0000766829-23-000045.txt : 20230227 0000766829-23-000045.hdr.sgml : 20230227 20230227140223 ACCESSION NUMBER: 0000766829-23-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230223 FILED AS OF DATE: 20230227 DATE AS OF CHANGE: 20230227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Willie D. Jr. CENTRAL INDEX KEY: 0001866152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08966 FILM NUMBER: 23672952 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SJW GROUP CENTRAL INDEX KEY: 0000766829 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770066628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082797800 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: SJW CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_167752452239050.xml FORM 4 X0306 4 2023-02-23 0 0000766829 SJW GROUP SJW 0001866152 Brown Willie D. Jr. 110 W. TAYLOR STREET SAN JOSE CA 95110 0 1 0 0 VP, Gen Counsel, & Corp Sec Common Stock 2023-01-31 5 J 0 E 295 65.80 A 6973 D Common Stock 2023-02-23 4 A 0 47 0 A 7020 D Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan. Represents 3,919 shares of the issuer's common stock and 3,054 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. Represents (i) 15 shares of common stock subject to the 2020 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022 and (ii) 32 shares of common stock subject to the 2020 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2020, 2021, and 2022 calendar years and continued service by the reporting person through December 31, 2022. Represents 3,919 shares of the issuer's common stock and 3,101 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms. /s/ Willie D. Brown Jr. 2023-02-27