0000921895-20-000769.txt : 20200313 0000921895-20-000769.hdr.sgml : 20200313 20200313211901 ACCESSION NUMBER: 0000921895-20-000769 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200304 FILED AS OF DATE: 20200313 DATE AS OF CHANGE: 20200313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Macellum Advisors GP, LLC CENTRAL INDEX KEY: 0001640326 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08897 FILM NUMBER: 20715063 BUSINESS ADDRESS: STREET 1: 99 HUDSON STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 212.958.3008 MAIL ADDRESS: STREET 1: 99 HUDSON STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUSKIN JONATHAN CENTRAL INDEX KEY: 0001350166 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08897 FILM NUMBER: 20715064 MAIL ADDRESS: STREET 1: MACELLUM CAPITAL MANAGEMENT, LLC STREET 2: 99 HUDSON STREET, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIG LOTS INC CENTRAL INDEX KEY: 0000768835 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 061119097 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 4900 E DUBLIN GRANVILLE RD CITY: COLUMBUS STATE: OH ZIP: 43081-7651 BUSINESS PHONE: 614-278-6800 MAIL ADDRESS: STREET 1: 4900 E DUBLIN GRANVILLE RD CITY: COLUMBUS STATE: OH ZIP: 43081-7651 3 1 form311142005_03122020.xml OWNERSHIP DOCUMENT X0206 3 2020-03-04 0 0000768835 BIG LOTS INC BIG 0001640326 Macellum Advisors GP, LLC 99 HUDSON STREET 5TH FLOOR NEW YORK NY 10013 0 0 0 1 See Explanation of Responses 0001350166 DUSKIN JONATHAN MACELLUM CAPITAL MANAGEMENT, LLC 99 HUDSON STREET, 5TH FLOOR NEW YORK NY 10013 0 0 0 1 See Explanation of Responses Common Stock $0.01 par value 853112 I See Footnote Call Options (right to buy) 17.50 2020-03-02 2020-04-17 Common Stock $0.01 par value 250000 I See Footnote Put Options (obligation to buy) 27.50 2020-03-20 Common Stock $0.01 par value 26100 I See Footnote Put Options (obligation to buy) 25.00 2020-02-14 2020-03-20 Common Stock $0.01 par value 5200 I See Footnote This Form 3 is filed jointly by Macellum Opportunity Fund LP ("Macellum Opportunity"), Macellum Management, LP ("Macellum Management"), Macellum Advisors GP, LLC ("Macellum GP") and Jonathan Duskin (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.01 (the "Common Stock"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Securities owned directly by Macellum Opportunity. As the investment manager of Macellum Opportunity, Macellum Management may be deemed to beneficially own the securities owned directly by Macellum Opportunity. As the general partner of Macellum Opportunity, Macellum GP may be deemed to beneficially own securities owned directly by Macellum Opportunity. As the sole member of Macellum GP, Mr. Duskin may be deemed to beneficially own the securities owned directly by Macellum Opportunity. Such options are exercisable as of March 4, 2020 and were immediately exercisable upon their acquisition. At the current time, Macellum Opportunity and Macellum Management do not have the necessary SEC filing codes. Accordingly, Macellum GP and Jonathan Duskin are the reporting parties. The remaining Reporting Persons are currently obtaining the necessary filing codes and upon receipt will file an amended Form 3. Macellum Advisors GP, LLC; By: /s/ Jonathan Duskin 2020-03-13 /s/ Jonathan Duskin 2020-03-13