0001544028-23-000006.txt : 20231107
0001544028-23-000006.hdr.sgml : 20231107
20231107171836
ACCESSION NUMBER: 0001544028-23-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231105
FILED AS OF DATE: 20231107
DATE AS OF CHANGE: 20231107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TACKETT SHANE R
CENTRAL INDEX KEY: 0001544028
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08957
FILM NUMBER: 231385121
MAIL ADDRESS:
STREET 1: C/O ALASKA AIRLINES, INC.
STREET 2: 19300 INTERNATIONAL BLVD
CITY: SEATTLE
STATE: WA
ZIP: 98188
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC.
CENTRAL INDEX KEY: 0000766421
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 911292054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
BUSINESS PHONE: 206-392-5040
MAIL ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
FORMER COMPANY:
FORMER CONFORMED NAME: ALASKA AIR GROUP INC
DATE OF NAME CHANGE: 19920703
4
1
wk-form4_1699395505.xml
FORM 4
X0508
4
2023-11-05
0
0000766421
ALASKA AIR GROUP, INC.
ALK
0001544028
TACKETT SHANE R
ALASKA AIR GROUP, INC.
19300 INTERNATIONAL BLVD
SEATTLE
WA
98188
0
1
0
0
EVP AND CFO
0
COMMON STOCK
2023-11-05
4
M
0
3287
0
A
22116
D
COMMON STOCK
2023-11-05
4
F
0
1294
33.56
D
20822
D
COMMON STOCK
2806
I
ESOP TRUST
RESTRICTED STOCK UNITS
0
2023-11-05
4
M
0
3287
0
D
COMMON STOCK
3287
0
D
Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.
The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.
Includes 208 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2023, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
Common shares held in the Alaska Air Group, Inc. Employee Stock Ownership 401(K) Plan Trust.
The RSUs disposed were from a grant of 9,860 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 3,286 shares on November 5, 2021; 3,287 shares on November 5, 2022; and 3,287 shares on November 5, 2023.
/s/ Howard Kuppler, by power of attorney
2023-11-07