0000766829-20-000036.txt : 20200110 0000766829-20-000036.hdr.sgml : 20200110 20200110171701 ACCESSION NUMBER: 0000766829-20-000036 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thornburg Eric W CENTRAL INDEX KEY: 0001349767 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08966 FILM NUMBER: 20521980 MAIL ADDRESS: STREET 1: 93 WEST MAIN STREET CITY: CLINTON STATE: CT ZIP: 06413 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SJW GROUP CENTRAL INDEX KEY: 0000766829 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770066628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082797800 MAIL ADDRESS: STREET 1: 110 W. TAYLOR STREET CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: SJW CORP DATE OF NAME CHANGE: 19920703 4/A 1 wf-form4a_157869459212048.xml FORM 4/A X0306 4/A 2019-12-31 2020-01-03 0 0000766829 SJW GROUP SJW 0001349767 Thornburg Eric W 110 W TAYLOR STREET SAN JOSE CA 95110 1 1 0 0 President & CEO Common Stock 2019-12-31 4 F 0 2676 69.63 D 18374 D Common Stock 2020-01-02 4 A 0 5357 0 A 23731 D This amended Form 4 is filed to correct an inadvertent error in the number of shares withheld reported in Box 4 of the original Form 4 from 2,704 shares to 2,676 shares. Such 2,676 shares represents shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 7,488 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on December 31, 2019 pursuant to the terms of the November 6, 2017, January 2, 2018, and January 2, 2019 Restricted Stock Issuance Agreements between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. Represents 9,429 shares of the issuer's common stock and 8,945 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. Represents 5,357 shares of the common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of services with the issuer for the three-year period measured from date of grant, subject to accelerated vesting under certain prescribed circumstances. Represents 9,429 shares of the issuer's common stock and 14,302 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. /s/ Willie Brown Attorney-in-Fact for Eric W. Thornburg 2020-01-10