-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FvkZs8JXgJFiya42lnjd2wsN+MjxGoeHdkN09k2ZW70sOcfLBB1nh1sFxna9G97a MbhNYehpo3IY1Q/mr/SH1A== 0000930413-02-000411.txt : 20020414 0000930413-02-000411.hdr.sgml : 20020414 ACCESSION NUMBER: 0000930413-02-000411 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN ECK FUNDS CENTRAL INDEX KEY: 0000768847 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06489 FILM NUMBER: 02548584 BUSINESS ADDRESS: STREET 1: 99 PARK AVE STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126875200 MAIL ADDRESS: STREET 1: 99 PARK AVE STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 c23241_13fhr-.txt REPORT OF INSTITUTIONAL MANAGERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 If amended report check here: [_] Amendment Number: ____ This Amendment (Check only one): [_] is a restatement. [_] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Van Eck Associates Corporation 99 Park Avenue, 8th Floor New York, NY 10016 13F File Number: 28-2763 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alex Bogaenko Title: Controller Phone: (212) 293-2052 Signature, Place, and Date of Signing: /s/ Alex Bogaenko New York, NY February 13, 2002 [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. 1. None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 138 Form 13F Information Table Value Total: $212,087 (thousands) List of Other Included Managers: None
SEC FORM 13F REPORTING MANAGER: VAN ECK ASSOCIATES CORP 12/31/01 SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------------------- ITEM 1. ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------------------------ -------------- ------------- -------- ---------- ----------------------- --------------- -------------- VOTING INVESTMENT DISCRETION AUTHORITY [SHARES] -------------------------- --------- -------- (B) SHARED FAIR DEFINED MANAGERS MARKET SHARE OR IN (C) SEE CUSIP VALUE PRINCIPAL INSTR. SHARED INSTR. (B) (C) NAME OF ISSUER TITLE OF CLASS NUMBER $(000) AMOUNT (A)SOLE V OTHER V (A)SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ AES CORP. COMMON 00130H105 1,198 73,250 X 73,250 AK STEEL HOLDING COMMON 001547108 2,742 240,923 X 240,923 AMB PROPERTY CORPORATION COMMON 00163T109 1,898 73,000 X 73,000 ASA LTD COMMON 002050102 3,900 195,000 X 195,000 AGILENT TECHNOLOGIES COMMON 00846U101 80 2,800 X 2,800 AGNICO EAGLE MINE COMMON 008474108 6,340 642,300 X 642,300 ALCOA INC. COMMON 013817101 4,971 139,820 X 139,820 AMERICAN INTERNATIONAL GROUP, INC. COMMON 026874107 349 4,400 X 4,400 ANADARKO PETROLEUM CORP. COMMON 032511107 1,768 31,100 X 31,100 ANGLOGOLD LIMITED SPONSORED ADR 035128206 4,756 263,359 X 263,359 ARCHSTONE-SMITH TRUST COMMON 039583109 263 10,000 X 10,000 AVALONBAY COMMUNITIES, INC. COMMON 053484101 426 9,000 X 9,000 BANK OF NEW YORK, INC. COMMON 064057102 118 2,900 X 2,900 BARRICK GOLD CORP. COMMON 067901108 18,222 1,142,438 X 1,142,438 BOISE CASCADE CORP. COMMON 097383103 1,479 43,500 X 43,500 BOSTON PROPERTIES, INC. COMMON 101121101 