST FINANCIAL EQUITY CORPORATION
CENTRAL INDEX KEY: 0000768965
IRS NUMBER: 860511639
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04993
FILM NUMBER: 22792161
BUSINESS ADDRESS:
STREET 1: 7047 E GREENWAY PARKWAY
STREET 2: SUITE 350
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 214-545-3301
MAIL ADDRESS:
STREET 1: 7047 E GREENWAY PARKWAY
STREET 2: SUITE 350
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST FINANCIAL EQUITY Corp
DATE OF NAME CHANGE: 20200123
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST FINANCIAL EQUITY CORPORATION
DATE OF NAME CHANGE: 20020206
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST FINANCIAL EQUITY CORP /BD
DATE OF NAME CHANGE: 20020206
MA-I/A
1
primary_doc.xml
MA-I/A
0000768965
XXXXXXXX
Kenneth Madsen
480-951-0079
kmadsen@ffec.com
kmadsen@ffec.com
N
Y
Zachary
Mark
Allen
5059261
N
1
0000768965
FIRST FINANCIAL EQUITY CORPORATION
06-11-2010
N
08-14-2015
0000768965
LOCATED
06-11-2010
5005 LBJ Freeway, Suite 1410
Dallas
TX
75244
06-2010
First Financial Equity Corporation
Dallas
TX
75244
N
Y
Registered Representative / IAR
01-2009
04-2010
Chase Investment Services
Dallas
TX
75209
N
Y
Financial Advisor
12-2005
11-2008
Bank of America Investment Services
Goodyear
AZ
85338
N
Y
Pathway Financial Advisor II
04-2005
11-2005
unemployed
dallas
TX
75244
N
N
unemployed
Y
06-2010
Disciplined Advisors Group
5005 LBJ Freeway, Suite 1410
Dallas
TX
75244
N
Y
DBA Only
Self
160
This is a DBA only, with all business being conducted under First Financial Equity Corporation
06-2010
CLC Inc
same as home
Dallas
TX
75206
N
N
National Speakers Bureau
Speaker
5
Financial Topic Speaker
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-31-2022
Kenneth Madsen
Chief Compliance Officer