-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OMn7G+aavb/f0ipGdDJkRm7Xg+V+UFD5pUuWbQIcStNewKf+rkyQRYr29Ie98YNK wF8iWAd4vsmVWTuA/mpYmg== 0000930413-03-001605.txt : 20030513 0000930413-03-001605.hdr.sgml : 20030513 20030513170255 ACCESSION NUMBER: 0000930413-03-001605 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030509 FILED AS OF DATE: 20030513 EFFECTIVENESS DATE: 20030513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN ECK FUNDS CENTRAL INDEX KEY: 0000768847 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06489 FILM NUMBER: 03696200 BUSINESS ADDRESS: STREET 1: 99 PARK AVE STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126875200 MAIL ADDRESS: STREET 1: 99 PARK AVE STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 c28224_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2003 If amended report check here: [_] Amendment Number: ____ This Amendment (Check only one): [_] is a restatement. [_] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Van Eck Associates Corporation 99 Park Avenue, 8th Floor New York, NY 10016 13F File Number: 28-2763 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alex Bogaenko Title: Controller Phone: (212) 293-2052 Signature, Place, and Date of Signing: /s/ Alex Bogaenko New York, NY May 9, 2003 [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 1. None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 157 Form 13F Information Table Value Total: $297,676 (thousands) List of Other Included Managers: None
- ------------------------------------------------------------------------------------------------------------------------------------ SEC FORM 13F REPORTING MANAGER: VAN ECK ASSOCIATES CORP MARCH 31, 2003 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY INVESTMENT DISCRETION [SHARES] ----------------------- -------------------- (b) SHARED FAIR AS DEFINED MANAGERS MARKET SHARES OR IN (c) SEE CUSIP VALUE PRINCIPAL INSTR. SHARED INSTR. (a) (b) (c) NAME OF ISSUER TITLE OF CLASS # $(000) AMOUNT (a)SOLE V OTHER V SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- Aber Resources Ltd. COMMON 002893105 279 15,000 X 15,000 Abitibi-Consolodated, Inc. COMMON 003924107 1,703 245,000 X 245,000 Agnico Eagle Mines COMMON 008474108 11,678 890,800 X 890,800 Alcan, Inc. COMMON 013716105 508 18,200 X 18,200 Alcoa, Inc. COMMON 013817101 1,847 95,320 X 95,320 AMB Property Corporation COMMON 00163T109 1,582 56,000 X 56,000 American Axle & MFG Holdings, Inc. COMMON 024061103 147 7,000 X 7,000 Anglogold Ltd. SPONSORED ADR 035128206 5,977 198,049 X 198,049 AON Corp. COMMON 037389103 831 40,200 X 40,200 Apex Silver Mines ORD G04074103 670 50,000 X 50,000 Aracruz Celulose SPON ADR CLS B 038496204 1,201 60,000 X 60,000 Archer Daniels Midland Co. COMMON 039483102 332 30,700 X 30,700 Archstone-Smith Trust COMMON 039583109 242 11,000 X 11,000 ASA Ltd. COMMON 002050102 6,697 193,000 X 193,000 Barrick Gold Corp. COMMON 067901108 1,402 90,085 X 90,085 Bearingpoint, Inc. COMMON 074002106 423 66,450 X 66,450 Bema Gold Corp. COMMON 08135F107 4,908 4,343,300 X 4,343,300 Black & Decker Corp. COMMON 091797100 383 11,000 X 11,000 Boise Cascade Corp. COMMON 097383103 920 42,100 X 42,100 Boston Properties COMMON 101121101 1,289 34,000 X 34,000 Brookfield Homes Corp. COMMON 112723101 314 23,730 X 23,730 Brookfield Properties