1,368 36,000 X 36,000 CMC ENERGY CORP. COMMON 125896100 1,187 49,400 X 49,400 CAMDEN PROPERTY TRUST SH BEN INT 133131102 184 5,000 X 5,000 CARRAMERICA REALTY CORP. COMMON 144418100 271 9,000 X 9,000 CELESTICA, INC. SUB VTG SHS 15101Q108 40 1,000 X 1,000 CENDANT CORP. COMMON 151313103 373 19,000 X 19,000 CENTRAL FUND CANADA CL A CL A 153501101 2,178 660,000 X 660,000 CHEVRONTEXACO CORP. COMMON 166764100 3,432 38,300 X 38,300 CISCO SYSTEMS, INC. COMMON 17275R102 109 6,000 X 6,000 CLEAR CHANNEL COMMUNICATIONS COMMON 184502102 305 6,000 X 6,000 COCA-COLA FEMSA S.A. DE S.V. SPONSORED ADR 191241108 756 37,600 X 37,600 COOPER CAMERON CORP. COMMON 216640102 61 1,500 X 1,500 COSTCO WHOLESALE CORP. COMMON 22160K105 222 5,000 X 5,000 CRESCENT REAL ESTATE COMMON 225756105 1,222 67,500 X 67,500 DANA CORP. COMMON 235811106 888 64,000 X 64,000 DELPHI AUTOMOTIVE SYSTEM CORP. COMMON 247126105 1,079 79,000 X 79,000 DEVON ENERGY CORP. COMMON 25179M103 2,559 66,200 X 66,200 DOMINION RESOURCES, INC. COMMON 25746U109 1,893 31,500 X 31,500 DUKE POWER CORP. COMMON 264399106 1,861 47,400 X 47,400 DUKE REALTY CORP. COMMON 264411505 182 7,500 X 7,500 DURBAN ROODEPORT DEEP LTD. SPONSORED ADR 266597301 677 490,624 X 490,624 EMC CORP. COMMON 268648102 81 6,000 X 6,000 EL PASO CORP. COMMON 28336L109 3,517 78,850 X 78,850 ELECTRONIC DATA SYSTEM COMMON 285661104 315 4,600 X 4,600 EQUITY OFFICE PROPERTIES COMMON 294741103 4,654 154,717 X 154,717 EQUITY RESIDENTIAL PROPERTIES TRUST SH BEN INT 29476L107 990 34,500 X 34,500 EXXON MOBIL CORP. COMMON 30231G102 1,124 28,600 X 28,600 FEDERAL NATIONAL COMMON 313586109 437 5,500 X 5,500 GABLES RESIDENTIAL TR SH BEN INT 362418105 89 3,000 X 3,000 GENERAL CABLE CORP. COMMON 369300108 590 45,000 X 45,000 GENERAL ELECTRIC CO. CALL 369604103 321 8,000 X 8,000 GENERAL GROWTH PROPERTIES, INC. COMMON 370021107 155 4,000 X 4,000 GENZYME CORP. COMMON GENL DIV 372917104 287 4,800 X 4,800 GEORGIA PACIFIC CORP. COMMON 373298108 790 28,600 X 28,600 GLAMIS GOLD LTD COMMON 376775102 6,129 1,697,800 X 1,697,800
SEC FORM 13F REPORTING MANAGER: VAN ECK ASSOCIATES CORP 12/31/01 SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------------------- ITEM 1. ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------------------------ -------------- ------------- -------- ---------- ----------------------- --------------- -------------- VOTING INVESTMENT DISCRETION AUTHORITY [SHARES] -------------------------- --------- -------- (B) SHARED FAIR DEFINED MANAGERS MARKET SHARE OR IN (C) SEE CUSIP VALUE PRINCIPAL INSTR. SHARED INSTR. (B) (C) NAME OF ISSUER TITLE OF CLASS NUMBER $(000) AMOUNT (A)SOLE V OTHER V (A)SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ GLIMCHER RLTY TRUST SH BEN INT 379302102 56 3,000 X 3,000 GOLD FIELDS LTD SPONSORED ADR 38059T106 13,733 2,837,390 X 2,837,390 GOLDEN CYCLE GOLD CORP. COMMON 380894105 266 50,000 X 50,000 GOLDCORP, INC. CL. COMMON 380956409 9,916 814,800 X 814,800 GRUPO TELEVISA S.A. DE C.V. SPONSORED ADR 40049J206 756 17,500 