-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JDml7jcfU2WFmW6U9qx/aQlhglPOCLy/JyjfcctsrbLRvrBiX/6YdXwnQzlQNgdo tm9REydf8aCn+lYr5Ooliw== 0000950144-99-002225.txt : 19990226 0000950144-99-002225.hdr.sgml : 19990226 ACCESSION NUMBER: 0000950144-99-002225 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990225 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HALLWOOD ENERGY PARTNERS LP CENTRAL INDEX KEY: 0000768172 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840987088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-36511 FILM NUMBER: 99550409 BUSINESS ADDRESS: STREET 1: 4582 S ULSTER ST PKWY STE 1700 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3038507373 FORMER COMPANY: FORMER CONFORMED NAME: SAXON OIL DEVELOPMENT PARTNERS LP DATE OF NAME CHANGE: 19890917 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ESTATE OF WILLIAM BAXTER LEE III CENTRAL INDEX KEY: 0001007607 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 411705008 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PRINCIPAL BUSINESS OFFICE STREET 2: 406 WILLOW AVENUE CITY: KNOXVILLE STATE: TN ZIP: 37915 MAIL ADDRESS: STREET 1: 408 WILLOW AVE CITY: KNOXVILLE STATE: TN ZIP: 37915 SC 13G 1 HALLWOOD ENERGY PARTNERS LP 1 OMB APPROVAL OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response...14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. __)* HALLWOOD ENERGY PARTNERS, L.P. (Name of Issuer) units representing Class A limited partnership interests (Title of Class of Securities) 40636P201 (CUSIP Number) February 11, 1999 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule if filed. [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. 2 SCHEDULE 13G CUSIP NO.40636P201 PAGE 2 OF 4 PAGES 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Estate of William Baxter Lee, III 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 715,000 6. SHARED VOTING POWER N/A 7. SOLE DISPOSITIVE POWER 715,000 8. SHARED DISPOSITIVE POWER N/A 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 715,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.2% 14. TYPE OF REPORTING PERSON* OO 3 SCHEDULE 13G CUSIP NO.40636P201 PAGE 3 OF 4 PAGES ITEM 1. (A) NAME OF ISSUER: Hallwood Energy Partners, L.P. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 4582 South Ulster Street Parkway Suite 1700 Denver, Colorado 80237 ITEM 2. (A) NAME OF PERSON FILING: Estate of William Baxter Lee, III (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE c/o SSC Service Solutions 406 Willow Avenue Knoxville, Tennessee 37901 (C) CITIZENSHIP: U.S. (D) TITLE OF CLASS OF SECURITIES: Units representing Class A limited partnership interests (E) CUSIP NUMBER: 40636P201 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(B) OR 240.13D-2(B), CHECK WHETHER THE PERSON FILING IS A: N/A ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: 715,000 (b) Percent of Class: 7.2% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 715,000 (ii) Shared power to vote or to direct the vote N/A (iii) Sole power to dispose or to direct the disposition of 715,000 (iv) Shared power to dispose or to direct the disposition of N/A
4 SCHEDULE 13G CUSIP NO.40636P201 PAGE 4 OF 4 PAGES ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. The Reporting Person is the Estate of the decedent, William Baxter Lee, III. The executor of the Estate is Don R. Williams. Ultimate disposition of dividends from, or the proceeds from the sale of, the securities to which this Statement relates will be made by the executor to the beneficiary of the Estate, Mrs. William Baxter Lee, III, in accordance with the provisions of the decedent's last will and testament. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBER OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. February 23, 1999 ---------------------------------- /S/ Don R. Williams ---------------------------------- Signature Don R. Williams, Executor of the Estate of William Baxter Lee, III -----END PRIVACY-ENHANCED MESSAGE-----