0000766829-19-000137.txt : 20191011
0000766829-19-000137.hdr.sgml : 20191011
20191011133847
ACCESSION NUMBER: 0000766829-19-000137
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191009
FILED AS OF DATE: 20191011
DATE AS OF CHANGE: 20191011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson A Kristen
CENTRAL INDEX KEY: 0001313291
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08966
FILM NUMBER: 191147803
MAIL ADDRESS:
STREET 1: C/O CONNECTICUT WATER SERVICE, INC.
STREET 2: 93 WEST MAIN STREET
CITY: CLINTON
STATE: CT
ZIP: 06413
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SJW GROUP
CENTRAL INDEX KEY: 0000766829
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770066628
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4082797800
MAIL ADDRESS:
STREET 1: 110 W. TAYLOR STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: SJW CORP
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_157081550514645.xml
FORM 4
X0306
4
2019-10-09
0
0000766829
SJW GROUP
SJW
0001313291
Johnson A Kristen
110 W. TAYLOR STREET
SAN JOSE
CA
95110
0
1
0
0
VP, HR & Corp Sec of CTWS
Common Stock
2019-10-09
4
J
0
15388
0
A
15388
D
Cash Settled Restricted Stock Unit
2019-10-09
4
A
0
1039
0
A
2020-12-08
2020-12-08
Common Stock
1039.0
1039
D
Represents shares of common stock underlying the following awards previously granted pursuant to certain performance stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time): (i) 1,334 shares subject to restricted stock units ("RSUs") that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,054 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.
Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date.
/s/ Kristen A. Johnson
2019-10-11