0001193805-20-000479.txt : 20200413
0001193805-20-000479.hdr.sgml : 20200413
20200413215544
ACCESSION NUMBER: 0001193805-20-000479
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200409
FILED AS OF DATE: 20200413
DATE AS OF CHANGE: 20200413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DUSKIN JONATHAN
CENTRAL INDEX KEY: 0001350166
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08897
FILM NUMBER: 20789932
MAIL ADDRESS:
STREET 1: MACELLUM CAPITAL MANAGEMENT, LLC
STREET 2: 99 HUDSON STREET, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Macellum Management, LP
CENTRAL INDEX KEY: 0001673347
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08897
FILM NUMBER: 20789933
BUSINESS ADDRESS:
STREET 1: 99 HUDSON STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: 2129563008
MAIL ADDRESS:
STREET 1: 99 HUDSON STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Macellum Advisors GP, LLC
CENTRAL INDEX KEY: 0001640326
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08897
FILM NUMBER: 20789934
BUSINESS ADDRESS:
STREET 1: 99 HUDSON STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: 212.958.3008
MAIL ADDRESS:
STREET 1: 99 HUDSON STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BIG LOTS INC
CENTRAL INDEX KEY: 0000768835
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331]
IRS NUMBER: 061119097
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 4900 E DUBLIN GRANVILLE RD
CITY: COLUMBUS
STATE: OH
ZIP: 43081-7651
BUSINESS PHONE: 614-278-6800
MAIL ADDRESS:
STREET 1: 4900 E DUBLIN GRANVILLE RD
CITY: COLUMBUS
STATE: OH
ZIP: 43081-7651
4
1
form411142005mac_04132020.xml
OWNERSHIP DOCUMENT
X0306
4
2020-04-09
0
0000768835
BIG LOTS INC
BIG
0001673347
Macellum Management, LP
99 HUDSON STREET
5TH FLOOR
NEW YORK
NY
10013
0
0
0
1
See Explanation of Responses
0001640326
Macellum Advisors GP, LLC
99 HUDSON STREET
5TH FLOOR
NEW YORK
NY
10013
0
0
0
1
See Explanation of Responses
0001350166
DUSKIN JONATHAN
MACELLUM CAPITAL MANAGEMENT, LLC
99 HUDSON STREET, 5TH FLOOR
NEW YORK
NY
10013
0
0
0
1
See Explanation of Responses
Common Stock $0.01 par value
853112
I
See Footnote
Call Options (right to buy)
17.50
2020-04-09
4
S
0
250
2.8972
D
2020-03-02
2020-04-17
Common Stock $0.01 par value
25000
2250
I
See Footnote
This Form 4 is filed jointly by Macellum Opportunity Fund LP ("Macellum Opportunity"), Macellum Management, LP ("Macellum Management"), Macellum Advisors GP, LLC ("Macellum GP") and Jonathan Duskin (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Securities owned directly by Macellum Opportunity. As the investment manager of Macellum Opportunity, Macellum Management may be deemed to beneficially own the securities owned directly by Macellum Opportunity. As the general partner of Macellum Opportunity, Macellum GP may be deemed to beneficially own securities owned directly by Macellum Opportunity. As the sole member of Macellum GP, Mr. Duskin may be deemed to beneficially own the securities owned directly by Macellum Opportunity.
At the current time, Macellum Opportunity does not have the necessary SEC filing codes. Accordingly, Macellum Management, Macellum GP and Jonathan Duskin are the reporting parties. The remaining Reporting Person is currently obtaining the necessary filing codes and upon receipt will file an amended Form 4.
Macellum Management, LP; By: Macellum Advisors GP, LLC; By: /s/ Jonathan Duskin
2020-04-13
Macellum Advisors GP, LLC; By: /s/ Jonathan Duskin
2020-04-13
/s/ Jonathan Duskin
2020-04-13