0001104659-17-060019.txt : 20170929
0001104659-17-060019.hdr.sgml : 20170929
20170929203050
ACCESSION NUMBER: 0001104659-17-060019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170927
FILED AS OF DATE: 20170929
DATE AS OF CHANGE: 20170929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L ET AL
CENTRAL INDEX KEY: 0000948904
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03922
FILM NUMBER: 171112911
MAIL ADDRESS:
STREET 2: 200 PARK AVENUE SUITE 3900
CITY: NEW YORK
STATE: NY
ZIP: 10166
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TONTINE CAPITAL PARTNERS L P
CENTRAL INDEX KEY: 0001276922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03922
FILM NUMBER: 171112910
BUSINESS ADDRESS:
STREET 1: C/O TONTINE CAPITAL MANAGEMENT LLC LP
STREET 2: 55 RAILROAD AVENUE 3RD FL
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2037692000
MAIL ADDRESS:
STREET 1: C/O TONTINE CAPITAL MANAGEMENT LLC LP
STREET 2: 55 RAILROAD AVENUE 3RD FL
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TONTINE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001272374
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03922
FILM NUMBER: 171112909
MAIL ADDRESS:
STREET 1: C/O TORTINE PARTNERS LP
STREET 2: 55 RAILRAOD AVENUE 3RD FL
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tontine Associates, LLC
CENTRAL INDEX KEY: 0001491514
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03922
FILM NUMBER: 171112906
BUSINESS ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2037692000
MAIL ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TONTINE ASSET ASSOCIATES, L.L.C.
CENTRAL INDEX KEY: 0001482609
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03922
FILM NUMBER: 171112907
BUSINESS ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-769-2000
MAIL ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P.
CENTRAL INDEX KEY: 0001482608
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-03922
FILM NUMBER: 171112908
BUSINESS ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-769-2000
MAIL ADDRESS:
STREET 1: 55 RAILROAD AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATRICK INDUSTRIES INC
CENTRAL INDEX KEY: 0000076605
STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430]
IRS NUMBER: 351057796
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 107 WEST FRANKLIN STREET PO BOX 638
CITY: ELKHART
STATE: IN
ZIP: 46515
BUSINESS PHONE: 574-206-7515
MAIL ADDRESS:
STREET 1: 107 WEST FRANKLIN STREET PO BOX 638
CITY: ELKHART
STATE: IN
ZIP: 46515
4
1
a4.xml
4
X0306
4
2017-09-27
0
0000076605
PATRICK INDUSTRIES INC
PATK
0000948904
GENDELL JEFFREY L ET AL
1 SOUND SHORE DRIVE
GREENWICH
CT
06830
1
0
0
0
0001276922
TONTINE CAPITAL PARTNERS L P
1 SOUND SHORE DRIVE
GREENWICH
CT
06830
1
0
0
0
0001272374
TONTINE CAPITAL MANAGEMENT LLC
1 SOUND SHORE DRIVE
GREENWICH
CT
06830
1
0
0
0
0001482608
TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P.
1 SOUND SHORE DRIVE
GREENWICH
CT
06830
1
0
0
0
0001482609
TONTINE ASSET ASSOCIATES, L.L.C.
1 SOUND SHORE DRIVE
GREENWICH
CT
06830
1
0
0
0
0001491514
Tontine Associates, LLC
1 SOUND SHORE DRIVE
GREENWICH
CT
06830
1
0
0
0
Common Stock, no par value
2017-09-27
4
S
0
19700
82.92
D
876739
I
See Footnotes
Common Stock, no par value
2017-09-27
4
S
0
300
83.50
D
876439
I
See Footnotes
Common Stock, no par value
2017-09-27
4
S
0
3742
84.50
D
872697
I
See Footnotes
Common Stock, no par value
2017-09-28
4
S
0
200
85.04
D
872497
I
See Footnotes
This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TAA, the general partner of TCP 2; and (c) TA.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TCP on August 17, 2017.
On September 27, 2017, TCP sold 19,700 shares of Common Stock at a weighted average price of $82.92 per share. These shares were sold in multiple transactions at prices ranging from $82.50 to $83.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Also on September 27, 2017, TCP sold 300 shares of Common Stock. These shares were sold in multiple transactions, each at a price of $83.50 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
Also on September 27, 2017, TCP sold 3,742 shares of Common Stock at a weighted average price of $84.50 per share. These shares were sold in multiple transactions at prices ranging from $84.50 to $84.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On September 28, 2017, TCP sold 200 shares of Common Stock at a weighted average price of $85.04 per share. These shares were sold in multiple transactions at prices ranging from $85.03 to $85.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Mr. Gendell, TAA and TCP 2 directly own 0 shares of Common Stock, TA directly owns 122,359 shares of Common Stock, TCM directly owns 140,382 shares of Common Stock and TCP directly owns 609,756 shares of Common Stock.
All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. Any securities held by TCP 2 may be deemed to be beneficially owned by TAA.
Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TCP 2, TAA and TA. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.
TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA.
Tontine Capital Partners, L.P., By: its General Partner, Tontine Capital Management, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell
2017-09-29
Tontine Capital Management, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell
2017-09-29
Tontine Capital Overseas Master Fund II, L.P. By: its General Partner, Tontine Asset Associates, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell
2017-09-29
Tontine Asset Associates, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell
2017-09-29
Tontine Associates, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell
2017-09-29
/s/ Jeffrey L. Gendell
2017-09-29