0001628280-20-000818.txt : 20200130 0001628280-20-000818.hdr.sgml : 20200130 20200130175958 ACCESSION NUMBER: 0001628280-20-000818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200129 FILED AS OF DATE: 20200130 DATE AS OF CHANGE: 20200130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERZOG THOMAS M CENTRAL INDEX KEY: 0001276863 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08895 FILM NUMBER: 20562622 MAIL ADDRESS: STREET 1: 1920 MAIN STREET STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHPEAK PROPERTIES, INC. CENTRAL INDEX KEY: 0000765880 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 330091377 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1920 MAIN STREET STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-407-0700 MAIL ADDRESS: STREET 1: 1920 MAIN STREET STREET 2: SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: HCP, INC. DATE OF NAME CHANGE: 20070911 FORMER COMPANY: FORMER CONFORMED NAME: HEALTH CARE PROPERTY INVESTORS INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_158042518131088.xml FORM 4 X0306 4 2020-01-29 0 0000765880 HEALTHPEAK PROPERTIES, INC. PEAK 0001276863 HERZOG THOMAS M 1920 MAIN STREET SUITE 1200 IRVINE CA 92614 1 1 0 0 CEO Common Stock 2019-07-09 5 G 0 E 22604 0 D 71620 D Common Stock 2020-01-29 4 A 0 71337 0 A 142957 D Common Stock 2020-01-29 4 A 0 83866 0 A 226823 D Common Stock 2020-01-29 4 A 0 33545 0 A 260368 D Common Stock 2020-01-29 4 F 0 63671 36.71 D 196697 D Common Stock 104973 I Family Trust Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on January 29, 2020, resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date. Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 13, 2017. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on January 29, 2020 (the "Determination Date"), resulting in the award vesting in full on the Determination Date. This forfeiture of shares to satisfy applicable tax withholding in connection with one or more of the awards referenced above and does not constitute a sale transaction. Pursuant to the applicable award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of such awards. Reflects the transfer by the reporting person of 22,604 shares of the Issuer's common stock to a family trust on July 9, 2019, as separately reported in this Form 4. Scott A. Graziano, SVP, Legal (Attorney-In-Fact) 2020-01-30