-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rq4CdWAQO7VmGQjQX/pOzNOSeyvDepl1swLf/Kw05QA4rfuF92fGrn4jgscnJDnv U0MLtssWnvYrlIIhq1m2Iw== 0000930413-02-003160.txt : 20021108 0000930413-02-003160.hdr.sgml : 20021108 20021108101751 ACCESSION NUMBER: 0000930413-02-003160 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021108 EFFECTIVENESS DATE: 20021108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN ECK FUNDS CENTRAL INDEX KEY: 0000768847 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06489 FILM NUMBER: 02813369 BUSINESS ADDRESS: STREET 1: 99 PARK AVE STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126875200 MAIL ADDRESS: STREET 1: 99 PARK AVE STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 c26049_13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 If amended report check here: [_] Amendment Number: ____ This Amendment (Check only one): [_] is a restatement. [_] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Van Eck Associates Corporation 99 Park Avenue, 8th Floor New York, NY 10016 13F File Number: 28-2763 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alex Bogaenko Title: Controller Phone: (212) 293-2052 Signature, Place, and Date of Signing: /s/ Alex Bogaenko New York, NY October 30, 2002 [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 1. None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 122 Form 13F Information Table Value Total: $267,920 (thousands) List of Other Included Managers: None <
SEC FORM 13F REPORTING MANAGER: VAN ECK ASSOCIATES CORP 9/30/2002 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY INVESTMENT DISCRETION [SHARES] ----------------------- -------------------- (b) SHARED- FAIR AS DEFINED MANAGERS MARKET SHARES OR IN (c) SEE CUSIP VALUE PRINCIPAL INSTR. SHARED INSTR. (a) (b) (c) NAME OF ISSUER TITLE OF CLASS # $(000) AMOUNT (a)SOLE V OTHER V SOLE SHARED- NONE - ----------------------------------------------------------------------------------------------------------------------------------- AK STEEL HOLDING CORP. COMMON 001547108 1,689 231,064 X 231,064 AMB PROPERTY CORPORATION COMMON 00163T109 2,485 86,000 X 86,000 ASA LTD COMMON 002050102 6,777 210,000 X 210,000 AGNICO EAGLE MINES LTD COMMON 008474108 13,461 840,800 X 840,800 ALCOA INC COMMON 013817101 2,419 125,320 X 125,320 AMERADA HESS CORP COMMON 023551104 1,527 22,500 X 22,500 AMERICAN INTERNATIONAL GROUP INC COMMON 026874107 219 4,000 X 4,000 ANADARKO PETROLEUM CORP COMMON 032511107 85 1,900 X 1,900 ANGLOGOLD LIMITED SPONSORED ADR 035128206 10,449 392,067 X 392,067 APPLIED MATERIAL INC COMMON 038222105 39 3,400 X 3,400 ARCHSTONE-SMITH TR COMMON 039583109 287 12,000 X 12,000 ASTROPOWER INC COMMON 04644A101 153 21,600 X 21,600 BANK OF AMERICA CORP COMMON 060505104 96 1,500 X 1,500 BANK OF NEW YORK INC COMMON 064057102 158 5,500 X 5,500 BARRICK GOLD CORP COMMON 067901108 11,165 718,037 X 718,037 BEMA GOLD CORP COMMON 08135F107 1,713 1,359,300 X 1,359,300 BOISE CASCADE CORP COMMON 097383103 960 42,100 X 42,100 BOSTON PROPERTIES INC COMMON 101121101 1,302 35,000 X 35,000 CAMDEN PROPERTY TR SH BEN INT 133131102 166 5,000 X 5,000 CENTRAL FUND CANADA LTD CL A 153501101 7,807 1,778,300 X 1,778,300 CHESEA PROPERTY GROUP INC COMMON 163421100 338 10,000 X 10,000 CHEVRONTEXACO CORP COMMON 166764100 1,835 26,500 X 26,500 CISCO SYSTEMS