0001209191-18-056692.txt : 20181031 0001209191-18-056692.hdr.sgml : 20181031 20181031174338 ACCESSION NUMBER: 0001209191-18-056692 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181029 FILED AS OF DATE: 20181031 DATE AS OF CHANGE: 20181031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPEARS ROBERT R JR CENTRAL INDEX KEY: 0001227826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08896 FILM NUMBER: 181151263 MAIL ADDRESS: STREET 1: 8401 N CENTRAL EXPRESSWAY STE 800 CITY: DALLAS STATE: TX ZIP: 75225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP CENTRAL INDEX KEY: 0000766701 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 752027937 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148742323 MAIL ADDRESS: STREET 1: 8401 NORTH CENTRAL EXPRESSWAY STREET 2: STE 800 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS MORTGAGE CORP DATE OF NAME CHANGE: 19891105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-29 0 0000766701 CAPSTEAD MORTGAGE CORP CMO 0001227826 SPEARS ROBERT R JR 8401 N CENTRAL EXPRESSWAY SUITE 800 DALLAS TX 75225 0 1 0 0 EVP & CIO Common Stock 2018-10-29 4 P 0 20000 6.751 A 447794 D Reflects the weighted average purchase price for the reported transactions. An aggregate of 20,000 shares of the Issuer's common stock were purchased on behalf of the Reporting Person in various transactions at prices ranging from $6.73 to $6.76. The Reporting Person will provide the SEC staff, the Issuer, or a security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price. Robert Spears 2018-10-31