0000766829-23-000014.txt : 20230105 0000766829-23-000014.hdr.sgml : 20230105 20230105165249 ACCESSION NUMBER: 0000766829-23-000014 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230101 FILED AS OF DATE: 20230105 DATE AS OF CHANGE: 20230105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patla Craig J CENTRAL INDEX KEY: 0001604317 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08966 FILM NUMBER: 23512171 MAIL ADDRESS: STREET 1: CONNECTICUT WATER COMPANY STREET 2: 93 WEST MAIN STREET CITY: CLINTON STATE: CT ZIP: 06413 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SJW GROUP CENTRAL INDEX KEY: 0000766829 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770066628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082797800 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: SJW CORP DATE OF NAME CHANGE: 19920703 3 1 wf-form3_167295554092544.xml FORM 3 X0206 3 2023-01-01 0 0000766829 SJW GROUP SJW 0001604317 Patla Craig J 110 W. TAYLOR STREET SAN JOSE CA 95110 0 1 0 0 President of CTWS Common Stock 7085 D Represents (i) 1,026 shares of the issuer's common stock; (ii) 3,666 shares subject to deferred stock units ("DSUs") assumed by issuer on the effective date of the merger with Connecticut Water Service, Inc. that are vested and will be settled in accordance with an election previously made by the reporting person, with each DSU entitling the reporting person to one share of common stock upon settlement; (iii) 2,393 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. /s/ Craig J. Patla 2023-01-05