X0202 4 2007-02-02 0 0000766829 SJW CORP SJW 0001245289 ROTH W RICHARD 374 W. SANTA CLARA STREET SAN JOSE CA 95113 1 1 0 0 President & CEO Common Stock 2007-02-02 4 M 0 800 14.00 A 134661 D Common Stock 2007-02-02 4 S 0 400 39.09 D 134261 D Common Stock 2007-02-02 4 S 0 400 39.00 D 133861 D Common Stock 2007-02-06 4 M 0 10100 14.00 A 143961 D Common Stock 2007-02-06 4 S 0 3400 39.05 D 140561 D Common Stock 2007-02-06 4 S 0 6700 39.00 D 133861 D Common Stock 18300 I By Separate Property Trust Common Stock 14.00 2007-02-02 4 M 0 800 D 2004-04-29 2013-04-29 Common Stock 800 44824 D Common Stock 14.00 2007-02-06 4 M 0 10100 D 2004-04-29 2013-04-29 Common Stock 10100 34724 D Includes 2,249 shares of Common Stock of SJW Corp. (the "Company") and 800 shares of Common Stock of the Company issued to Mr. Roth following the exercise of his stock options. Also includes 31,500 shares underlying restricted stock units and 100,112 shares of deferred restricted stock. These shares may be subject in whole or in part to vesting schedules tied to Mr. Roth?s continued service with the Company or his performance and will be distributed as actual shares of Common Stock of the Company either at the time of vesting or at a specified time thereafter (including termination of service with the issuer). Includes 2,249 shares of Common Stock of the Company and 400 shares of Common Stock of the Company issued to Mr. Roth following the exercise of his stock options. Also includes 31,500 shares underlying restricted stock units and 100,112 shares of deferred restricted stock. These shares may be subject in whole or in part to vesting schedules tied to Mr. Roth?s continued service with the Company or his performance and will be distributed as actual shares of Common Stock of the Company either at the time of vesting or at a specified time thereafter (including termination of service with the issuer.) Includes 2,249 shares of Common Stock of the Company. Also includes 31,500 shares underlying restricted stock units and 100,112 shares of deferred restricted stock. These shares may be subject in whole or in part to vesting schedules tied to Mr. Roth?s continued service with the Company or his performance and will be distributed as actual shares of Common Stock of the Company either at the time of vesting or at a specified time thereafter (including termination of service with the issuer.) Includes 2,249 shares of Common Stock of the Company and 10,100 shares of Common Stock of the Company issued to Mr. Roth following the exercise of his stock options. Also includes 31,500 shares underlying restricted stock units and 100,112 shares of deferred restricted stock. These shares may be subject in whole or in part to vesting schedules tied to Mr. Roth?s continued service with the Company or his performance and will be distributed as actual shares of Common Stock of the Company either at the time of vesting or at a specified time thereafter (including termination of service with the issuer). Includes 2,249 shares of Common Stock of the Company and 6,700 shares of Common Stock of the Company issued to Mr. Roth following the exercise of his stock options. Also includes 31,500 shares underlying restricted stock units and 100,112 shares of deferred restricted stock. These shares may be subject in whole or in part to vesting schedules tied to Mr. Roth?s continued service with the Company or his performance and will be distributed as actual shares of Common Stock of the Company either at the time of vesting or at a specified time thereafter (including termination of service with the issuer.) Includes 2,249 shares of Common Stock of the Company. Also includes 31,500 shares underlying restricted stock units and 100,112 shares of deferred restricted stock. These shares may be subject in whole or in part to vesting schedules tied to Mr. Roth?s continued service with the Company or his performance and will be distributed as actual shares of Common Stock of the Company either at the time of vesting or at a specified time thereafter (including termination of service with the issuer.) The stock options are exercisable according to the vesting schedule. The shares vest in four successive equal annual installments upon Mr. Roth?s completion of each year of service with the Company over a four-year period measured from the April 29, 2003 issue date of the stock options. Therefore 11,406 shares of Common Stock of the Company became exercisable on April 29, 2004, April 29, 2005 and April 29, 2006 and the remaining 11,406 shares will become exercisable on April 29, 2007. The exercise price is $14.00 per share. /s/ Suzy Papazian Attorney-in-Fact for W. Richard Roth 2007-02-06