X 17,500 GRUPO ELEKTRA S.A. DE C.V. GDR 40050A102 520 80,000 X 80,000 HRPT PROPRTIES TRUST COMMON SH BEN INT 40426W101 108 12,500 X 12,500 Harmony Gold Warrants- exp 6/29/02 WT EXP 06/29/03 413216110 243 80,000 X 80,000 HARMONY GOLD MINING SPONSORED ADR 413216300 8,376 1,286,703 X 1,286,703 HECLA MINING COMMON 422704106 517 550,000 X 550,000 HIGHLANDS INSURANCE GROUP, INC. COMMON 431032101 0 3,000 X 3,000 HILTON HOTELS CORP. COMMON 432848109 75 6,900 X 6,900 HOME DEPOT, INC. COMMON 437076102 179 3,500 X 3,500 HOMESTAKE MINING CO. COMMON 437614100 4,698 545,000 X 545,000 HOST MARRIOTT CORP. COMMON 44107P104 767 85,200 X 85,200 INTEL CORP. COMMON 458140100 173 5,500 X 5,500 INTERNATIONAL BUSINESS MACHS COMMON 459200101 242 2,000 X 2,000 INTL FLAVORS & FRAGRANCE COMMON 459506101 128 4,300 X 4,300 INTERNATIONAL PAPER CO. COMMON 460146103 3,615 89,600 X 89,600 LTC PROPERTIES, INC. COMMON 502175102 94 15,000 X 15,000 LA QUINTA PROPERTIES, INC. PAIRED CTF 50419Q409 316 55,000 X 55,000 LIBERTY PROPERTY TRUST SH BEN INT 531172104 299 10,000 X 10,000 LILLY (ELI) & CO. COMMON 532457108 236 3,000 X 3,000 MACERICH COMPANY COMMON 554382101 213 8,000 X 8,000 MARSH & MCLENNAN, INC. COMMON 571748102 419 3,900 X 3,900 MEDTRONIC, INC. COMMON 585055106 410 8,000 X 8,000 MERCK & CO., INC. COMMON 589331107 294 5,000 X 5,000 MERCURY INTERACTIVE CORP. COMMON 589405109 170 5,000 X 5,000 MICROSOFT CORP. COMMON 594918104 133 2,000 X 2,000 MURPHY OIL CORP. COMMON 626717102 3,731 44,400 X 44,400 NABORS INDUSTRIES, INC. COMMON 629568106 663 19,300 X 19,300 NEWFIELD EXPLORATION COMPANY COMMON 651290108 1,456 41,000 X 41,000 NEWHALL LAND & FARMING CO. DEPOSITARY REC 651426108 178 6,000 X 6,000 NEWMONT MINING CORP. COMMON 651639106 8,842 462,698 X 462,698 NOBLE DRILLING CORP. COMMON 655042109 1,399 41,100 X 41,100 NUCOR CORP. COMMON 670346105 731 13,800 X 13,800 OCCIDENTAL PETROLEUM CORP. COMMON 674599105 2,120 79,915 X 79,915 OCEAN ENERGY, INC. COMMON 67481E106 2,994 155,950 X 155,950 VIMPEL COMMUNICAT SPONSORED ADR 68370R109 819 31,450 X 31,450 PEPSICO INC. COMMON 713448108 156 3,200 X 3,200 PFIZER INC. COMMON 717081103 191 4,800 X 4,800 PHILIP MORRIS CO., INC. COMMON 718154107 156 3,400 X 3,400 PHILLIPS PETROLEUM CO. COMMON 718507106 1,205 20,000 X 20,000 PLACER DOME, INC. COMMON 725906101 18,794 1,722,625 X 1,722,625 PLUM CREEK TIMBER CO., INC. COMMON 729251108 340 12,000 X 12,000 POTASH CORP. COMMON 73755L107 307 5,000 X 5,000 PROLOGIS TRUST SH BEN INT 743410102 215 10,000 X 10,000 PUBLIC STORAGE, INC. COMMON 74460D109 401 12,000 X 12,000 RAYTHEON COMPANY COMMON NEW 755111507 302 9,300 X 9,300 ROYAL DUTCH PETROLEUM CO. NY REG. GLD 1.25 780257804 74 1,500 X 1,500 ROYAL GOLD INC. COMMON 780287108 363 70,000 X 70,000 SL GREEN REALTY CORP. COMMON 78440X101 353 11,500 X 11,500 ST PAUL CO., INC. COMMON 792860108 347 7,900 X 7,900 SCHERING-PLOUGH CORP. COMMON 806605101 143 4,000 X 4,000 SCHLUMBERGER LTD COMMON 806857108 945 17,200 X 17,200 SEALED AIR CORP. COMMON 81211K100 816 20,000 X 20,000 SECURITY CAPITAL GROUP, INC. CL B 81413P204 507 20,000 X 20,000 SHURGARD STORAGE CENTERS, INC. COMMON 82567D104 320 10,000 X 10,000 SILICONWARE PRECISION INDS. LTD SPONSORED ADR SP L 827084864 1,399 326,519 X 326,519 SIMON PROPERTY GROUP, INC. COMMON 828806109 526 17,930 X 17,930 SMITH INTERNATIONAL, INC. COMMON 832110100 1,724 32,150 X 32,150