COMMON 112900105 1,378 70,150 X 70,150 Buenaventura ADR 204448104 5,208 208,300 X 208,300 Bunge Limited COMMON G16962105 2,868 114,000 X 114,000 Cablevision Systems Corp. COMMON 12686C109 208 10,972 X 10,972 Cadence Design Systems, Inc. COMMON 127387108 239 23,900 X 23,900 Camden Property SH BEN INT 133131102 162 5,000 X 5,000 Campbell Soup Co. COMMON 134429109 323 15,400 X 15,400 Companhia Brasileira de Distribuicao Grupo Pao de Acucar ADR 20440T201 1,060 84,000 X 84,000 Celestica, Inc SUB VTG SHARES 15101Q108 442 38,700 X 38,700 Central Fund of Canada CLASS A 153501101 8,251 1,778,300 X 1,778,300 CHC Helicopter Corp. CLS A SUB VTG 12541C203 1,368 85,000 X 85,000 Chelsea Property Group COMMON 163421100 373 10,000 X 10,000 China Mobile HK Ltd. SPONSORED ADR 16941M109 891 90,050 X 90,050 Cigna Corp. COMMON 125509109 224 4,900 X 4,900 CIT Group, Inc. COMMON 125581108 401 23,800 X 23,800 Coca-Cola Femsa, S.A. de C.V. SPON ADR REP 1 191241108 444 25,900 X 25,900 Coeur D'Alene Mines Corp. COMMON 192108108 564 400,000 X 400,000 Concord EFS, Inc. COMMON 206197105 149 15,800 X 15,800 ConocoPhillips COMMON 20825C104 2,037 38,000 X 38,000 Constelation Energy Group COMMON 210371100 258 9,300 X 9,300 Cooper Industries CLASS A G24182100 143 4,000 X 4,000 Crescent Real Estate COMMON 225756105 1,388 96,500 X 96,500 Crystallex International Corp. COMMON 22942F101 357 343,000 X 343,000 CSX Corp. COMMON 126408103 448 15,700 X 15,700 DST Systems, Inc. COMMON 233326107 340 12,500 X 12,500 DTE Eneregy Co. COMMON 233331107 139 3,600 X 3,600
- ------------------------------------------------------------------------------------------------------------------------------------ SEC FORM 13F REPORTING MANAGER: VAN ECK ASSOCIATES CORP MARCH 31, 2003 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY INVESTMENT DISCRETION [SHARES] ----------------------- -------------------- (b) SHARED FAIR AS DEFINED MANAGERS MARKET SHARES OR IN (c) SEE CUSIP VALUE PRINCIPAL INSTR. SHARED INSTR. (a) (b) (c) NAME OF ISSUER TITLE OF CLASS # $(000) AMOUNT (a)SOLE V OTHER V SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- Duke Power COMMON 264399106 1,512 104,000 X 104,000 Durban Roodeport SPONSORED ADR 266597301 3,100 1,215,624 X 1,215,624 Eastman Chemical COMMON 277432100 217 7,500 X 7,500 El Paso Corp. COMMON 28336L109 263 43,400 X 43,400 Eldorado Gold COMMON 284902103 3,988 3,020,000 X 3,020,000 Equity Office Properties COMMON 294741103 407 16,000 X 16,000 Equity Residential Properties SH BEN INT 29476L107 313 13,000 X 13,000 Forest Oil Corp. COMMON par $0.01 346091705 1,137 51,000 X 51,000 Freeport-McMoran Copper CLASS B 35671D857 1,243 72,900 X 72,900 Genelabs Technology COMMON 368706107 272 211,200 X 211,200 General Growth Properties COMMON 370021107 324 6,000 X 6,000 General Motors Corp. CLASS H NEW 370442832 186 16,600 X 16,600 Glamis Gold Ltd. COMMON 376775102 26,044 2,529,300 X 2,529,300 GlobalSantaFe Corp. SHS G3930E101 2,519 122,000 X 122,000 Gold Fields Ltd. SPONSORED ADR 38059T106 20,466 1,949,162 X 1,949,162 Goldcorp COMMON 380956409 11,450 1,079,200 X 1,079,200 Golden Cycle Gold Corp. COMMON 380894105 800 50,000 X 50,000 Golden Star COMMON 38119T104 2,812 1,562,000 X 1,562,000 Goodrich (B.F.) COMMON 382388106 333 23,700 X 23,700 Harmony Gold Mining SPONSORED ADR 413216300 13,685 1,118,931 X 