INC COMMON 17275R102 63 6,000 X 6,000 CITIGROUP INC COMMON 172967101 148 5,000 X 5,000 CLEAR CHANNEL COMMUNICATION COMMON 184502102 209 6,000 X 6,000 COEUR D'ALENE MINES CORP COMMON 192108108 624 400,000 X 400,000 COMPANIA DE MINAS BUENAVENTURA SPONSORED ADR 204448104 4,843 226,300 X 226,300 CONOCOPHILLIPS COMMON 20825C104 2,774 60,000 X 60,000 COSTCO WHOLESALE CORP COMMON 22160K105 162 5,000 X 5,000 CRESCENT REAL ESTATE COMMON 225756105 1,437 91,500 X 91,500 CRYSTALLEX INTL CORP COMMON 22942F101 785 343,000 X 343,000 DELL COMPUTERS CORP COMMON 247025109 61 2,600 X 2,600 DEVON ENERGY CORP COMMON 25179M103 3,426 71,000 X 71,000 DUKE ENERGY CORP COMMON 264399106 2,033 104,000 X 104,000 DURBAN ROODEPORT DEEP LTD SPONSORED ADR 266597301 5,057 1,215,624 X 1,215,624 ECHO BAY MINES LTD COMMON 278751102 1,456 1,300,000 X 1,300,000 EQUITY OFFICE PROPERTIES COMMON 294741103 413 16,000 X 16,000 EQUITY RESIDENTIAL SH BEN INT 29476L107 527 22,000 X 22,000 FEDERAL NATIONAL MTG COMMON 313586109 238 4,000 X 4,000 FREEPORT-McMORAN COPPER-B CL-B 35671D857 981 72,900 X 72,900 GENERAL CABLE CORP COMMON 369300108 168 43,650 X 43,650 GENERAL ELECTRIC CO COMMON 369604103 99 4,000 X 4,000 GENERAL GROWTH PROPERTIES INC COMMON 370021107 309 6,000 X 6,000 GLAMIS GOLD LTD COMMON 376775102 12,860 1,390,300 X 1,390,300 GOLD FIELDS LTD SPONSORED ADR 38059T106 26,311 2,055,562 X 2,055,562 GOLDEN CYCLE GOLD CORP COMMON 380894105 750 50,000 X 50,000 GOLDCORP INC COMMON 380956409 17,470 1,583,900 X 1,583,900 GOLDEN STAR RESOURCES LTD COMMON 38119T104 875 700,000 X 700,000 HARMONY GOLD MINIG LTD SPONSORED ADR 413216300 18,314 1,170,238 X 1,170,238 HARTFORD FINANCIAL SERV GROUP INC COMMON 416515104 90 2,200 X 2,200 HECLA MINING CO COMMON 422704106 2,963 830,000 X 830,000 HILTON HOTELS CORP COMMON 432848109 288 25,300 X 25,300 HONEYWELL INTERNATIONAL INC COMMON 438516106 141 6,500 X 6,500 HOST MARRIOTT CORP COMMON 44107P104 853 91,900 X 91,900 INCO LTD COMMON 453258402 2,176 135,500 X 135,500
SEC FORM 13F REPORTING MANAGER: VAN ECK ASSOCIATES CORP 9/30/2002 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VOTING AUTHORITY INVESTMENT DISCRETION [SHARES] ----------------------- -------------------- (b) SHARED- FAIR AS DEFINED MANAGERS MARKET SHARES OR IN (c) SEE CUSIP VALUE PRINCIPAL INSTR. SHARED INSTR. (a) (b) (c) NAME OF ISSUER TITLE OF CLASS # $(000) AMOUNT (a)SOLE V OTHER V SOLE SHARED- NONE - ----------------------------------------------------------------------------------------------------------------------------------- INTEL CORP COMMON 458140100 57 4,100 X 4,100 INTERNATIONAL BUSINESS COMMON 459200101 88 1,500 X 1,500 ISHARES INC MSCI S KOREA 464286772 2,173 124,100 X 124,100 JOHNSON & JOHNSON COMMON 478160104 130 2,400 X 2,400 KIMCO REALTY CORP COMMON 49446R109 311 10,000 X 10,000 KRAFT FOODS INC CL A 50075N104 135 3,700 X 3,700 LTC PROPERTIES INC COMMON 502175102 313 38,500 X 38,500 LA QUINTA PROPERTIES CORP PAIRED CTF 50419U202 1,063 221,400 X 221,400 LIBERTY PROPERTY TRUST SH BEN INT 531172104 372 12,000 X 12,000 LILLY (ELI) & CO. COMMON 532457108 166 3,000 X 3,000 MACERICH COMPANY COMMON 554382101 310 10,000 X 10,000 MARSH & MCLENNAN INC COMMON 571748102 250 6,000 X 6,000 MATTEL INC COMMON 577081102 110 6,100 X 6,100 MEDTRONIC INC COMMON 585055106 168 4,000 X 4,000 MERCURY INTERACTIVE