0001544028-23-000004.txt : 20230504 0001544028-23-000004.hdr.sgml : 20230504 20230504164843 ACCESSION NUMBER: 0001544028-23-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230502 FILED AS OF DATE: 20230504 DATE AS OF CHANGE: 20230504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TACKETT SHANE R CENTRAL INDEX KEY: 0001544028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 23889630 MAIL ADDRESS: STREET 1: C/O ALASKA AIRLINES, INC. STREET 2: 19300 INTERNATIONAL BLVD CITY: SEATTLE STATE: WA ZIP: 98188 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_168323330840764.xml FORM 4 X0407 4 2023-05-02 0 0000766421 ALASKA AIR GROUP, INC. ALK 0001544028 TACKETT SHANE R ALASKA AIR GROUP, INC. 19300 INTERNATIONAL BLVD SEATTLE WA 98188 0 1 0 0 EVP AND CFO 0 COMMON STOCK 18621 D COMMON STOCK 2806 I ESOP TRUST RESTRICTED STOCK UNITS 0.0 2023-05-02 4 A 0 7240 0 A 2024-02-09 2024-02-09 COMMON STOCK 7240.0 7240 D RESTRICTED STOCK UNITS 0.0 2023-05-02 4 A 0 3670 0 A 2025-02-07 2025-02-07 COMMON STOCK 3670.0 3670 D RESTRICTED STOCK UNITS 0.0 2023-05-04 4 A 0 18060 0 A 2026-05-04 2026-05-04 COMMON STOCK 18060.0 18060 D Includes 144 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on April 30, 2023, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Common shares held in the Alaska Air Group, Inc. Employee Stock Ownership 401(k) Plan Trust. Each restricted stock unit represents a contingent right to receive one share of ALK common stock. /s/ Howard Kuppler, by power of attorney 2023-05-04