0001116579-11-000001.txt : 20110906 0001116579-11-000001.hdr.sgml : 20110905 20110906165902 ACCESSION NUMBER: 0001116579-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110901 FILED AS OF DATE: 20110906 DATE AS OF CHANGE: 20110906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENBAUM LEONARD A CENTRAL INDEX KEY: 0001116579 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16525 FILM NUMBER: 111076326 MAIL ADDRESS: STREET 1: 1881 LAKELAND AVENUE CITY: RONICONKOMA STATE: NY ZIP: 11779 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVD EQUIPMENT CORP CENTRAL INDEX KEY: 0000766792 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 112621692 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1860 SMITHTOWN AVE CITY: RONKONKOMA STATE: NY ZIP: 11779-7321 BUSINESS PHONE: 6319817081 MAIL ADDRESS: STREET 1: 1860 SMITHTOWN AVE CITY: RONKONKOMA STATE: NY ZIP: 11779-7321 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-09-01 0 0000766792 CVD EQUIPMENT CORP CVV 0001116579 ROSENBAUM LEONARD A C/O CVD EQUIPMENT CORPORATION 1860 SMITHTOWN AVE. RONKONKOMA NY 11779 1 1 0 0 CEO, President Common Stock 2011-09-01 4 S 0 1000 18.26 D 1253730 D Common Stock 2011-09-02 4 S 0 1000 16.78 D 1252730 D This price represents the weighted average price for multiple transactions reported on this line. The per share prices of the transactions on this line ranged from $18.09 to $18.47. Upon request by the SEC staff, the Issuer or a security holder of the issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These sales were made pursuant to a 10b5-1 Plan. This price represents the weighted average price for multiple transactions reported on this line. The per share prices of the transactions on this line ranged from $16.54 to $17.00. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These sales were made pursuant to a 10b5-1 Plan. Leonard A. Rosenbaum 2011-09-06