SEC FORM 13F REPORTING MANAGER: VAN ECK ASSOCIATES CORP 12/31/01 SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------------------- ITEM 1. ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------------------------ -------------- ------------- -------- ---------- ----------------------- --------------- -------------- VOTING INVESTMENT DISCRETION AUTHORITY [SHARES] -------------------------- --------- -------- (B) SHARED FAIR DEFINED MANAGERS MARKET SHARE OR IN (C) SEE CUSIP VALUE PRINCIPAL INSTR. SHARED INSTR. (B) (C) NAME OF ISSUER TITLE OF CLASS NUMBER $(000) AMOUNT (A)SOLE V OTHER V (A)SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ SOVRAN SELF STORAGE, INC. COMMON 84610H108 93 3,000 X 3,000 SPRINT CORP. PCS COMMON SER 1 852061506 151 6,200 X 6,200 STARWOOD HOTELS & RESORTS WRLDWD PAIRED CTF 85590A203 388 13,000 X 13,000 STILLWATER MINING CO. COMMON 86074Q102 42 2,250 X 2,250 STORAGE USA, INC. COMMON 861907103 84 2,000 X 2,000 SUNCOR ENERGY, INC. COMMON 867229106 1,739 52,800 X 52,800 SYSCO CORP. COMMON 871829107 92 3,500 X 3,500 TVX GOLD INC. COMMON NEW 87308K200 1,905 4,425,000 X 4,425,000 TAUBMAN CENTERS, INC. COMMON 876664103 193 13,000 X 13,000 TELENORTELESTE ADR SPONSORED ADR PFD 879246106 2,221 142,000 X 142,000 TELEFONOS DE MEXICO S.A SPONSORED ADR ORD L 879403780 4,000 114,200 X 114,200 TEVA PHARMACEUTICAL INDS. LTD ADR 881624209 1,554 25,250 X 25,250 TOTAL FINA ELFS.A. SPONSORED ADR 89151E109 520 7,400 X 7,400 TRIZECHAHN CORP. SUB VTG 896938107 314 20,000 X 20,000 TV AZTECA S.A. DE C.V. SPONSORED ADR 901145102 1,229 181,000 X 181,000 TYCO INTERNATIONAL LTD COMMON 902124106 459 7,800 X 7,800 U S RESTAURANT PROPERTIES, INC. COMMON 902971100 146 10,000 X 10,000 USX US STEEL GROUP COMMON 90337T101 1,431 79,000 X 79,000 UNITED DOMINION REALTY TRUST, INC. COMMON 910197102 173 12,000 X 12,000 UNITED TECHNOLOGIES CORP. COMMON 913017109 213 3,300 X 3,300 VERIZONE COMMUNICATIONS COMMON 92343V104 157 3,300 X 3,300 VIACOM INC. CL B 925524308 283 6,400 X 6,400 VORNADO REALTY TRUST SH BEN INT 929042109 1,768 42,500 X 42,500 WEYERHAEUSER CO COMMON 962166104 584 10,800 X 10,800 GLOBAL SANTAFE CORP. SHS G3930E101 2,733 95,836 X 95,836 TRANSOCEAN SEDCO FOREX, INC. ORD G90078109 1,143 33,801 X 33,801 FLEXTRONICS INTL. LTD ORD Y2573F102 168 7,000 X 7,000 - ------------------------------------------------------------------------------------------------------------------------------------ 212,087 21,856,048 21,856,048 - ------------------------------------------------------------------------------------------------------------------------------------
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