X-17A-5: Submission Information

Report for the Period Beginning

01-01-2020

and Ending

12-31-2020

Type of Registrant

Broker-dealer

Security-based swap dealer

Major security-based swap participant

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Firm

FIRST FINANCIAL EQUITY CORPORATION

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

7373 N. SCOTTSDALE ROAD

Address 2

STE D120

City

SCOTTSDALE

State/Country

ARIZONA

Mailing Zip/ Portal Code

85253

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Andrew Sitzman

Telephone Number

4809510079

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Semple, Marchal & Cooper, LLP

Address 1

3101 N Central Ave, Ste 1600

City

Phoeniz

State/Country

ARIZONA

Mailing Zip/ Postal Code

85012

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Andrew Sitzman, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of FIRST FINANCIAL EQUITY CORPORATION, as of 12-31-2020, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Andrew Sitzman

Title

CFO

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

X-17A-5: Filer Information

Submission Contact Information