1,118,931 Harris Corp. COMMON 413875105 189 6,800 X 6,800 HDFC Bank Ltd. ADR REPS 3 SHARES 40415F101 1,273 82,300 X 82,300 Hecla Mining COMMON 422704106 2,731 830,000 X 830,000 Hilton Hotels Co. COMMON 432848109 294 25,300 X 25,300 Host Marriott Corp. COMMON 44107P104 415 59,900 X 59,900 Hurricane Hydrocarbons Ltd. CLASS A 44779E106 1,063 105,000 X 105,000 IAMGOLD Corp. COMMON 450913108 9,751 2,238,200 X 2,238,200 IMC Global, Inc. COMMON 449669100 290 30,100 X 30,100 Inco Ltd. COMMON 453258402 2,523 135,500 X 135,500 Intersil Corp. CLASS A 46069S109 82 5,300 X 5,300 IShares MSCI South Korea Index Fund MSCI STH KOREA 464286772 512 34,100 X 34,100 Kimco Realty COMMON 49446R109 351 10,000 X 10,000 Kinross Gold COMMON NEW 496902206 13,593 2,206,585 X 2,206,585 Kookmin Bank SPONSORED ADR 50049M109 35 1,537 X 1,537 La Quinta Properties PAIRED CTF 50419U202 1,087 356,400 X 356,400 Lance, Inc. COMMON 514606102 61 7,600 X 7,600 Lear Corp. COMMON 521865105 315 8,900 X 8,900 Level 3 Communications, Inc. COMMON 52729N100 397 77,000 X 77,000 Liberty Property Trust SH BEN INT 531172104 376 12,000 X 12,000 Limited Brands COMMON 532716107 241 18,700 X 18,700 Loews Corp - Carolina CAROLINA GRP STK 540424207 152 8,200 X 8,200 LTC Properties COMMON 502175102 362 57,500 X 57,500 Lyondell Chemical Co. COMMON 552078107 555 39,800 X 39,800 Macerich Company COMMON 554382101 317 10,000 X 10,000 Mattel, Inc. COMMON 577081102 344 15,300 X 15,300 Max Re Capital Ltd. SHS G6052F103 285 22,600 X 22,600 May Department Stores Co. COMMON 577778103 191 9,600 X 9,600
- ------------------------------------------------------------------------------------------------------------------------------------ SEC FORM 13F REPORTING MANAGER: VAN ECK ASSOCIATES CORP MARCH 31, 2003 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY INVESTMENT DISCRETION [SHARES] ----------------------- -------------------- (b) SHARED FAIR AS DEFINED MANAGERS MARKET SHARES OR IN (c) SEE CUSIP VALUE PRINCIPAL INSTR. SHARED INSTR. (a) (b) (c) NAME OF ISSUER TITLE OF CLASS # $(000) AMOUNT (a)SOLE V OTHER V SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- Maytag Corp. COMMON 578592107 301 15,800 X 15,800 Meridian Gold, Inc. COMMON 589975101 47 5,000 X 5,000 Miramar Mining Corp. COMMON 60466E100 5,406 5,672,300 X 5,672,300 Monsanto Co. COMMON 61166W101 185 11,300 X 11,300 Murphy Oil Corp. COMMON 626717102 3,445 78,000 X 78,000 National Health Investors, Inc. COMMON 63633D104 115 7,500 X 7,500 Newhall Land & Farming Co. DEPOSITARY REC 651426108 320 11,000 X 11,000 Newmont Mining COMMON 651639106 9,419 360,182 X 360,182 Noble Corp. SHS G65422100 2,482 79,000 X 79,000 Nucor Corp COMMON 670346105 1,225 32,100 X 32,100 Occidental Petroleum COMMON 674599105 4,194 140,000 X 140,000 Ocean Energy, Inc. COMMON 67481E106 3,660 183,000 X 183,000 Pall Corp. COMMON 696429307 120 6,000 X 6,000 Parker-Hannifin Corp. COMMON 701094104 155 4,000 X 4,000 Petroleo Brasileiro S.A. (Petrobras) SPONSORED ADR 71654V408 2,227 147,000 X 147,000 Piedmont Mining Co., Inc. COMMON 720172105 10 740,000 X 740,000 Placer Dome, Inc. COMMON 725906101 11,297 1,152,775 X 1,152,775 Plum Creek Timber Co., Inc. COMMON 729251108 281 13,000 X 13,000 PPL Corp. COMMON 69351T106 167 4,700 X 4,700 Prologis SH BEN INT 743410102 430 17,000 X 17,000 Public Storage, Inc. COMMON 74460D109 