-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MqaQMk7WZSglN622F/OGwgnmQhDWCuXuVja4qucg11zQ9hzFkufpTUIlVDQ5++pw T8L+wt91+zcn5e8aqLcblw== 0000910680-02-000740.txt : 20020823 0000910680-02-000740.hdr.sgml : 20020823 20020823155018 ACCESSION NUMBER: 0000910680-02-000740 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020823 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SBARRO INC CENTRAL INDEX KEY: 0000766004 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 112501939 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 002-96807 FILM NUMBER: 02747049 BUSINESS ADDRESS: STREET 1: 401 BROADHOLLOW ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 5168640200 MAIL ADDRESS: STREET 1: 401 BROADHOLLOW ROAD CITY: MELVILLE STATE: NY ZIP: 11747 8-K 1 f8k082302.txt FORM 8-K - 08/23/02 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): AUGUST 23, 2002 SBARRO, INC. ------------------------------------------------------ (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) NEW YORK ------------------------------------------------------ (STATE OR OTHER JURISDICTION OF INCORPORATION) 333-90817 11-2501939 --------- ---------- (COMMISSION FILE NUMBER) (IRS EMPLOYER IDENTIFICATION NO.) 401 BROADHOLLOW ROAD, MELVILLE, NEW YORK 11747 --------------------------------------------------- (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (631) 864-0200 NOT APPLICABLE ------------------------------------------------------------- (FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT) INFORMATION TO BE INCLUDED IN THE REPORT Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (c) Exhibits Exhibit No. Exhibit 99.1 Certification of Chief Executive Officer 99.2 Certification of Principal Accounting Officer Item 9. Regulation FD Disclosure The Company's Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2002, as filed with the SEC on August 23, 2002 (the "Report"), was accompanied by the certifications required by Section 906 of the Sarbanes-Oxley Act of 2002, which were submitted as correspondence to the Securities and Exchange Commission with the Report. Copies of all of the foregoing certifications are attached hereto as exhibits. SIGNATURES ---------- Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. SBARRO, INC. Date: August 23, 2002 By:/s/ Mario Sbarro ------------------------------------- Name: Mario Sbarro Title: Chief Executive Officer EXHIBIT INDEX ------------- Exhibit Number Description - ------ ----------- 99.1 Certification of Chief Executive Officer 99.2 Certification of Principal Accounting Officer EX-99 3 ex99_18k082302.txt EX-99.1 - CERTIFICATION - MARIO SBARRO EXHIBIT 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Sbarro, Inc. (the "Company") on Form 10-Q for the period ending July 14, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Mario Sbarro, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 that, to the best of my knowledge: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Mario Sbarro ---------------------------------------- Mario Sbarro Chief Executive Officer August 23, 2002 EX-99 4 ex99_28k082302.txt EX-99.2 - CERTIFICATION - STEVEN B. GRAHAM EXHIBIT 99.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Sbarro, Inc. (the "Company") on Form 10-Q for the period ending July 14, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Steven B. Graham, Principal Accounting Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 that, to the best of my knowledge: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Steven B. Graham ---------------------------------------- Steven B. Graham Principal Accounting Officer August 23, 2002 -----END PRIVACY-ENHANCED MESSAGE-----