0001104659-23-094501.txt : 20230823 0001104659-23-094501.hdr.sgml : 20230823 20230823160047 ACCESSION NUMBER: 0001104659-23-094501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230821 FILED AS OF DATE: 20230823 DATE AS OF CHANGE: 20230823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AFRICK ANDREW CENTRAL INDEX KEY: 0001256239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16525 FILM NUMBER: 231197560 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADA Partners, L.P. CENTRAL INDEX KEY: 0001948529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16525 FILM NUMBER: 231197561 BUSINESS ADDRESS: STREET 1: 111 WEST 67TH STREET, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10023 BUSINESS PHONE: 2126005993 MAIL ADDRESS: STREET 1: 111 WEST 67TH STREET, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVD EQUIPMENT CORP CENTRAL INDEX KEY: 0000766792 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 112621692 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 355 S. TECHNOLOGY DRIVE CITY: CENTRAL ISLIP STATE: NY ZIP: 11722 BUSINESS PHONE: 6319817081 MAIL ADDRESS: STREET 1: 355 S. TECHNOLOGY DRIVE CITY: CENTRAL ISLIP STATE: NY ZIP: 11722 4 1 tm2324622-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-08-21 0 0000766792 CVD EQUIPMENT CORP CVV 0001256239 AFRICK ANDREW C/O SEARAY CAPITAL 111 WEST 67TH STREET NEW YORK NY 10023 0 0 1 0 0001948529 ADA Partners, L.P. C/O SEARAY CAPITAL 111 WEST 67TH STREET NEW YORK NY 10023 0 0 1 0 0 Common Stock 2023-08-22 4 P 0 12195 7.00 A 832787 I See Explanation Note Common Stock 2023-08-21 4 P 0 21707 6.04 A 820592 I See Explanation Note Common Stock 2023-08-21 4 P 0 11008 6.94 A 798885 I See Explanation Note The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.98 to $7.05, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $6.60, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.88 to $7.00, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. /s/ Andrew Africk 2023-08-23 /s/ Andrew Africk, as Manager of ADA Partners GP, LLC 2023-08-23