0001246360-16-007404.txt : 20161209
0001246360-16-007404.hdr.sgml : 20161209
20161209202810
ACCESSION NUMBER: 0001246360-16-007404
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161209
FILED AS OF DATE: 20161209
DATE AS OF CHANGE: 20161209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC.
CENTRAL INDEX KEY: 0000766421
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 911292054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
BUSINESS PHONE: 206-392-5040
MAIL ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
FORMER COMPANY:
FORMER CONFORMED NAME: ALASKA AIR GROUP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PEDERSEN BRANDON
CENTRAL INDEX KEY: 0001274498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08957
FILM NUMBER: 162045100
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2016-12-09
false
0000766421
ALASKA AIR GROUP, INC.
ALK
0001274498
PEDERSEN BRANDON
19300 INTERNATIONAL BLVD
SEATTLE
WA
98188
false
true
false
false
EXEC VP/FINANCE & CFO
RESTRICTED STOCK UNIT
13360
D
COMMON STOCK
2016-12-09
4
M
false
2446
38.755
A
19351
D
COMMON STOCK
2016-12-09
4
M
false
1330
48.945
A
20681
D
COMMON STOCK
2016-12-09
4
S
false
4681
89.853
D
16000
D
EMPLOYEE STOCK OPTION (RT TO BUY)
38.755
2016-12-09
4
M
false
2446
0
D
2015-02-11
2024-02-11
COMMON STOCK
2446
4890
D
EMPLOYEE STOCK OPTION (RT TO BUY)
48.945
2016-12-09
4
M
false
1330
0
D
2015-05-12
2024-05-12
COMMON STOCK
1330
1330
D
STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
EXERCISE AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.
REMAINING OPTIONS VEST AS FOLLOWS: 2,444 ON 02/11/2017 AND 2,446 ON 02/11/2018.
REMAINING OPTIONS VEST AS FOLLOWS: 664 ON 05/12/2017 AND 666 ON 05/12/2018.
SALE OF 3,776 ALK SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.
THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $89.231 TO $90.00, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.
/S/ JEANNE E. GAMMON, ATTORNEY IN FACT FOR BRANDON S. PEDERSEN
2016-12-09