0000768965-22-000005.txt : 20220331 0000768965-22-000005.hdr.sgml : 20220331 20220331154654 ACCESSION NUMBER: 0000768965-22-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 ALLEN,ZACHARY,MARK, FILED AS OF DATE: 20220331 DATE AS OF CHANGE: 20220331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FINANCIAL EQUITY CORPORATION CENTRAL INDEX KEY: 0000768965 IRS NUMBER: 860511639 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04993 FILM NUMBER: 22792161 BUSINESS ADDRESS: STREET 1: 7047 E GREENWAY PARKWAY STREET 2: SUITE 350 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 214-545-3301 MAIL ADDRESS: STREET 1: 7047 E GREENWAY PARKWAY STREET 2: SUITE 350 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 FORMER COMPANY: FORMER CONFORMED NAME: FIRST FINANCIAL EQUITY Corp DATE OF NAME CHANGE: 20200123 FORMER COMPANY: FORMER CONFORMED NAME: FIRST FINANCIAL EQUITY CORPORATION DATE OF NAME CHANGE: 20020206 FORMER COMPANY: FORMER CONFORMED NAME: FIRST FINANCIAL EQUITY CORP /BD DATE OF NAME CHANGE: 20020206 MA-I/A 1 primary_doc.xml MA-I/A 0000768965 XXXXXXXX Kenneth Madsen 480-951-0079 kmadsen@ffec.com kmadsen@ffec.com N Y Zachary Mark Allen 5059261 N 1 0000768965 FIRST FINANCIAL EQUITY CORPORATION 06-11-2010 N 08-14-2015 0000768965 LOCATED 06-11-2010 5005 LBJ Freeway, Suite 1410 Dallas TX 75244 06-2010 First Financial Equity Corporation Dallas TX 75244 N Y Registered Representative / IAR 01-2009 04-2010 Chase Investment Services Dallas TX 75209 N Y Financial Advisor 12-2005 11-2008 Bank of America Investment Services Goodyear AZ 85338 N Y Pathway Financial Advisor II 04-2005 11-2005 unemployed dallas TX 75244 N N unemployed Y 06-2010 Disciplined Advisors Group 5005 LBJ Freeway, Suite 1410 Dallas TX 75244 N Y DBA Only Self 160 This is a DBA only, with all business being conducted under First Financial Equity Corporation 06-2010 CLC Inc same as home Dallas TX 75206 N N National Speakers Bureau Speaker 5 Financial Topic Speaker N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-31-2022 Kenneth Madsen Chief Compliance Officer