0001246360-20-001803.txt : 20201109
0001246360-20-001803.hdr.sgml : 20201109
20201109173509
ACCESSION NUMBER: 0001246360-20-001803
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201105
FILED AS OF DATE: 20201109
DATE AS OF CHANGE: 20201109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPRAGUE JOSEPH A
CENTRAL INDEX KEY: 0001544031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08957
FILM NUMBER: 201298903
MAIL ADDRESS:
STREET 1: C/O ALASKA AIRLINES, INC.
STREET 2: 19300 INTERNATIONAL BLVD
CITY: SEATTLE
STATE: WA
ZIP: 98188
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC.
CENTRAL INDEX KEY: 0000766421
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 911292054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
BUSINESS PHONE: 206-392-5040
MAIL ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
FORMER COMPANY:
FORMER CONFORMED NAME: ALASKA AIR GROUP INC
DATE OF NAME CHANGE: 19920703
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2020-11-05
false
0000766421
ALASKA AIR GROUP, INC.
ALK
0001544031
SPRAGUE JOSEPH A
19300 INTERNATIONAL BLVD
SEATTLE
WA
98188
false
true
false
false
PRESIDENT, HORIZON AIR
COMMON STOCK 401(K)
7049
I
ESOP TRUST
COMMON STOCK
2020-11-07
4
M
false
1129
0
A
14383
D
COMMON STOCK
2020-11-07
4
F
false
275
38.26
D
14108
D
RESTRICTED STOCK UNITS
0
2020-11-05
4
A
false
2960
0
A
2021-11-05
2030-11-05
COMMON STOCK
2960
2960
D
EMPLOYEE STOCK OPTIONS (RT TO BUY)
39.18
2020-11-05
4
A
false
2540
0
A
2021-11-05
2030-11-05
COMMON STOCK
2540
2540
D
RESTRICTED STOCK UNITS
0
2020-11-07
4
M
false
1129
0
D
2020-11-07
2029-11-07
COMMON STOCK
1129
2261
D
COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/2019.
RESTRICTED STOCK UNITS WILL VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.
OPTIONS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE (11/5/2021, 11/5/2022 AND 11/5/2023).
REMAINING RESTRICTED STOCK UNITS WILL VEST AS FOLLOWS: 1,130 ON 11/07/2021 AND 1,131 ON 11/07/2022.
SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/07/2020.
PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.
/S/ JEANNE E GAMMON, ATTORNEY-IN-FACT FOR JOSEPH A. SPRAGUE
2020-11-09