333 11,000 X 11,000 Randgold Resources Ltd. ADR 752344309 15,202 1,164,000 X 1,164,000 Regeneron Pharmaceuticals COMMON 75886F107 115 15,300 X 15,300 Reliant Resources COMMON 75952B105 421 118,300 X 118,300 Remington Oil & Gas COMMON 759594302 1,294 76,000 X 76,000 Richmond Mines, Inc. COMMON 76547T106 1,706 511,600 X 511,600 Royal Gold, Inc. COMMON 780287108 1,604 109,100 X 109,100 Sappi Limited SPON ADR NEW 803069202 2,597 217,650 X 217,650 Seagate Technology SHS G7945J104 495 48,000 X 48,000 Siliconware Precision SPONSORED ADR SPL 827084864 486 199,021 X 199,021 Silver Standard Resources, Inc. COMMON 82823L106 469 100,000 X 100,000 Simon Property Group COMMON 828806109 537 15,000 X 15,000 SL Green COMMON 78440X101 275 9,000 X 9,000 Smith International, Inc. COMMON 832110100 3,453 98,000 X 98,000 Smurfit-Stone Container Corp. COMMON 832727101 266 20,000 X 20,000 SPX Corp. COMMON 784635104 290 8,500 X 8,500 Starwood Hotels & Resorts PAIRED CTF 85590A203 1,520 63,900 X 63,900 Suncor Energy, Inc. COMMON 867229106 1,920 110,000 X 110,000 Taiwan Semiconductor SPONSORED ADR 874039100 168 24,620 X 24,620 Talisman Energy, Inc. COMMON 87425E103 2,795 70,300 X 70,300 Telefonos de Mexico SPON ADR ORD 1 879403780 707 23,800 X 23,800 Teva Pharmaceutical ADR 881624209 2,513 58,800 X 58,800 Textron, Inc. COMMON 883203101 88 3,200 X 3,200 The Phoenix Companies, Inc. COMMON 71902E109 366 50,500 X 50,500 The Williams Companies, Inc. COMMON 969457100 389 84,900 X 84,900 Thermo Electron Corp. COMMON 883556102 396 21,900 X 21,900 Torch Offshore, Inc. COMMON 891019101 383 75,800 X 75,800
- ------------------------------------------------------------------------------------------------------------------------------------ SEC FORM 13F REPORTING MANAGER: VAN ECK ASSOCIATES CORP MARCH 31, 2003 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY INVESTMENT DISCRETION [SHARES] ----------------------- -------------------- (b) SHARED FAIR AS DEFINED MANAGERS MARKET SHARES OR IN (c) SEE CUSIP VALUE PRINCIPAL INSTR. SHARED INSTR. (a) (b) (c) NAME OF ISSUER TITLE OF CLASS # $(000) AMOUNT (a)SOLE V OTHER V SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- Total S.A. SPONSORED ADR 89151E109 1,797 28,400 X 28,400 Transocean, Inc. ORD G90078109 777 38,000 X 38,000 TV Azteca, SA de C.V. SPONSORED ADR 901145102 18 4,000 X 4,000 Tyson Foods, Inc CLASS A 902494103 419 54,100 X 54,100 United Dominion Realty COMMON 910197102 455 28,500 X 28,500 United States Steel Corp. COMMON 912909108 213 21,700 X 21,700 Universal Health CLASS B 913903100 408 10,000 X 10,000 Unocal Corp. COMMON 915289102 320 12,175 X 12,175 Unumprovident Corp. COMMON 91529Y106 362 36,900 X 36,900 Urstadt Biddle CLASS A 917286205 120 10,000 X 10,000 VimpelCom SPONSORED ADR 68370R109 50 1,450 X 1,450 Vornado Realty Trust SH BEN INT 929042109 236 6,600 X 6,600 Watson Pharmaceuticals, Inc. COMMON 942683103 374 13,000 X 13,000 Weatherford International, Ltd. COMMON G95089101 2,606 69,000 X 69,000 Weyerhaeuser Co. COMMON 962166104 1,378 28,800 X 28,800 Wyndham International CLASS A 983101106 17 80,000 X 80,000 - ------------------------------------------------------------------------------------------------------------------------------------ $ 297,676 42,103,918 =====================
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