-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GlrEAvNQ+KnjqRtsJpIj9pltfhWUh7oQOFA9PEtv6cD8eHsBI1sVRg3QxkCqTzJo xDq9Y+llMa2eJ3N35EgWfA== 0001186421-02-000002.txt : 20021125 0001186421-02-000002.hdr.sgml : 20021125 20021125114906 ACCESSION NUMBER: 0001186421-02-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021122 FILED AS OF DATE: 20021125 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYBASE INC CENTRAL INDEX KEY: 0000768262 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942951005 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16493 FILM NUMBER: 02838892 BUSINESS ADDRESS: STREET 1: 6475 CHRISTIE AVE CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5109223500 MAIL ADDRESS: STREET 1: 6475 CHRISTIE AVE CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: WHITE-IVY NITA C CENTRAL INDEX KEY: 0001186421 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 5000 HACIENDA DR CITY: DUBLIN STATE: CA ZIP: 94538 BUSINESS PHONE: 9252365000 MAIL ADDRESS: STREET 1: 5000 HACIENDA DR CITY: DUBLIN STATE: CA ZIP: 94568 4 1 whiteivy-f4_112202.txt WHITEIVY-F4-112202 4 1 NASD 0001186421 Officer Sybase, Inc. 0000768262 94-2951005 11/22/02 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) White-Ivy, Nita C One Sybase Drive Dublin, CA 94568-7902 2. Issuer Name and Ticker or Trading Symbol Sybase, Inc. (SYBS) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Day/Year 11/22/2002 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) VP - Worldwide HR A02 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/22/02 M 16,250 A $6.8750 D Direct Common Stock 11/22/02 S 16,250 D $13.0000 7,133 D Direct Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option (right to buy) $6.8750 11/22/02 M 16,250 04/05/99 (1) 03/13/08 Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option (right to buy) 11/22/02 Common Stock 16,250 $13.0000 0 D Direct Explanation of Responses: (1) The option to purchase shares of common stock vests partially on the indicated date, with the balance vesting at a rate of 1/48th of the shares originally granted under such option on each subsequent monthly anniversary.
SIGNATURE OF REPORTING PERSON /S/ By: Julie Loosli Attorney-in-Fact For: Nita C White-Ivy DATE 11/25/02
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