424B3 1 may2017reverseinquiry.htm FINAL FIXED RATE MTN (REOPENING) 5/8/17 Document


CALCULATION OF REGISTRATION FEE
Title of Each Class of Securities Offered
Maximum Aggregate Offering Price (1)
Amount of Registration Fee(2)
MEDIUM-TERM NOTES, SERIES H, 3.300% NOTES DUE 2024
$200,000,000
$23,180
(1) Excludes accrued interest.
 
 
(2) The filing fee is calculated in accordance with Rule 457(r) under the Securities Act of 1933.


PRICING SUPPLEMENT NO. 1
 
Filed Pursuant to Rule 424(b)(3)
Dated May 8, 2017 to
 
Registration No. 333-217029
PROSPECTUS SUPPLEMENT
 
 
Dated May 8, 2017 and
 
 
PROSPECTUS
 
 
Dated March 30, 2017
 
 
CATERPILLAR FINANCIAL SERVICES CORPORATION
MEDIUM-TERM NOTES, SERIES H, 3.300% NOTES DUE 2024 (REOPENING)
 
SUBJECT
 
FINAL PRICING DETAILS
 
 
 
Issuer:
 
Caterpillar Financial Services Corporation
Title of Securities:
 
Medium-Term Notes, Series H, 3.300% Notes Due 2024
Format:
 
SEC Registered-Registration Statement Number 333-217029
Trade Date/Pricing Effective Time:
 
May 8, 2017
Settlement Date (Original Issue Date):
 
May 11, 2017
Maturity Date:
 
June 9, 2024
Principal Amount:
 
$200,000,000. The notes offered hereby constitute a further issuance of, and will be consolidated with, the $250,000,000 aggregate principal amount of Medium-Term Notes, Series H, 3.300% Notes Due 2024 issued by us on June 9, 2014. The notes offered hereby will have the same CUSIP number as the previously issued Medium-Term Notes, Series H, 3.300% Notes Due 2024 and will trade interchangeably with the previously issued Medium-Term Notes, Series H, 3.300% Notes Due 2024 immediately upon settlement. Upon completion of this offering, the aggregate principal amount outstanding of Medium-Term Notes, Series H, 3.300% Notes Due 2024 will be $450,000,000.
Price to Public (Issue Price):
 
102.252%, plus accrued interest
Dealer’s Commission:
 
0.400% (40.0 basis points) of the principal amount
Accrued Interest:
 
$2,786,666.67, in aggregate
All-in-price:
 
101.852%, plus accrued interest
Net Proceeds to Issuer:
 
$203,704,000, plus accrued interest
Coupon:
 
3.300%
Yield to Maturity:
 
2.945%
Spread Multiplier:
 
N/A
Spread/Spread Multiplier Reset Option:
 
N/A
Optional Reset Dates (only applicable if option to reset spread or spread multiplier):
N/A
 
 
Basis for Interest Rate Reset (only applicable if option to reset spread or spread multiplier):
N/A
Specified Currency:
 
U.S. Dollars
Option to Elect Payment in U.S. Dollars  (only applicable if Specified Currency is other than U.S. Dollars):
N/A
Authorized Denominations (only applicable if Specified Currency is other than U.S. Dollars):
N/A
Historical Exchange Rate (only applicable if Specified Currency is other than U.S. Dollars):
N/A
Maximum Interest Rate:
 
N/A
Minimum Interest Rate:
 
N/A
Interest Payment Dates:
 
Interest will be paid semi-annually on the 9th of June and December of each year, ending on the Maturity Date
Stated Maturity Extension Option:
 
N/A
Extension Period(s) and Final Maturity Date (only applicable if option to extend stated maturity):
N/A
Basis for Interest Rate During Extension Period (only applicable if option to extend stated maturity):
N/A
Original Issue Discount Note:
 
N/A
Total Amount of OID:
 
N/A
Terms of Amortizing Notes:
 
N/A
Redemption
 
N/A
Repayment Date(s):
 
N/A
Repayment Price(s):
 
N/A
Day Count Convention:
 
30/360
Denominations:
 
Minimum denominations of $1,000 with increments of $1,000 thereafter
Sole Manager & Bookrunner:
 
MUFG Securities Americas Inc.
Billing and Delivery Agent:
 
MUFG Securities Americas Inc.
CUSIP:
 
14912L6C0
Other:

 
Supplemental United States Federal Income Tax Considerations
Qualified Reopening and Issue Price of the Notes
The notes offered hereby will be treated as a part of the same issue of the previously issued Medium-Term Notes, Series H, 3.300% Notes Due 2024 (the “existing notes”) pursuant to a “qualified reopening” for U.S. federal income tax purposes. Therefore, the notes offered hereby will be treated as having the same issue date and the same issue price as the existing notes. The existing notes were issued at no more than a de minimis discount from their stated principal amount. As a result, the existing notes were issued without original issue discount (“OID”) and, therefore, the notes offered hereby also will be issued without OID.
Pre-Issuance Accrued Interest on the Notes
A portion of the purchase price of the notes offered hereby will be attributable to the amount of stated interest accrued prior to the original issue date (“pre-issuance accrued interest”). Consequently, the notes offered hereby should be treated as having been issued for an amount that excludes any pre-issuance accrued interest. If the notes are so treated, a portion of the first interest payment on the notes received by a U.S. holder after the offering equal to the excluded pre-issuance accrued interest will be treated as a return of such pre-issuance accrued interest and will not be taxable as interest on the notes. Your tax basis in a note should exclude an amount equal to the pre-issuance accrued interest.


CAPITALIZED TERMS USED HEREIN WHICH ARE DEFINED IN THE PROSPECTUS SUPPLEMENT SHALL HAVE THE MEANINGS ASCRIBED THERETO IN THE PROSPECTUS SUPPLEMENT. THE INTEREST RATES ON THE NOTES MAY BE CHANGED BY CATERPILLAR FINANCIAL SERVICES CORPORATION FROM TIME TO TIME, BUT ANY SUCH CHANGE WILL NOT AFFECT THE INTEREST RATE ON ANY NOTES OFFERED PRIOR TO THE EFFECTIVE DATE OF THE CHANGE.