0001246360-20-001803.txt : 20201109 0001246360-20-001803.hdr.sgml : 20201109 20201109173509 ACCESSION NUMBER: 0001246360-20-001803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201105 FILED AS OF DATE: 20201109 DATE AS OF CHANGE: 20201109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPRAGUE JOSEPH A CENTRAL INDEX KEY: 0001544031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 201298903 MAIL ADDRESS: STREET 1: C/O ALASKA AIRLINES, INC. STREET 2: 19300 INTERNATIONAL BLVD CITY: SEATTLE STATE: WA ZIP: 98188 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 4 1 form.xml PRIMARY DOCUMENT X0306 4 2020-11-05 false 0000766421 ALASKA AIR GROUP, INC. ALK 0001544031 SPRAGUE JOSEPH A 19300 INTERNATIONAL BLVD SEATTLE WA 98188 false true false false PRESIDENT, HORIZON AIR COMMON STOCK 401(K) 7049 I ESOP TRUST COMMON STOCK 2020-11-07 4 M false 1129 0 A 14383 D COMMON STOCK 2020-11-07 4 F false 275 38.26 D 14108 D RESTRICTED STOCK UNITS 0 2020-11-05 4 A false 2960 0 A 2021-11-05 2030-11-05 COMMON STOCK 2960 2960 D EMPLOYEE STOCK OPTIONS (RT TO BUY) 39.18 2020-11-05 4 A false 2540 0 A 2021-11-05 2030-11-05 COMMON STOCK 2540 2540 D RESTRICTED STOCK UNITS 0 2020-11-07 4 M false 1129 0 D 2020-11-07 2029-11-07 COMMON STOCK 1129 2261 D COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/2019. RESTRICTED STOCK UNITS WILL VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. OPTIONS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE (11/5/2021, 11/5/2022 AND 11/5/2023). REMAINING RESTRICTED STOCK UNITS WILL VEST AS FOLLOWS: 1,130 ON 11/07/2021 AND 1,131 ON 11/07/2022. SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/07/2020. PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. /S/ JEANNE E GAMMON, ATTORNEY-IN-FACT FOR JOSEPH A. SPRAGUE 2020-11-09