0001209191-13-015619.txt : 20130311 0001209191-13-015619.hdr.sgml : 20130311 20130311164135 ACCESSION NUMBER: 0001209191-13-015619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130307 FILED AS OF DATE: 20130311 DATE AS OF CHANGE: 20130311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERMAN CHARLES J JR CENTRAL INDEX KEY: 0001242823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08923 FILM NUMBER: 13681273 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTH CARE REIT INC /DE/ CENTRAL INDEX KEY: 0000766704 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 341096634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 DORR STREET CITY: TOLEDO STATE: OH ZIP: 43615 BUSINESS PHONE: 419-247-2800 MAIL ADDRESS: STREET 1: 4500 DORR STREET CITY: TOLEDO STATE: OH ZIP: 43615 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-07 0 0000766704 HEALTH CARE REIT INC /DE/ HCN 0001242823 HERMAN CHARLES J JR 4500 DORR STREET TOLEDO OH 43615 0 1 0 0 EVP & Chief Investment Officer Common Stock 2013-03-07 4 M 0 2628 40.83 A 62511 D Common Stock 2013-03-07 4 M 0 7887 37.00 A 70398 D Common Stock 2013-03-07 4 M 0 4755 43.29 A 75153 D Common Stock 2013-03-07 4 M 0 3994 49.17 A 79147 D Common Stock 2013-03-07 4 S 0 19264 65.125 D 59883 D Common Stock 2013-03-11 4 S 0 833 65.187 D 38490 I LLC Option (Right to Buy) 40.83 2013-03-07 4 M 0 2628 0.00 D 2013-01-15 2018-01-21 Common 5077 2449 D Option (Right to Buy) 37.00 2013-03-07 4 M 0 7887 0.00 D 2013-01-15 2019-01-29 Common 15773 7886 D Option (Right to Buy) 43.29 2013-03-07 4 M 0 4755 0.00 D 2013-01-15 2020-01-28 Common 14265 9510 D Option (Right to Buy) 49.17 2013-03-07 4 M 0 3994 0.00 D 2013-01-15 2021-01-27 Common 15976 11982 D The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012. The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Options for the purchase of 25,386 shares of common stock at $40.83 per share were granted to Mr. Herman on January 21, 2008, which grant has previously been reported. The partial exercise of these options for the purchase of 20,309 shares has previously been reported. Of the remaining options, options for the purchase of 5,077 shares vested on January 15, 2013. The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 23,661 shares has previously been reported. Of the remaining options, options for the purchase of 7,887 shares vested on January 15, 2013 and options for the purchase of 7,886 shares will vest on January 15, 2014. Options for the purchase of 23,776 shares of common stock at $43.29 per share were granted to Mr. Herman on January 28, 2010, which grant has previsouly been reported. The partial exercise of these options for the purchae of 9,511 shares has previously been reported. Of the remaining options, options for the purchase of 4,755 shares vested on January 15, 2013 and options for the purchase of 4,755 shares will vest on January 15 of each of 2014 and 2015. The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. Options for the purchase of 19,971 shares of common stock at $49.17 per share were granted to Mr. Herman on January 27, 2011, which grant has previously been reported. The partial exercise of these options for the purchase of 3,995 shares has previously been reported. Of the remaining options, options for the purchase of 3,994 shares vested on January 15, 2013 and options for the purchase of 3,994 shares will vest on January 15 of each of 2014, 2015 and 2016. By: Erin C. Ibele Attorney-in-Fact For: Charles J. Herman, Jr. 2013-03-11