CORP COMMON 589405109 98 5,700 X 5,700 MICROSOFT CORP COMMON 594918104 197 4,500 X 4,500 MURPHY OIL CORP COMMON 626717102 3,504 42,700 X 42,700 NATIONAL HEALTH INVESTORS INC COMMON 63633D104 38 2,500 X 2,500 NEWFIELD EXPLORATION COMPANY COMMON 651290108 220 6,560 X 6,560 NEWHALL LAND & FARMING CO DEPOSITARY REC 651426108 271 11,000 X 11,000 NEWMONT MINING CORP COMMON 651639106 15,072 547,882 X 547,882 NUCOR CORP COMMON 670346105 2,050 54,100 X 54,100 OCCIDENTAL PETROLEUM CORP COMMON 674599105 3,973 140,000 X 140,000 OCEAN ENERGY INC COMMON 67481E106 3,651 183,000 X 183,000 PEPSICO INC COMMON 713448108 118 3,200 X 3,200 PFIZER INC COMMON 717081103 139 4,800 X 4,800 PHILIP MORRIS COS INC COMMON 718154107 167 4,300 X 4,300 PLACER DOME INC COMMON 725906101 12,075 1,322,575 X 1,322,575 PLUM CREEK TIMBER CO INC COMMON 729251108 294 13,000 X 13,000 PROLOGIS SH BEN INT 743410102 423 17,000 X 17,000 PUBLIC STORAGE INC COMMON 74460D109 351 11,000 X 11,000 RAYTHEON CO COMMON 755111507 272 9,300 X 9,300 REMINGTON OIL & GAS CORP COMMON 759594302 1,072 76,000 X 76,000 ROYAL GOLD INC COMMON 780287108 2,081 109,100 X 109,100 SBC COMMUNICATION INC COMMON 78387G103 44 2,200 X 2,200 SL GREEN REALTY GREEN COMMON 78440X101 277 9,000 X 9,000 SCHLUMBERGER LTD COMMON 806857108 423 11,000 X 11,000 SILICONWARE PRECISION INDS SPONSORED ADR SPL 827084864 393 157,250 X 157,250 SILVER STANDARD INC COMMON 82823L106 405 100,000 X 100,000 SIMON PROPERTY GROUP INC COMMON 828806109 536 15,000 X 15,000 SMITH INTERNATIONAL INC COMMON 832110100 2,872 98,000 X 98,000 STARWOOD HOTELS & RESORTS PAIRED CTF 85590A203 1,648 73,900 X 73,900 SUNCOR ENERGY INC COMMON 867229106 1,875 110,000 X 110,000 SYNOPSYS INC COMMON 871607107 53 1,400 X 1,400 TVX GOLD INC COMMON NO PAR 87308K309 14,396 1,015,200 X 1,015,200 TAIWAN SEMICONDUCTOR LTD SPONSORED ADR 874039100 29 4,620 X 4,620 TELEFONOS DE MEXICO SPONSORED ADR ORD L 879403780 2,322 82,500 X 82,500 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 905 13,500 X 13,500 TOTAL FINA ELF SPONSORED ADR 89151E109 487 7,400 X 7,400 TRAVELERS PROPERTY CORP CL A 89420G109 3 216 X 216 TRIZEC PROPERTIES INC COMMON 89687P107 284 25,000 X 25,000 US RESTAURANT PROPERTIES INC COMMON 902971100 257 18,000 X 18,000 US BANCORP COMMON 902973304 93 5,000 X 5,000 UNITED DOMINION REALTY COMMON 910197102 565 35,500 X 35,500 UNITED TECHNOLOGIES CORP COMMON 913017109 186 3,300 X 3,300 URSTADT BIDDLE PROPERTIES INS CL A 917286205 119 10,000 X 10,000 VORNADO REALTY TRUST SH BEN INT 929042109 694 17,600 X 17,600 WEYERHAEUSER CO COMMOC 962166104 1,261 28,800 X 28,800 WYETH COMMON 983024100 124 3,900 X 3,900 WYNDHAM INTERNATIONAL INC CL A 983101106 27 80,000 X 80,000 BUNGE LTD COMMON G16962105 2,420 100,000 X 100,000 GLOBAL SANTAFE CORP SHS G3930E101 2,727 122,000 X 122,000 NABORS INDUSTRIES LTD SHS G6359F103 262 8,000 X 8,000 NOBLE CORP SHS G65422100 2,567 82,800 X 82,800 TRANSOCEAN SEDCO INC ORD G90078109 790 38,000 X 38,000 WEATHERFORD INTERNATIONAL LT COMMON G95089101 3,083 83,000 X 83,000 FLEXTRONICS INTERNATIONAL LTD ORD Y2573F102 49 7,000 X 7,000 - ------------------------------------------------------------------------------------------------------------------------------------ 267,920 23,361,965 23,361,965 ======= ========== ==========
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